-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRfQTHVYVu/2Kgduo3smMuol38+Yx9J1cErqp7yTkiSscY1/UFj5xJBAZGsvRf3m +Z6QYxN7NO9nQJAdOeu4Eg== 0001025835-08-000093.txt : 20080501 0001025835-08-000093.hdr.sgml : 20080501 20080501102505 ACCESSION NUMBER: 0001025835-08-000093 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080501 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 0907 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRASER JAMES E CENTRAL INDEX KEY: 0001186810 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 08792789 MAIL ADDRESS: STREET 1: 150 N MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2008-05-01 0 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001186810 GRASER JAMES E 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 President Common Stock 1571 I 401(k) Plan Common Stock 9101 I EBSP III, LLC Common Stock 75429 I By Trust Non-Qualified Stock Option (right to buy) 10.00 2004-10-01 2012-08-28 Common Stock 7840 D Non-Qualified Stock Option (right to buy) 13.40 2004-10-01 2013-05-13 Common Stock 12562 D Restricted Share Units Common Stock 6264 D Stock Settled Stock Appreciation Rights 25.63 2007-12-01 2017-06-15 Common Stock 2500 D The reporting person hold units in the stock fund and the shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account as of 3/31/08. Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options. The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. James E. Graser 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----