0001127602-18-035825.txt : 20181211
0001127602-18-035825.hdr.sgml : 20181211
20181211155844
ACCESSION NUMBER: 0001127602-18-035825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181207
FILED AS OF DATE: 20181211
DATE AS OF CHANGE: 20181211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEENE S TURNER
CENTRAL INDEX KEY: 0001482570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 181228760
BUSINESS ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
BUSINESS PHONE: 610-369-6293
MAIL ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-12-07
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001482570
KEENE S TURNER
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Financial Officer
Common Stock
22899
D
Common Stock
985
I
401(k) Plan
Restricted Share Units
2018-12-07
4
A
0
2313
0
A
Common Stock
2313
2313
D
Restricted Share Units
Common Stock
610
610
D
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 50% on the first anniversary of the closing date of the merger with Trinity Capital Corporation and 50% on the second anniversary of the closing of the merger with Trinity Capital Corporation, subject to continued employment of the reporting person and other terms of the award agreement. On the vesting date, the reporting person will receive one share of Common Stock for each RSU.
The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.
/s/ Keene S. Turner
2018-12-11