0001193125-12-375203.txt : 20120830 0001193125-12-375203.hdr.sgml : 20120830 20120830115826 ACCESSION NUMBER: 0001193125-12-375203 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120830 DATE AS OF CHANGE: 20120830 EFFECTIVENESS DATE: 20120830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON FUNDS CENTRAL INDEX KEY: 0001025770 IRS NUMBER: 752676133 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07883 FILM NUMBER: 121065016 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 0001025770 S000005056 ICON International Equity Fund C000013830 Class C IIQCX C000013831 Class Z ICNEX C000033807 Class A IIQAX 0001025770 S000005057 ICON Fund C000013833 Class C ICNCX C000013834 Class S ICNZX C000033809 Class A ICNAX 0001025770 S000005058 ICON Bond Fund C000013836 Class C IOBCX C000013837 Class S IOBZX C000094043 Class A IOBAX 0001025770 S000005059 ICON Risk-Managed Equity Fund C000013839 Class C IOCCX C000013840 Class S IOCZX C000033810 Class A IOCAX 0001025770 S000005060 ICON Equity Income Fund C000013842 Class C IOECX C000013843 Class S IOEZX C000033811 Class A IEQAX 0001025770 S000005061 ICON Long/Short Fund C000013845 Class C IOLCX C000013846 Class S IOLZX C000033812 Class A ISTAX 0001025770 S000008828 ICON Consumer Discretionary Fund C000024049 Class S ICCCX C000094044 Class A ICCAX C000094045 Class C ICCEX 0001025770 S000008829 ICON Asia-Pacific Region Fund C000024050 Class S ICARX C000033813 Class A IPCAX C000058486 Class C ICPCX 0001025770 S000008830 ICON Europe Fund C000024051 Class S ICSEX C000033814 Class A IERAX C000058488 Class C ICUCX 0001025770 S000008831 ICON Energy Fund C000024052 Class S ICENX C000094046 Class A ICEAX C000094047 Class C ICEEX 0001025770 S000008832 ICON Financial Fund C000024053 Class S ICFSX C000094048 Class A ICFAX C000094049 Class C ICOCX 0001025770 S000008833 ICON Healthcare Fund C000024054 Class S ICHCX C000094050 Class A ICHAX C000094051 Class C ICHEX 0001025770 S000008834 ICON Industrials Fund C000024055 Class S ICTRX C000094052 Class A ICIAX C000094053 Class C ICICX 0001025770 S000008835 ICON Information Technology Fund C000024056 Class S ICTEX C000094054 Class A ICTTX C000094055 Class C ICTFX 0001025770 S000008836 ICON Consumer Staples Fund C000024057 Class S ICLEX C000094056 Class A ICRAX C000094057 Class C ICLCX 0001025770 S000008837 ICON Materials Fund C000024058 Class S ICBMX C000094058 Class A ICBAX C000094059 Class C ICBCX 0001025770 S000008838 ICON Utilities Fund C000024059 Class S ICTUX C000094060 Class A ICTVX C000094061 Class C ICTZX N-PX 1 d403456dnpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, DC 20549" FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-07883 ICON Funds Name of Registrant: 5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111" Address of Principal Executive Offices: Erik L Jonson 5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111" Name and address of agent of service: Registrant's telephone number including area code: 303-790-1600 Date of fiscal year end: 09/30 Date of reporting period: "July 1, 2011 - June 30, 2012" Item 1: Proxy Voting Record Registrant : ICON Funds Fund Name: ICON Asia-Pacific Region Fund Reporting Period: 7/1/2011 - 6/30/2012 ________________________________________________________________________________ Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 01/16/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect JIANG Chaoliang Mgmt For For For 3 Elect ZHANG Yun Mgmt For Against Against 4 Elect YANG Kun Mgmt For For For 5 Elect Anthony WU Mgmt For For For Ting-yuk 6 Elect QIU Dong Mgmt For Against Against 7 Elect LIN Damao Mgmt For Against Against 8 Elect SHEN Bingxi Mgmt For For For 9 Elect CHENG Fengchao Mgmt For For For 10 Elect ZHAO Chao Mgmt For For For 11 Elect XIAO Shusheng Mgmt For For For 12 Elect CHE Yingxin as Mgmt For For For Supervisor 13 Elect LIU Hong as Mgmt For Against Against Supervisor ________________________________________________________________________________ Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 06/08/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Fees of Directors and Mgmt For For For Supervisors 7 Fixed Assets Investment Mgmt For For For Budget for 2012 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aisin Seiki Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7259 CINS J00714105 06/19/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Kanshiroh Toyoda Mgmt For Against Against 5 Elect Fumio Fujimori Mgmt For For For 6 Elect Shunichi Nakamura Mgmt For For For 7 Elect Shinzoh Kobuki Mgmt For For For 8 Elect Toshikazu Nagura Mgmt For For For 9 Elect Naofumi Fujie Mgmt For For For 10 Elect Takashi Morita Mgmt For For For 11 Elect Makoto Mitsuya Mgmt For For For 12 Elect Toshiyuki Ishikawa Mgmt For For For 13 Elect Takeshi Kawata Mgmt For For For 14 Elect Mutsumi Kawamoto Mgmt For For For 15 Elect Shohichiroh Toyoda Mgmt For Against Against 16 Elect Masayoshi Hotta Mgmt For For For 17 Bonus Mgmt For For For 18 Directors' Fees Mgmt For For For ________________________________________________________________________________ Alliance Financial Group Berhad Ticker Security ID: Meeting Date Meeting Status AFG CINS Y0034W102 07/28/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect OH Chong Peng Mgmt For Against Against 5 Elect Dziauddin bin Mgmt For For For Mahmud 6 Elect SNG Seow Wah Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect Thomas MUN Lung Mgmt For For For Lee 9 Equity Grant to SNG Mgmt For Against Against Seow Wah ________________________________________________________________________________ Australia and New Zealand Banking Group Limited Ticker Security ID: Meeting Date Meeting Status ANZ CINS Q09504137 12/16/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (CEO Mgmt For For For Michael Smith) 4 Approve UK Stapled Mgmt For For For Securities Buy-Back 5 Ratify Placement of Mgmt For For For Securities 6 Elect Robert Reeves Mgmt Against Against For 7 Re-elect Peter Hay Mgmt For For For 8 Re-elect Alison Watkins Mgmt For For For ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 03/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For Abstain Against Commissioners' Fees 5 Report of Fund Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 08/24/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For Abstain Against Shares w/ Preemptive Rights ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 10/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank of Ayudhya Public Company Limited Ticker Security ID: Meeting Date Meeting Status BAY CINS Y0644Q115 03/20/2012 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Meeting Minutes Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Acquisition Mgmt For For For 6 Authority to Issue Mgmt For For For Debentures 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Bank of Ayudhya Public Company Limited Ticker Security ID: Meeting Date Meeting Status BAY CINS Y0644Q115 04/24/2012 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Minutes Mgmt For For For 2 Directors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Mark Arnold Mgmt For For For 6 Elect Pornsanong Mgmt For For For Tuchinda 7 Elect Virojn Mgmt For For For Srethapramotaya 8 Elect Pongadul Mgmt For For For Kristnaraj 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Transaction of Other Mgmt For Against Against Business 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 01/06/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Fees of Directors and Mgmt For Against Against Supervisors 3 Elect WANG Yongli Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank of India Ticker Security ID: Meeting Date Meeting Status BOI CINS Y06949112 07/14/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bank of India Ticker Security ID: Meeting Date Meeting Status BOI CINS Y06949112 10/21/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect P. Bhasin Mgmt For N/A N/A 4 Elect B.G. Chandre Mgmt For N/A N/A 5 Elect U.N. Kapur Mgmt For N/A N/A 6 Elect U.K. Khaitan Mgmt For Abstain Against 7 Elect P.P. Mallya Mgmt For For For 8 Elect S.P. Mangal Mgmt For N/A N/A 9 Elect M. Mukesh Mgmt For N/A N/A 10 Elect A.K. Ranade Mgmt For N/A N/A 11 Elect P.M. Sirajuddin Mgmt For For For ________________________________________________________________________________ BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/17/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 2 Elect Lindsay Maxsted Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 3 Elect Shriti Vadera Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 4 Re-elect Malcolm Mgmt For For For Broomhead (BHP Billiton plc and BHP Billiton Limited) 5 Re-elect John Buchanan Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 6 Re-elect Carlos Mgmt For For For Cordeiro (BHP Billiton plc and BHP Billiton Limited) 7 Re-elect David Crawford Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 8 Re-elect Carolyn Hewson Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 9 Re-elect Marius Mgmt For For For Kloppers (BHP Billiton plc and BHP Billiton Limited) 10 Re-elect Wayne Murdy Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 11 Re-elect Keith Rumble Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 12 Re-elect John Schubert Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 13 Re-elect Jacques Nasser Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 14 Appoint Auditor and Mgmt For For For Authorise Board to Set Fees (BHP Billiton plc) 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (BHP Billiton plc) 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (BHP Billiton plc) 17 Authority to Repurchase Mgmt For For For Shares (BHP Billiton plc) 18 Remuneration Report Mgmt For For For 19 Approve Termination Mgmt For For For Payments (GMC) 20 Equity Grant (CEO Mgmt For For For Marius Kloppers) 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BS Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 138930 CINS Y0997Y103 03/27/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Member: OH Kuh Don 5 Directors' Fees Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bumi Armada Berhad Ticker Security ID: Meeting Date Meeting Status ARMADA CINS Y10028119 06/21/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Mahamad Fathil Mgmt For For For bin Mahmood 3 Elect Shaharul Rezza Mgmt For For For bin Hassan 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Bumi Armada Berhad Ticker Security ID: Meeting Date Meeting Status ARMADA CINS Y10028119 06/21/2012 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision of Financial Mgmt For For For Assistance 2 Authority to Issue Mgmt For For For Shares under Employees' Share Option Scheme 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Celltrion, Inc. Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits and Dividends 2 Amendments to Articles Mgmt For For For 3 Elect SEO Jeong Jin Mgmt For For For 4 Elect LEE Kyung Ho Mgmt For For For 5 Elect KIM Dong Il Mgmt For For For 6 Elect LEE Yo Sep Mgmt For For For 7 Elect CHO Gyun Suk Mgmt For For For 8 Election of Audit Mgmt For For For Committee Members (Slate) 9 Directors' Fees Mgmt For For For 10 Share Option Grants Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Chaoda Modern Agriculture (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 0682 CINS G2046Q107 12/30/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Abstain Against 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Elect KUANG Qiao Mgmt For For For 6 Elect CHEN Jun Hua Mgmt For Against Against 7 Elect Andy CHAN Chi Po Mgmt For For For 8 Elect LIN Shun Quan Mgmt For For For 9 Directors' Fees Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cheil Industries Inc Ticker Security ID: Meeting Date Meeting Status 001300 CINS Y1296J102 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits and Dividends 2 Elect PARK Jong Woo Mgmt For For For 3 Elect LEE Sung Gu Mgmt For For For 4 Elect KIM Sung Jin Mgmt For Against Against 5 Elect KIM Nan Do Mgmt For For For 6 Elect KIM Sung Jin Mgmt For Against Against 7 Elect KIM Nan Do Mgmt For For For 8 Directors' Fees Mgmt For For For ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 01/16/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect WANG Hongzhang Mgmt For For For ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 08/18/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Mgmt For For For RMB-denominated Subordinated Bonds 3 Elect ZHANG Huajian as Mgmt For For For Shareholder Representative Supervisor ________________________________________________________________________________ China Lilang Limited Ticker Security ID: Meeting Date Meeting Status 1234 CINS G21141109 05/03/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WANG Dong Xing Mgmt For Against Against 6 Elect HU Cheng Chu Mgmt For For For 7 Elect WANG Ru Ping Mgmt For Against Against 8 Elect NIE Xing Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 05/18/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Final Accounts Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Budget Report Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of PRC Mgmt For For For Auditor and Authority to Set Fees 8 Appointment of Mgmt For For For International Auditor and Authority to Set Fees 9 Directors' and Mgmt For For For Supervisors' Fees 10 Elect HUANG Qun Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Elect LV Congmin Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Issuance of Corporate Mgmt For For For Bonds 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Issuance of Debt Mgmt For For For Instruments 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For Against Against Domestic and H Shares w/o Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Shareholder Proposal ShrHoldr For Against Against ________________________________________________________________________________ China Mengniu Dairy Company Limited Ticker Security ID: Meeting Date Meeting Status 2319 CINS G21096105 06/15/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect SUN Yiping Mgmt For For For 6 Elect NING Gaoning Mgmt For Against Against 7 Elect YU Xubo Mgmt For For For 8 Elect MA Jianping Mgmt For For For 9 Elect JIAO Shuge Mgmt For For For 10 Elect Julian Wolhardt Mgmt For Against Against 11 Elect XIE Tao Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ China National Materials Company Limited Ticker Security ID: Meeting Date Meeting Status 1893 CINS Y15048104 07/12/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHANG Hai Mgmt For For For 4 Elect TANG Baoqi Mgmt For For For 5 Appointment of Mgmt For For For International and Domestic Auditors and Authority to Set Fees ________________________________________________________________________________ China Petroleum & Chemical Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 10/12/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Domestic Mgmt For For For Corporate Bonds 4 Authority to Issue Mgmt For For For Domestic Corporate Bonds 5 Type of Securities to Mgmt For For For be Issued 6 Issuance Size Mgmt For For For 7 Nominal Value and Issue Mgmt For For For Price 8 Term Mgmt For For For 9 Interest Rate Mgmt For For For 10 Method and Timing of Mgmt For For For Interest Payment 11 Conversion Period Mgmt For For For 12 Determination and Mgmt For For For Adjustment of Conversion Price 13 Downward Adjustment to Mgmt For For For Conversion Price 14 Conversion Method of Mgmt For For For Fractional Share 15 Redemption Terms Mgmt For For For 16 Terms of Sale Back Mgmt For For For 17 Dividend Rights of the Mgmt For For For Year of Conversion 18 Issuance Method and Mgmt For For For Target Subscribers 19 Subscription Arrangement Mgmt For For For 20 Convertible Bonds Mgmt For For For Holders Meetings 21 Use of Proceeds Mgmt For For For 22 Guarantee Mgmt For For For 23 Validity Period Mgmt For For For 24 Authority to Issue Mgmt For For For Convertible Bonds 25 Feasibility Analysis Mgmt For For For Report on the Use of Proceeds 26 Use of Proceeds from Mgmt For For For Last Issuance of Securities ________________________________________________________________________________ China Shineway Pharmaceutical Group Ticker Security ID: Meeting Date Meeting Status 2877 CINS G2110P100 05/30/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect XIN Yunxia Mgmt For Against Against 5 Elect SUN Liutai Mgmt For For For 6 Elect Randy HUNG King Mgmt For For For Kuen 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Allocation of Final Mgmt For For For Dividends 13 Allocation of Special Mgmt For For For Dividends ________________________________________________________________________________ China Zhengtong Auto Services Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1728 CINS G215A8108 05/25/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect WANG Kunpeng Mgmt For Against Against 5 Elect LIU Dongli Mgmt For For For 6 Elect CHEN Tao Mgmt For For For 7 Elect SHAO Yong Jun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ CJ CheilJedang Corp. Ticker Security ID: Meeting Date Meeting Status 097950 CINS Y1661W134 07/08/2011 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect KIM Chul Ha Mgmt For For For ________________________________________________________________________________ Coca-Cola Amatil Limited Ticker Security ID: Meeting Date Meeting Status CCL CINS Q2594P146 05/15/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect David Gonski Mgmt For For For 4 Re-elect Geoffrey Kelly Mgmt For For For 5 Re-elect Martin Jansen Mgmt For Against Against 6 Equity Grant (LTISRP - Mgmt For For For MD Davis) 7 Equity Grant (STIP - MD Mgmt For For For Davis) ________________________________________________________________________________ Dah Chong Hong Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1828 CINS Y19197105 05/16/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect HUI Ying Bun Mgmt For Against Against 6 Elect LAU Sei Keung Mgmt For For For 7 Elect Arthur TSOI Tai Mgmt For For For Kwan 8 Elect YIN Ke Mgmt For Against Against 9 Elect FEI Yiping Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Chairman's Fees Mgmt For For For 15 Nomination Committees' Mgmt For For For Fees 16 Property Transfer Mgmt For For For 17 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Divi's Laboratories Limited Ticker Security ID: Meeting Date Meeting Status DIVISLAB CINS Y2076F112 04/18/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reappointment of Mgmt For For For Madhusudana Rao Divi as Director (Projects); Approval of Compensation 4 Reappointment of Kiran Mgmt For For For S. Divi as Director & President (Operations); Approval of Compensation 5 Amendment to Mgmt For For For Compensation of Murali K. Divi 6 Amendment to Mgmt For For For Compensation of N. V. Ramana ________________________________________________________________________________ Dongyue Group Limited Ticker Security ID: Meeting Date Meeting Status 0189 CINS G2816P107 05/18/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect FU Kwan Mgmt For Against Against 5 Elect ZHANG Jian Mgmt For For For 6 Elect YUE Run Dong Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Allocation of Mgmt For For For Profits/Dividends 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Doosan Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000150 CINS Y2100N107 03/30/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Independent Mgmt For For For Directors (Slate) 5 Election of Audit Mgmt For For For Committee Members (Slate) 6 Directors' Fees Mgmt For For For 7 Grant of Share Option Mgmt For For For 8 Grant of Share Options Mgmt For For For Previously Granted by Board Resolution 9 Capital Reduction Mgmt For For For ________________________________________________________________________________ Doosan Heavy Industries and Construction Ticker Security ID: Meeting Date Meeting Status 034020 CINS Y2102C109 03/30/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Audit Mgmt For For For Committee Member: KIM Hyung Joo 4 Directors' Fees Mgmt For Against Against 5 Grant of Share Option Mgmt For For For 6 Share Options Mgmt For For For Previously Granted by Board Resolution ________________________________________________________________________________ Doosan Infracore Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 042670 cins Y2102E105 03/30/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect YOON Se Ri Mgmt For For For 4 Elect LEE Jae Hoon Mgmt For For For 5 Elect PARK Jung Won Mgmt For For For 6 Elect KIM Yong Sung Mgmt For For For 7 Elect HONG Ki Jong Mgmt For For For 8 Elect LEE Jae Hoon Mgmt For For For 9 Directors' Fees Mgmt For Against Against 10 Share Options Mgmt For For For Previously Granted by Board Resolution 11 Grant of Share Option Mgmt For For For ________________________________________________________________________________ Ezion Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 525 CINS Y2186W104 04/26/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect CHEW Thiam Keng Mgmt For For For 4 Elect TAN Woon Hum Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Plan 9 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Option Scheme 10 Related Party Mgmt For For For Transactions 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Ezion Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 525 CINS Y2186W104 04/26/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Equity Grant to CHEW Mgmt For For For Thiam Keng ________________________________________________________________________________ Gamuda Berhad Ticker Security ID: Meeting Date Meeting Status GAMUDA CINS Y2679X106 12/08/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees Mgmt For For For 2 Elect Ir HA Tiing Tai Mgmt For For For 3 Elect GOON Heng Wah Mgmt For For For 4 Elect Raja Abdul Aziz Mgmt For Against Against bin Raja Salim 5 Elect Mohd Ramli bin Mgmt For For For Kushairi 6 Elect Ir Kamarul Zaman Mgmt For For For bin Mohd Ali 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Giordano International Limited Ticker Security ID: Meeting Date Meeting Status 709 CINS G6901M101 05/22/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Bernard MAH Chuck Mgmt For For For On 6 Elect KWONG Ki Chi Mgmt For Against Against 7 Elect Adrian CHENG Chi Mgmt For Against Against Kong 8 Elect CHAN Sai Cheong Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Amendment to the Share Mgmt For Against Against Option Scheme ________________________________________________________________________________ Glenmark Pharmaceuticals Limited Ticker Security ID: Meeting Date Meeting Status GLENMARK CINS Y2711C144 08/11/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Blanche Saldanha Mgmt For For For 4 Elect Cheryl Pinto Mgmt For For For 5 Elect Devendra Mehta Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 12/05/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Terms of Mgmt For For For Option 4 Amendment to Terms of Mgmt For For For Share Option Scheme ________________________________________________________________________________ Guangzhou Automobile Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 06/21/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Mgmt For For For International Auditor and Authority to Set Fees 7 Appointment of Domestic Mgmt For For For Auditor and Authority to Set Fees 8 Elect ZHANG Fangyou Mgmt For For For 9 Elect ZENG Qinghong Mgmt For For For 10 Elect YUAN Zhongrong Mgmt For For For 11 Elect LU Sa Mgmt For For For 12 Elect FU Shoujie Mgmt For For For 13 Elect LIU Huilian Mgmt For For For 14 Elect WEI Xiaoqin Mgmt For For For 15 Elect LI Tun Mgmt For For For 16 Elect LI Pingyi Mgmt For For For 17 Elect DING Hongxiang Mgmt For For For 18 Elect WU Gaogui Mgmt For For For 19 Elect MA Guohua Mgmt For For For 20 Elect XIANG Bing Mgmt For Against Against 21 Elect Albert LAW Yu Kwan Mgmt For For For 22 Elect LI Zhengxi Mgmt For For For 23 Elect GAO Fusheng Mgmt For For For 24 Elect HUANG Zhiyong Mgmt For For For 25 Elect HE Yuan Mgmt For For For 26 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 02/29/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of H Share Mgmt For For For Appreciation Rights Scheme 3 Initial Grant of H Mgmt For For For Share Appreciation Rights 4 Board Authority related Mgmt For For For to H Share Appreciation Rights ________________________________________________________________________________ Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 04/20/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Replacement of Domestic Mgmt For For For Auditor ________________________________________________________________________________ Hanwha Corp. Ticker Security ID: Meeting Date Meeting Status 000880 CINS Y3065M100 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Audit Mgmt For Against Against Committee Member: OH Jae Duk 5 Directors' Fees Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ HCL Technologies Limited Ticker Security ID: Meeting Date Meeting Status HCLTECH CINS Y3121G147 05/28/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Foreign Mgmt For For For Investor Restrictions 3 Appointment of Shiv Mgmt For For For Nadar as Managing Director; Approval of Compensation ________________________________________________________________________________ HCL Technologies Limited Ticker Security ID: Meeting Date Meeting Status HCLTECH CINS Y3121G147 11/02/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Resignation of P.C. Sen Mgmt For For For 3 Resignation of T.S.R. Mgmt For For For Subramanian 4 Resignation of Ajai Mgmt For For For Chowdhury 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect R. Srinivasan Mgmt For For For ________________________________________________________________________________ Hengdeli Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3389 CINS G45048108 05/08/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect SONG Jianwen Mgmt For For For 6 Elect HUANG Yonghua Mgmt For For For 7 Elect CHEN Sheng Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Mgmt For For For Shares 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CINS J22302111 06/21/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Takanobu Itoh Mgmt For Against Against 5 Elect Tetsuo Iwamura Mgmt For For For 6 Elect Tatsuhiro Ohyama Mgmt For For For 7 Elect Fumihiko Ike Mgmt For For For 8 Elect Tomohiko Kawanabe Mgmt For For For 9 Elect Takashi Yamamoto Mgmt For For For 10 Elect Yoshiharu Yamamoto Mgmt For For For 11 Elect Kensaku Hohgen Mgmt For For For 12 Elect Nobuo Kuroyanagi Mgmt For For For 13 Elect Takeo Fukui Mgmt For For For 14 Elect Masahiro Yoshida Mgmt For For For 15 Elect Yuji Shiga Mgmt For For For 16 Elect Masaya Yamashita Mgmt For Against Against 17 Elect Toshiaki Hiwatari Mgmt For For For ________________________________________________________________________________ Housing Development and Infrastructure Limited Ticker Security ID: Meeting Date Meeting Status HDIL CINS Y3722J102 08/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Lalit Mehta Mgmt For For For 3 Elect Shyam Dawra Mgmt For For For 4 Elect Sunil Mathur Mgmt For Against Against 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Appointment of Sarang Mgmt For For For Wadhawan as Managing Director; Approval of Compensation 7 Directors' Commission Mgmt For For For ________________________________________________________________________________ Hyosung Corporation Ticker Security ID: Meeting Date Meeting Status 004800 CINS Y3818Y120 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Audit Mgmt For Against Against Committee Member: BAE Ki Eun 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Mobis Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 012330 CINS Y3849A109 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For (Bundled) 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Audit Mgmt For Against Against Committee Members (Slate) 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Motor Co. Ticker Security ID: Meeting Date Meeting Status 005380 CINS Y38472109 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For Against Against Committee Members (Slate) 4 Amendments to Articles Mgmt