0001127602-12-014516.txt : 20120424 0001127602-12-014516.hdr.sgml : 20120424 20120424162701 ACCESSION NUMBER: 0001127602-12-014516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120420 FILED AS OF DATE: 20120424 DATE AS OF CHANGE: 20120424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John G CENTRAL INDEX KEY: 0001414898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 12776323 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-04-20 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001414898 Barry John G 150 N. MERAMEC ST. LOUIS MO 63105 1 EVP Common Stock 2012-04-20 4 J 0 1136 0 D 13634 D Common Stock 2012-04-20 4 A 0 7609 11.33 A 21243 D Common Stock 2012-04-20 4 F 0 2782 11.33 D 18461 D Common Stock 4707 D Restricted Share Units Common Stock 564 564 D The Shares of restricted stock were surrendered to the Company without value on April 20, 2012 pursuant to the Company's Clawback Policy. The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan. Withholding of stock to satisfy tax withholding obligation on issuance of restricted stock. These shares are held jointly with spouse. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. /s/ John G. Barry 2012-04-24