0001127602-20-002825.txt : 20200131 0001127602-20-002825.hdr.sgml : 20200131 20200131101458 ACCESSION NUMBER: 0001127602-20-002825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200129 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Scott Richard CENTRAL INDEX KEY: 0001454515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 20563667 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-29 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001454515 Goodman Scott Richard 150 N. MERAMEC CLAYTON MO 63105 1 President Common Stock 2020-01-29 4 A 0 4074 0 A 49946 D Common Stock 2020-01-29 4 F 0 1616 44.75 D 48330 D Common Stock 4424 I 401(k) Plan Restricted Share Units Common Stock 560 560 D Restricted Share Units Common Stock 616 616 D The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. /s/ Scott Richard Goodman 2020-01-31