For For For 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Insurance Australia Group Limited Ticker Security ID: Meeting Date Meeting Status IAG CINS Q49361100 10/26/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Re-elect Brian Schwartz Mgmt For For For 5 Re-elect Philip Twyman Mgmt For For For 6 Elect Peter Bush Mgmt For For For 7 Elect Richard Talbot Mgmt Against Against For 8 Approve Selective Mgmt For For For Buy-Back of Reset Preference Shares 9 Remuneration Report Mgmt For For For ________________________________________________________________________________ JSR Corporation Ticker Security ID: Meeting Date Meeting Status 4185 CINS J2856K106 06/15/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Mitsunobu Mgmt For For For Koshiba 5 Elect Masaki Hirose Mgmt For For For 6 Elect Yoshinori Mgmt For For For Yoshida 7 Elect Hozumi Satoh Mgmt For For For 8 Elect Hayato Hirano Mgmt For For For 9 Elect Takuya Gotoh Mgmt For For For 10 Elect Michio Kariya Mgmt For For For 11 Elect Kazunori Yagi Mgmt For For For 12 Elect Shohichi Kataoka Mgmt For For For 13 Elect Makoto Doi as Mgmt For For For Alternate Statutory Auditor 14 Bonus Mgmt For For For ________________________________________________________________________________ KDDI Corp. Ticker Security ID: Meeting Date Meeting Status 9433 CINS J31843105 06/20/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Onodera Mgmt For Against Against 5 Elect Kanichiroh Aritomi Mgmt For For For 6 Elect Takashi Tanaka Mgmt For For For 7 Elect Hirofumi Morozumi Mgmt For For For 8 Elect Makoto Takahashi Mgmt For For For 9 Elect Yoshiharu Mgmt For For For Shimatani 10 Elect Yuzoh Ishikawa Mgmt For For For 11 Elect Masahiro Inoue Mgmt For For For 12 Elect Hideo Yuasa Mgmt For For For 13 Elect Hiromu Naratani Mgmt For For For 14 Elect Makoto Kawamura Mgmt For For For 15 Elect Shinichi Sasaki Mgmt For For For 16 Elect Yoshinari Sanpei Mgmt For For For 17 Elect Takeshi Abe Mgmt For For For 18 Elect Kishiroh Amae Mgmt For For For 19 Elect Yukihisa Hirano Mgmt For For For 20 Statutory Auditors' Fees Mgmt For For For ________________________________________________________________________________ Korea Gas Corporation Ticker Security ID: Meeting Date Meeting Status 036460 CINS Y48861101 03/29/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation Mgmt For For For of Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect MIN Young Woo Mgmt For N/A N/A 5 Elect JANG In Soon Mgmt For N/A N/A 6 Elect LEE Jong Ho Mgmt For Against Against 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect MOON Gil Mo Mgmt N/A Against N/A 9 Elect LEE Chul Mgmt N/A Against N/A 10 Elect JEONG Boo Gyun Mgmt N/A Against N/A 11 Elect HAN Gyeong Noh Mgmt N/A Against N/A 12 Election of Audit Mgmt For For For Committee Members: CHOI Joo Ho 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Korea Gas Corporation Ticker Security ID: Meeting Date Meeting Status 036460 CINS Y48861101 09/23/2011 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect JOO Kang Soo as Mgmt For For For CEO 2 Election of One of Two Mgmt N/A Against N/A Director Nominees ________________________________________________________________________________ Kuraray Co Ltd Ticker Security ID: Meeting Date Meeting Status 3405 CINS J37006137 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Yasuaki Wakui Mgmt For For For 5 Elect Fumio Itoh Mgmt For For For 6 Elect Yasuhiro Yamamoto Mgmt For For For 7 Elect Setsuo Yamashita Mgmt For For For 8 Elect Keiji Murakami Mgmt For For For 9 Elect Kazuhiro Tenkumo Mgmt For For For 10 Elect Yuichi Kawarasaki Mgmt For For For 11 Elect Kunio Yukiyoshi Mgmt For For For 12 Elect Kensaku Aomoto Mgmt For For For 13 Elect Takafusa Shioya Mgmt For For For 14 Elect Yohichi Ninagawa Mgmt For For For 15 Elect Hiroki Yamada Mgmt For For For 16 Elect Yoshimitsu Okamoto Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Takeover Defense Plan Mgmt For Against Against ________________________________________________________________________________ LG Fashion Corp. Ticker Security ID: Meeting Date Meeting Status 093050 CINS Y5275J108 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Mgmt For For For Non-Independent Audit Committee Member: CHO Kyu Won 4 Election of Independent Mgmt For For For Audit Committee Members (Slate) 5 Directors' Fees Mgmt For For For 6 Amendments to Executive Mgmt For Against Against Officer Retirement Allowance Policy ________________________________________________________________________________ LS Corp. Ticker Security ID: Meeting Date Meeting Status 006260 CINS Y5274S109 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For ________________________________________________________________________________ Lupin Limited Ticker Security ID: Meeting Date Meeting Status LUPIN CINS Y5362X101 07/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Nilesh Gupta Mgmt For For For 4 Elect Kamalaksha Mada Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ M1 Limited Ticker Security ID: Meeting Date Meeting Status B2F CINS Y6132C104 04/05/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect LOW Huan Ping Mgmt For For For 4 Elect Alan OW Soon Sian Mgmt For For For 5 Elect Karen KOOI Lee Wah Mgmt For For For 6 Elect Reggie Thein Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Grant Mgmt For For For Awards and Issue Shares under the M1 Share Option Scheme 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Related Party Mgmt For For For Transactions 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Meritz Fire & Marine Insurance CO., Ltd Ticker Security ID: Meeting Date Meeting Status 000060 CINS Y5945N109 06/13/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Independent Mgmt For For For Directors (Slate) 4 Election of Independent Mgmt For For For Audit Committee Member: HYEON Jae Myeong 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Miraca Holdings Ticker Security ID: Meeting Date Meeting Status 4544 CINS J4352B101 06/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Suzuki Mgmt For For For 3 Elect Shinji Ogawa Mgmt For For For 4 Elect Takeshi Koyama Mgmt For For For 5 Elect Shiroh Kudoh Mgmt For For For 6 Elect Naoji Yui Mgmt For For For 7 Elect Nobumichi Hattori Mgmt For For For 8 Elect Yasunori Kaneko Mgmt For For For 9 Elect Hisatsugu Nonaka Mgmt For For For 10 Elect Naoki Iguchi Mgmt For For For 11 Equity Compensation Plan Mgmt For For For ________________________________________________________________________________ Mitsubishi Gas Chemical Company Inc. Ticker Security ID: Meeting Date Meeting Status 4182 CINS J43959113 06/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hideki Odaka Mgmt For Against Against 3 Elect Kazuo Sakai Mgmt For For For 4 Elect Toshikiyo Kurai Mgmt For For For 5 Elect Makoto Mizutani Mgmt For For For 6 Elect Masami Orisaku Mgmt For For For 7 Elect Yukio Sakai Mgmt For For For 8 Elect Katsuhiko Sugita Mgmt For For For 9 Elect Takayuki Watanabe Mgmt For For For 10 Elect Yoshihiro Yamane Mgmt For For For 11 Elect Kunio Kawa Mgmt For For For 12 Elect Kuniaki Kawakami Mgmt For Against Against 13 Contributions to Mgmt For For For Cumulative Pension Plan ________________________________________________________________________________ Mitsubishi Tanabe Pharma Corporation Ticker Security ID: Meeting Date Meeting Status 4508 CINS J4448H104 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michihiro Tsuchiya Mgmt For For For 4 Elect Kuniaki Kaga Mgmt For For For 5 Elect Kenichi Yanagisawa Mgmt For For For 6 Elect Kenkichi Kosakai Mgmt For For For 7 Elect Masayuki Mitsuka Mgmt For For For 8 Elect Takashi Kobayashi Mgmt For For For 9 Elect Shigehiko Hattori Mgmt For For For 10 Elect Seishiroh Yoshioka Mgmt For For For 11 Elect Hidetaka Tomita Mgmt For Against Against as an Alternate Statutory Auditor ________________________________________________________________________________ National Australia Bank Limited Ticker Security ID: Meeting Date Meeting Status NAB CINS Q65336119 12/15/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John Thorn Mgmt For For For 3 Re-elect Geoff Tomlinson Mgmt For For For 4 Elect Kenneth Henry Mgmt For For For 5 Equity Grant (CEO Mgmt For For For Cameron Clyne) 6 Equity Grant (CFO Mark Mgmt For For For Joiner) 7 Remuneration Report Mgmt For For For ________________________________________________________________________________ Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/27/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Winifred Kamit Mgmt For For For 3 Re-elect Donald Mercer Mgmt For For For 4 Re-elect Richard Knight Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Renew Partial Takeover Mgmt For For For Provisions ________________________________________________________________________________ NHK Spring Company Ltd. Ticker Security ID: Meeting Date Meeting Status 5991 CINS J49162126 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Mitsushige Mgmt For For For Kawakubo 4 Elect Hiroyuki Kado Mgmt For Against Against 5 Elect Akira Umebayashi Mgmt For Against Against 6 Elect Kenji Shimizu Mgmt For For For 7 Elect Hitoshi Horie Mgmt For Against Against 8 Elect Susumu Komori Mgmt For Against Against 9 Elect Keiichiroh Sue as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Nitto Denko Corporation Ticker Security ID: Meeting Date Meeting Status 6988 CINS J58472119 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Kaoru Aizawa Mgmt For For For 6 Elect Hideo Takasaki Mgmt For For For 7 Elect Kenji Matsumoto Mgmt For For For 8 Elect Yohichiroh Sakuma Mgmt For For For 9 Elect Toshihiko Omote Mgmt For For For 10 Elect Tohru Takeuchi Mgmt For For For 11 Elect Yohichiroh Furuse Mgmt For For For 12 Elect Kohshi Mizukoshi Mgmt For For For 13 Elect Kenji Ueki Mgmt For For For 14 Elect Yoshihiro Mgmt For Against Against Taniguchi 15 Elect Masashi Teranishi Mgmt For For For 16 Elect Mitsuhide Shiraki Mgmt For For For 17 Equity Compensation Plan Mgmt For For For ________________________________________________________________________________ OCI COMPANY LTD, SEOUL Ticker Security ID: Meeting Date Meeting Status 010060 CINS Y6435J103 03/21/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Narain Girdhar Mgmt For For For Chanrai 4 Elect Sunny Verghese Mgmt For For For 5 Elect Shekhar Mgmt For For For Anantharaman 6 Elect Michael LIM Choo Mgmt For Against Against San 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares under Olam Scrip Dividend Scheme ________________________________________________________________________________ OneSteel Limited Ticker Security ID: Meeting Date Meeting Status OST CINS Q7134W113 11/21/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Dean Pritchard Mgmt For For For 3 Re-elect Peter Nankervis Mgmt For For For 4 Re-elect Colin Galbraith Mgmt For For For 5 Re-elect Peter Smedley Mgmt For For For 6 Amendment to Mgmt For Against Against Constitution 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Orica Limited Ticker Security ID: Meeting Date Meeting Status ORI CINS Q7160T109 07/29/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Buy-Back of Mgmt For For For Step-Up Preference Shares 3 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Orica Limited Ticker Security ID: Meeting Date Meeting Status ORI CINS Q7160T109 12/15/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Noel Meehan Mgmt For For For 4 Remuneration Report Mgmt For For For ________________________________________________________________________________ Otsuka Corporation Ticker Security ID: Meeting Date Meeting Status 4768 CINS J6243L107 03/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Jiroh Makino Mgmt For For For 4 Elect Mikio Sugiyama Mgmt For For For 5 Elect Kazuhiko Nakai Mgmt For For For 6 Retirement Allowances Mgmt For Against Against for Statutory Auditor ________________________________________________________________________________ Otsuka Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 4578 CINS J63117105 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Ohtsuka Mgmt For Against Against 3 Elect Kenichiroh Ohtake Mgmt For For For 4 Elect Tatsuo Higuchi Mgmt For For For 5 Elect Ichiroh Ohtsuka Mgmt For For For 6 Elect Atsumasa Makise Mgmt For For For 7 Elect Yoshiroh Matsuo Mgmt For For For 8 Elect Yujiroh Ohtsuka Mgmt For For For 9 Elect Yukio Kobayashi Mgmt For For For ________________________________________________________________________________ PCCW Limited Ticker Security ID: Meeting Date Meeting Status 0008 CINS Y6802P120 05/03/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect George CHAN Ching Mgmt For For For Cheong 6 Elect David Ford Mgmt For For For 7 Elect LU Yimin Mgmt For Against Against 8 Elect LI Gang Mgmt For For For 9 Elect David WEI Zhe Mgmt For For For 10 Elect Frances Wong Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares 16 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CINS Y6883Q104 10/20/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 New Comprehensive Mgmt For Against Against Agreement and Annual Caps 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect WANG Lixin as Mgmt For Against Against Supervisor 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ping An Insurance (Group) Company of China Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 02/08/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 4 Type of securities Mgmt For For For 5 Issue size Mgmt For For For 6 Par value and issue Mgmt For For For price 7 Term Mgmt For For For 8 Interest rate Mgmt For For For 9 Method and timing of Mgmt For For For the interest payment 10 Conversion period Mgmt For For For 11 CB Conversion Price Mgmt For For For 12 Downward adjustment to Mgmt For For For CB Conversion Price 13 Number of Shares for Mgmt For For For Conversion 14 Terms of redemption Mgmt For For For 15 Terms of sale back Mgmt For For For 16 Entitlement to dividend Mgmt For For For of the year of conversion 17 Method of issuance and Mgmt For For For target subscribers 18 Subscription Arrangement Mgmt For For For 19 Relevant matters of CB Mgmt For For For Holders meetings 20 Use of proceeds Mgmt For For For 21 Special provisions in Mgmt For For For relation to solvency capital 22 Guarantee and security Mgmt For For For 23 Validity period Mgmt For For For 24 Ratification of Board Mgmt For For For Acts 25 Feasibility Analysis on Mgmt For For For Use of Proceeds 26 Report on Use of Mgmt For For For Proceeds from Previous Fund Raising Activities 27 Elect FAN Mingchun Mgmt For For For ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CINS Y70750115 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation Mgmt For For For of Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect HAN Joon Ho Mgmt For For For 5 Elect LEE Young Sun Mgmt For For For 6 Elect LEE Chang Hee Mgmt For For For 7 Elect James Bemowski Mgmt For For For 8 Elect LEE Young Sun Mgmt For For For 9 Elect LEE Chang Hee Mgmt For For For 10 Elect CHUNG Joon Yang Mgmt For For For as CEO 11 Elect PARK Han Yong Mgmt For For For 12 Elect CHO Noi Ha Mgmt For For For 13 Elect PARK Ki Hong Mgmt For For For 14 Elect KIM Joon Sik Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Special Contribution Mgmt For Against Against Bonus to PARK Tae Joon ________________________________________________________________________________ PPB Group Berhad Ticker Security ID: Meeting Date Meeting Status PEPT CINS Y70879104 05/24/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect LIM Soon Huat Mgmt For For For 5 Elect OH Siew Nam Mgmt For Against Against 6 Elect LIANG Kim Bang Mgmt For Against Against 7 Elect Raja Abdul Aziz Mgmt For Against Against bin Raja Salim 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 03/28/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Annual Report Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 2012 Financial Report Mgmt For For For 6 Partnership and Mgmt For For For Community Development Program 7 Amendments to Articles Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 09/28/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ PT BW Plantation TBK Ticker Security ID: Meeting Date Meeting Status BWPT CINS Y711AG108 06/26/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' and Mgmt For For For Commissioners' Fees 5 Report on Utilization Mgmt For For For of Proceeds from Public Offering 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pt Indika Energy Tbk Ticker Security ID: Meeting Date Meeting Status INDY CINS Y71247103 06/14/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Election of Directors Mgmt For Abstain Against and Commissioners 6 Report on Utilization Mgmt For For For of Public Offering Fund 7 Restated Authority of Mgmt For Abstain Against Commissioners regarding Employee and Management Stock Option Program ("EMSOP") ________________________________________________________________________________ Pt Indika Energy Tbk Ticker Security ID: Meeting Date Meeting Status INDY CINS Y71247103 06/14/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ PT Telekomunikasi Indonesia Ticker Security ID: Meeting Date Meeting Status TLKM CINS Y71474137 05/11/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report and Mgmt For For For Commissioners' Report 2 Accounts and Reports Mgmt For For For 3 Report on Utilization Mgmt For For For of Proceeds 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' and Mgmt For For For Commissioners' Fees 6 Appointment of Auditor Mgmt For For For 7 Amendments to Articles Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against and Commissioners 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PTT Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTTCH CINS Y7135Z116 10/18/2011 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Company Name Mgmt For For For 5 Company Objectives Mgmt For For For 6 Capital Structure Mgmt For For For 7 Allocation of Shares Mgmt For For For 8 Adoption of New Mgmt For For For Memorandum 9 Adoption of New Articles Mgmt For For For 10 Elect Sereepisut Mgmt For For For Tameeyaves 11 Elect Somchai Mgmt For For For Kuvijitsuwan 12 Elect Suthep Mgmt For For For Liumsirijarern 13 Elect Kulit Sombatsiri Mgmt For For For 14 Elect Sombat Amornvivat Mgmt For For For 15 Elect Raweporn Kuhirun Mgmt For For For 16 Elect Kriengkrai Mgmt For For For Thiennukul 17 Elect Chitrapongse Mgmt For For For Kwangsuksith 18 Elect Prasert Bunsumpun Mgmt For For For 19 Elect Nuttachat Mgmt For For For Charuchinda 20 Elect Sukrit Mgmt For For For Surabotsopon 21 Elect Bowon Vongsinudom Mgmt For For For 22 Elect Veerasak Mgmt For For For Kositpaisal 23 Election of Directors Mgmt For For For (Slate) 24 Directors' Fees Mgmt For For For 25 Appointment of Auditor Mgmt For For For and Authority to Set Fees 26 Directors' Bonus Mgmt For For For ________________________________________________________________________________ PTT Global Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTTGC CINS Y7150W105 04/02/2012 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Results of Operations Mgmt For For For and Business Plan 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' Fees Mgmt For For For 7 Elect Somchai Mgmt For For For Kuvijitsuwan 8 Elect Sombat Amornvivat Mgmt For For For 9 Elect Sukrit Mgmt For For For Surabotsopon 10 Elect Vasin Teeravechyan Mgmt For For For 11 Elect Somchai Mgmt For For For Thean-anant 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Debentures 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ PTT Public Company Ticker Security ID: Meeting Date Meeting Status PTT CINS Y6883U113 04/10/2012 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Directors' Fees Mgmt For Against Against 7 Elect Norkun Sittiphong Mgmt For For For 8 Elect Watcharakiti Mgmt For For For Watcharothai 9 Elect Arkhom Mgmt For Against Against Tempittayapaisith 10 Elect Pailin Mgmt For Against Against Chuchottaworn 11 Elect Insorn Buakeow Mgmt For For For 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Rio Tinto Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS Q81437107 05/10/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Elect Chris Lynch Mgmt For For For 5 Elect John Varley Mgmt For For For 6 Re-elect Tom Albanese Mgmt For For For 7 Re-elect Robert Brown Mgmt For For For 8 Re-elect Vivienne Cox Mgmt For For For 9 Re-elect Jan du Plessis Mgmt For For For 10 Re-elect Guy Elliott Mgmt For For For 11 Re-elect Michael Mgmt For For For Fitzpatrick 12 Re-elect Ann Godbehere Mgmt For For For 13 Re-elect Richard Mgmt For For For Goodmanson 14 Re-elect Lord John Kerr Mgmt For For For of Kinlochard 15 Re-elect Paul Tellier Mgmt For For For 16 Re-elect Samuel Walsh Mgmt For For For 17 Appoint Auditor and Mgmt For For For Authorise Board to Set Fees 18 Renew Authority to Mgmt For For For Repurchase Shares 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sakari Resources Limited Ticker Security ID: Meeting Date Meeting Status AJ1 CINS Y7456M108 04/26/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Chitrapongse Mgmt For For For Kwangsukstith 4 Elect HAN Eng Juan Mgmt For For For 5 Elect Apisit Mgmt For Against Against Rujikeatkamjorn 6 Elect Chatchawal Mgmt For For For Eimsiri 7 Elect Supattanapong Mgmt For For For Punmeechaow 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Offer and Mgmt For For For Grant Options Under the Rules of the Sakari Employee Share Option Plan 12 Authority to Offer and Mgmt For For For Grant Options Under the Rules of the Sakari Employee Share Acquisition Plan 13 Equity Grant to Mgmt For For For Non-Executive Directors 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sakari Resources Limited Ticker Security ID: Meeting Date Meeting Status AJ1 CINS Y81705108 08/16/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For Regarding Change in Company Name ________________________________________________________________________________ Seek Limited Ticker Security ID: Meeting Date Meeting Status SEK CINS Q8382E102 11/21/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Neil Chatfield Mgmt For Against Against 4 Approve Increase in Mgmt For For For NEDs' Fee Cap 5 Equity Grant (MD/CEO Mgmt For For For Andrew Bassat) 6 Equity Grant (MD/CEO Mgmt For Against Against Andrew Bassat) 7 Equity Grant (MD/CEO Mgmt For For For Andrew Bassat) ________________________________________________________________________________ Semirara Mining Corp. Ticker Security ID: Meeting Date Meeting Status SCC CINS Y7627Y155 05/07/2012 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Ratification of Board Mgmt For For For and Management Acts 4 Approve of Securities Mgmt For For For of Guaranteeing the Loan Obligation 5 Elect David Consunji Mgmt For For For 6 Elect Cesar Buenaventura Mgmt For For For 7 Elect Isidro Consunji Mgmt For For For 8 Elect Victor Consunji Mgmt For For For 9 Elect Jorge Consunji Mgmt For For For 10 Elect Herbert Consunji Mgmt For For For 11 Elect George San Pedro Mgmt For For For 12 Elect Cristina Gotianun Mgmt For For For 13 Elect Edwina Laperal Mgmt For For For 14 Elect Federico Puno Mgmt For Against Against 15 Elect Victor Macalincag Mgmt For For For 16 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Sesa Goa Limited Ticker Security ID: Meeting Date Meeting Status SESAGOA CINS Y7673N111 07/21/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Ashok Kini Mgmt For For For 4 Elect Pandurang Kakodkar Mgmt For Against Against 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Elect Jagdish Singh Mgmt For For For 7 Directors' Commission Mgmt For For For ________________________________________________________________________________ Shenzhen Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 0548 CINS Y7741B107 11/24/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Entrusted Construction Mgmt For For For Management Agreement 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Shenzhen Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 0548 CINS Y7741B107 12/29/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect YANG Hai Mgmt For For For 4 Elect WU Ya De Mgmt For For For 5 Elect LI Jing Qi Mgmt For For For 6 Elect ZHAO Jun Rong Mgmt For For For 7 Elect HU Wei Mgmt For For For 8 Elect TSE Yat Hong Mgmt For For For 9 Elect ZHANG Yang Mgmt For For For 10 Elect Clifton CHIU Chi Mgmt For For For Cheong 11 Elect WANG Hai Tao Mgmt For For For 12 Elect ZHANG Li Min Mgmt For For For 13 Elect AU Sing Kun Mgmt For For For 14 Elect LIN Chu Chang Mgmt For For For 15 Elect ZHONG Shan Qun Mgmt For For For 16 Elect HE Sen Mgmt For Against Against 17 Fees of Directors and Mgmt For For For Supervisors ________________________________________________________________________________ Shinhan Financial Group Co., Ltd Ticker Security ID: Meeting Date Meeting Status 055550 CINS Y7749X101 03/29/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For with Regard to Revised Commercial Acts and Other Regulations 3 Amendments to Articles Mgmt For For For with Regard to Governance and CEO Recommendation Committee 4 Elect SUH Jin Won Mgmt For For For 5 Elect YUN Ke Sop Mgmt For For For 6 Elect LEE Sang Kyeong Mgmt For For For 7 Elect LEE Jung Il Mgmt For For For 8 Elect HIRAKAWA Haruki Mgmt For For For 9 Elect Philippe Aguignier Mgmt For For For 10 Elect KWON Tae Eun Mgmt For For For 11 Elect KIM Seok Won Mgmt For For For 12 Elect YUN Ke Sop Mgmt For For For 13 Elect LEE Sang Kyeong Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Akio Nomura Mgmt For For For 6 Elect Teppei Mogi Mgmt For For For 7 Elect Katsuhiko Machida Mgmt For For For 8 Elect Mitsuaki Ohtani Mgmt For Against Against 9 Elect Shinichi Yokoyama Mgmt For Against Against 10 Bonus Mgmt For For For ________________________________________________________________________________ Sihuan Pharmaceutical Holdings Group Ltd. Ticker Security ID: Meeting Date Meeting Status 0460 CINS G8162K113 06/01/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Mgmt For For For Dividend 5 Allocation of Special Mgmt For For For Dividend 6 Elect GUO Weicheng Mgmt For For For 7 Elect ZHANG Jionglong Mgmt For For For 8 Elect BAI Huiliang Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sime Darby Berhad Ticker Security ID: Meeting Date Meeting Status SIME CINS Y7962G108 11/10/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Musa Hitam Mgmt For For For 5 Elect Mohd Zahid Mohd Mgmt For For For Noordin 6 Elect Hamad Kama Piah Mgmt For For For bin Che Othman 7 Elect Yusof bin Basiran Mgmt For For For 8 Elect Zaiton binti Mgmt For For For Mohd Hassan 9 Elect Azmi Mohd Ali Mgmt For For For 10 Elect Mohd Bakke bin Mgmt For For For Salleh 11 Elect Samsudin bin Osman Mgmt For For For 12 Elect Henry Barlow Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Sinopharm Group Ltd Ticker Security ID: Meeting Date Meeting Status 1099 CINS Y8008N107 12/30/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Master Procurement Mgmt For For For Agreement ________________________________________________________________________________ SK Innovation Co., Ltd. (fka SK Energy Co. Ltd.) Ticker Security ID: Meeting Date Meeting Status 096770 CINS Y8063L103 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KOO Ja Young Mgmt For For For 4 Elect LEE Hoon Kyu Mgmt For For For 5 Elect CHOI Myung Hae Mgmt For Against Against 6 Election of Audit Mgmt For Against Against Committee Member: CHOI Myung Hae 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Sohu.com, Inc. Ticker Security ID: Meeting Date Meeting Status SOHU CUSIP 83408W103 06/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Roberts Mgmt For Withhold Against 1.2 Elect Zhonghan Deng Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status STERLITEIN CINS Y8169X217 06/21/2012 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Amalgamation Mgmt For For For and Arrangement ________________________________________________________________________________ Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status STERLITEIN CINS Y8169X217 07/23/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Sandeep Junnarkar Mgmt For For For 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Appointment of D.D. Mgmt For For For Jalan as Whole-time Director; Approval of Compensation 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Reallocation of Rights Mgmt For For For Issue Proceeds 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sumitomo Rubber Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 5110 CINS J77884112 03/29/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Tetsuji Mino Mgmt For Against Against 4 Elect Ikuji Ikeda Mgmt For For For 5 Elect Takaki Nakano Mgmt For For For 6 Elect Hiroaki Tanaka Mgmt For For For 7 Elect Kenji Onga Mgmt For For For 8 Elect Minoru Nishi Mgmt For For For 9 Elect Yasutaka Ii Mgmt For For For 10 Elect Hiroki Ishida Mgmt For For For 11 Elect Keizoh Kohsaka Mgmt For For For 12 Elect Katsuhide Kurasaka Mgmt For For For 13 Elect Yutaka Kuroda Mgmt For For For 14 Elect Morihiro Murata Mgmt For For For ________________________________________________________________________________ Tata Motors Limited Ticker Security ID: Meeting Date Meeting Status TATEN CINS Y85740143 08/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ravi Kant Mgmt For For For 4 Elect Nusli Wadia Mgmt For Against Against 5 Elect Sam Palia Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Ralf Speth Mgmt For For For 8 Stock Split Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Tata Steel Limited Ticker Security ID: Meeting Date Meeting Status TATASTL CINS Y8547N139 03/30/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Borrowing Mgmt For For For Powers 3 Authority to Mortgage Mgmt For For For Assets ________________________________________________________________________________ Tata Steel Limited (fkaTata Iron & Steel Co) Ticker Security ID: Meeting Date Meeting Status TATASTL CINS Y8547N139 08/03/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ratan Tata Mgmt For For For 5 Elect Nusli Wadia Mgmt For For For 6 Elect Subodh Bhargava Mgmt For For For 7 Elect Jacobus Schraven Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Karl-Ulrich Kohler Mgmt For For For 10 Directors' Commission Mgmt For For For ________________________________________________________________________________ Terumo Corporation Ticker Security ID: Meeting Date Meeting Status 4543 CINS J83173104 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kohji Nakao Mgmt For For For 4 Elect Yutaroh Shintaku Mgmt For For For 5 Elect Hiroshi Matsumura Mgmt For For For 6 Elect Takayoshi Mimura Mgmt For For For 7 Elect Akira Oguma Mgmt For For For 8 Elect Kenji Sekine Mgmt For For For 9 Elect Hideo Arase Mgmt For For For 10 Elect Kuniko Shohji Mgmt For For For 11 Elect Toshiaki Takagi Mgmt For For For 12 Elect Akira Takahashi Mgmt For For For 13 Elect Masaharu Ikuta Mgmt For For For 14 Elect Tadao Kakizoe Mgmt For For For 15 Elect Mari Matsunaga Mgmt For For For 16 Elect Yoshihiko Tosa Mgmt For For For 17 Elect Yoshiaki Shiraishi Mgmt For For For 18 Elect Toshihiko Mgmt For For For Matsumiya 19 Elect Eizaburoh Sano as Mgmt For For For Alternate Statutory Auditor 20 Bonus Mgmt For For For ________________________________________________________________________________ Tokio Marine Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8766 CINS J86298106 06/25/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kunio Ishihara Mgmt For For For 4 Elect Shuzoh Sumi Mgmt For For For 5 Elect Takaaki Tamai Mgmt For For For 6 Elect Tsuyoshi Nagano Mgmt For For For 7 Elect Masashi Ohba Mgmt For For For 8 Elect Kunio Itoh Mgmt For For For 9 Elect Akio Mimura Mgmt For For For 10 Elect Toshifumi Kitazawa Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Hirokazu Fujita Mgmt For For For ________________________________________________________________________________ Toyo Suisan Kaisha Ltd. Ticker Security ID: Meeting Date Meeting Status 2875 CINS 892306101 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Tadasu Tsutsumi Mgmt For Against Against 3 Elect Kazuo Obata Mgmt For For For 4 Elect Hiroji Yoshino Mgmt For For For 5 Elect Senichi Teshima Mgmt For For For 6 Elect Eiji Kondoh Mgmt For For For 7 Elect Masanari Imamura Mgmt For For For 8 Elect Hiroyuki Minami Mgmt For For For 9 Elect Kenji Sugawara Mgmt For For For 10 Elect Atsumi Shimoi Mgmt For For For 11 Elect Masaharu Oikawa Mgmt For For For 12 Elect Tadashi Fujiya Mgmt For For For 13 Elect Tsutomu Yoshimura Mgmt For For For 14 Elect Kazuo Yamamoto Mgmt For For For 15 Elect Hisao Ichishima Mgmt For For For 16 Elect Osamu Iizuka Mgmt For For For 17 Elect Noritaka Sumimoto Mgmt For For For 18 Elect Hitoshi Oki Mgmt For For For 19 Elect Tsutomu Toyoda Mgmt For For For 20 Elect Moriyuki Minami Mgmt For For For 21 Elect Tsutomu Ushijima Mgmt For For For as Alternate Statutory Auditor 22 Bonus Mgmt For Against Against ________________________________________________________________________________ Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CINS J92676113 06/15/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Fujio Choh Mgmt For Against Against 4 Elect Akio Toyoda Mgmt For For For 5 Elect Takeshi Uchiyamada Mgmt For For For 6 Elect Yukitoshi Funo Mgmt For For For 7 Elect Atsushi Niimi Mgmt For For For 8 Elect Shinichi Sasaki Mgmt For For For 9 Elect Satoshi Ozawa Mgmt For For For 10 Elect Nobuyori Kodaira Mgmt For For For 11 Elect Mamoru Furuhashi Mgmt For For For 12 Elect Takahiko Ijichi Mgmt For For For 13 Elect Yasumori Ihara Mgmt For For For 14 Elect Masamoto Maekawa Mgmt For For For 15 Elect Mitsuhisa Katoh Mgmt For For For 16 Bonus Mgmt For For For ________________________________________________________________________________ Tsingtao Brewery Company Limited Ticker Security ID: Meeting Date Meeting Status 00168 CINS Y8997D102 06/27/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Financial Statements Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Appointment of Internal Mgmt For For For Control Auditor and Authority to Set Fees 10 Elect DUAN Jia Jun as Mgmt For Against Against Supervisor ________________________________________________________________________________ Union Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 03/20/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Union Bank of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 06/26/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Shri S. Ravi Mgmt For For For 4 Elect Ravindrarai Mgmt For Abstain Against Dholakia 5 Elect Umesh Kapur Mgmt For Abstain Against 6 Elect Dipankar Chatterji Mgmt For N/A N/A 7 Elect Gopal Lath Mgmt For N/A N/A 8 Elect Kamlesh Goel Mgmt For N/A N/A 9 Elect Rohit Khanna Mgmt For N/A N/A 10 Elect Vinay Mittal Mgmt For N/A N/A 11 Elect Anil Khandelwal Mgmt For N/A N/A ________________________________________________________________________________ Union Bank of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 06/26/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ United Phosphorus Limited Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 03/12/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Memorandum Mgmt For For For Regarding the Business Object 3 Commencement of New Mgmt For For For Business ________________________________________________________________________________ United Phosphorus Limited Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 07/26/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Jaidev Rajnikant Mgmt For For For Shroff 4 Elect Venkata Mgmt For For For Palavajjhala Krishna 5 Elect Pradeep Mgmt For Against Against Vedprakash Goyal 6 Elect Sandra Rajnikant Mgmt For For For Shroff 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Vikram Mgmt For For For R. Shroff as Executive Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendments to Articles Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Want Want China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0151 CINS G9431R103 04/27/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LIAO Ching Tsun Mgmt For For For 6 Elect TSAI Shao Chung Mgmt For For For 7 Elect MAKI Haruo Mgmt For For For 8 Elect PEI Kerwei Mgmt For For For 9 Elect CHIEN Wen Guey Mgmt For For For 10 Elect KAO Ruey Bin Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For Against Against Repurchased Shares 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Woodside Petroleum Limited Ticker Security ID: Meeting Date Meeting Status WPL CINS 980228100 05/02/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Melinda Cilento Mgmt For For For 3 Elect Robert Cole Mgmt For For For 4 Re-elect Erich Mgmt For For For Fraunschiel 5 Elect Christopher Haynes Mgmt For For For 6 Re-elect Pierre Jungels Mgmt For For For 7 Remuneration Report Mgmt For For For ________________________________________________________________________________ Woori Finance Holdings Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 053000 CINS Y9695X119 03/30/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect BANG Min Joon Mgmt For For For 4 Elect SHIN Hee Taek Mgmt For For For 5 Elect LEE Doo Hee Mgmt For For For 6 Elect LEE Heon Mgmt For For For 7 Elect LEE Hyeong Goo Mgmt For For For 8 Elect SHIN Hee Taek Mgmt For For For 9 Elect LEE Doo Hee Mgmt For For For 10 Elect LEE Heon Mgmt For For For 11 Elect LEE Hyeong Goo Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Yantai Chang Yu Pioneer Wine Company Limited Ticker Security ID: Meeting Date Meeting Status 000869 CINS Y9739T108 05/15/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Annual Report Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Amendments to Articles Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Zhuzhou CSR Times Electric Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3898 CINS Y9892N104 12/13/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendments to Rules of Mgmt For For For Procedures for General Meeting 5 Amendments to Rules of Mgmt For For For Procedures for Board Meetings 6 Amendments to Rules of Mgmt For For For Procedures for Supervisory Committee Meetings 7 Amendments to Articles Mgmt For For For of Association 8 Issuance of Medium-Term Mgmt For For For Notes 9 Authority to Repurchase Mgmt For For For H Shares ________________________________________________________________________________ Zhuzhou CSR Times Electric Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3898 CINS Y9892N104 12/13/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Mgmt For For For H Shares Item 2: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Consumer Discretionary Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP CUSIP 00751Y106 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 1.10 Elect Jimmie Wade Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Re-approval of Mgmt For For For Performance Objectives of the 2007 Executive Compensation Plan 4 Re-approval of Mgmt For For For Performance Objectives Contained in the 2004 Long-Term Incentive Plan 5 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Ascena Retail Group Inc. Ticker Security ID: Meeting Date Meeting Status ASNA CUSIP 04351G101 12/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Jaffe Mgmt For For For 1.2 Elect Klaus Eppler Mgmt For Withhold Against 1.3 Elect Kate Buggeln Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Crowley Mgmt For For For 2 Elect Sue Gove Mgmt For For For 3 Elect Earl Graves, Jr. Mgmt For For For 4 Elect Robert Grusky Mgmt For For For 5 Elect J.R. Hyde III Mgmt For For For 6 Elect W. Andrew McKenna Mgmt For For For 7 Elect George Mrkonic Mgmt For For For 8 Elect Luis Nieto Mgmt For For For 9 Elect William Rhodes III Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Bed Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2012 Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Kathy Higgins Mgmt For For For Victor 1.3 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect James Chambers Mgmt For For For 1.3 Elect Steven Fishman Mgmt For For For 1.4 Elect Peter Hayes Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For Withhold Against 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For Withhold Against 1.8 Elect James Tener Mgmt For Withhold Against 1.9 Elect Dennis Tishkoff Mgmt For Withhold Against 2 2012 Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Carnival plc Ticker Security ID: Meeting Date Meeting Status CCL CUSIP 143658300 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Debra Kelly-Ennis Mgmt For For For 9 Elect Modesto Maidique Mgmt For Against Against 10 Elect John Parker Mgmt For For For 11 Elect Peter Ratcliffe Mgmt For For For 12 Elect Stuart Subotnick Mgmt For For For 13 Elect Laura Weil Mgmt For For For 14 Elect Randall Mgmt For For For Weisenburger 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Director's Remuneration Mgmt For For For Report 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Bacon Mgmt For Withhold Against 1.2 Elect Sheldon Bonovitz Mgmt For For For 1.3 Elect Joseph Collins Mgmt For For For 1.4 Elect J. Michael Cook Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Jeffrey Honickman Mgmt For For For 1.7 Elect Eduardo Mestre Mgmt For For For 1.8 Elect Brian Roberts Mgmt For For For 1.9 Elect Ralph Roberts Mgmt For For For 1.10 Elect Johnathan Rodgers Mgmt For For For 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2011 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 8 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pills ________________________________________________________________________________ Deckers Outdoor Corporation Ticker Security ID: Meeting Date Meeting Status DECK CUSIP 243537107 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Karyn Barsa Mgmt For For For 1.7 Elect Michael Devine, Mgmt For For For III 1.8 Elect James Quinn Mgmt For For For 1.9 Elect Lauri Shanahan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph Boyd, Jr. Mgmt For For For 2 Elect David Dillon Mgmt For For For 3 Elect Samuel DiPiazza, Mgmt For For For Jr. 4 Elect Dixon Doll Mgmt For For For 5 Elect Peter Lund Mgmt For For For 6 Elect Nancy Newcomb Mgmt For For For 7 Elect Lorrie Norrington Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Elimination of Dual Mgmt For For For Class Stock 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Discovery Communications, Inc. Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Beck Mgmt For For For 1.2 Elect J. David Wargo Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dollar Tree, Inc. Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnold Barron Mgmt For For For 1.2 Elect Macon Brock, Jr. Mgmt For For For 1.3 Elect Mary Citrino Mgmt For For For 1.4 Elect J. Douglas Perry Mgmt For For For 1.5 Elect Thomas Saunders Mgmt For For For III 1.6 Elect Thomas Whiddon Mgmt For For For 1.7 Elect Carl Zeithaml Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fossil, Inc. Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 349882100 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Agather Mgmt For For For 1.2 Elect Jeffrey Boyer Mgmt For For For 1.3 Elect Kosta Kartsotis Mgmt For For For 1.4 Elect Diane Neal Mgmt For For For 1.5 Elect Thomas Nealon Mgmt For For For 1.6 Elect Elysia Ragusa Mgmt For For For 1.7 Elect Jal Shroff Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Michael Steinberg Mgmt For For For 1.10 Elect Donald Stone Mgmt For For For 1.11 Elect James Zimmerman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Supply Chain Standards ________________________________________________________________________________ Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Paul Donahue Mgmt For For For 1.3 Elect Jean Douville Mgmt For For For 1.4 Elect Thomas Gallagher Mgmt For For For 1.5 Elect George Guynn Mgmt For For For 1.6 Elect John Holder Mgmt For For For 1.7 Elect John Johns Mgmt For Withhold Against 1.8 Elect Michael Johns Mgmt For For For 1.9 Elect J. Hicks Lanier Mgmt For For For 1.10 Elect Robert Mgmt For For For Loudermilk, Jr. 1.11 Elect Wendy Needham Mgmt For For For 1.12 Elect Jerry Nix Mgmt For Withhold Against 1.13 Elect Gary Rollins Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gianluca Bolla Mgmt For For For 2 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB CUSIP 093671105 09/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Brown Mgmt For For For 2 Elect William Cobb Mgmt For For For 3 Elect Marvin Ellison Mgmt For For For 4 Elect Robert Gerard Mgmt For For For 5 Elect David Lewis Mgmt For For For 6 Elect Victoria Reich Mgmt For For For 7 Elect Bruce Rohde Mgmt For For For 8 Elect Tom Seip Mgmt For For For 9 Elect Christianna Wood Mgmt For For For 10 Elect James Wright Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Amendment to the 2008 Mgmt For For For Deferred Stock Unit Plan for Outside Directors 14 Amendment to the 2003 Mgmt For For For Long-Term Executive Compensation Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Lisa Gersh Mgmt For For For 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For Withhold Against 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy Leinbach Mgmt For For For 1.12 Elect Edward Philip Mgmt For For For 1.13 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For Against Against 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For Against Against 9 Elect Karen Katen Mgmt For Against Against 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING EMPLOYMENT DIVERSITY REPORT 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Stormwater Management Policy ________________________________________________________________________________ International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 03/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For For For 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Mark Vergnano Mgmt For For For 1.3 Elect Richard Goodman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Jos. A. Bank Clothiers, Inc. Ticker Security ID: Meeting Date Meeting Status JOSB CUSIP 480838101 06/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Giordano Mgmt For For For 2 Elect William Herron Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Boneparth Mgmt For Against Against 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For Against Against 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect John Schlifske Mgmt For For For 8 Elect Frank Sica Mgmt For For For 9 Elect Peter Sommerhauser Mgmt For Against Against 10 Elect Stephanie Streeter Mgmt For Against Against 11 Elect Nina Vaca Mgmt For For For 12 Elect Stephen Watson Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Fur Policy 16 Shareholder Proposal ShrHoldr Against Against For Regarding CEO Succession Planning 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ LKQ Corporation Ticker Security ID: Meeting Date Meeting Status LKQX CUSIP 501889208 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Kevin Flynn Mgmt For For For 1.3 Elect Ronald Foster Mgmt For For For 1.4 Elect Joseph Holsten Mgmt For For For 1.5 Elect Blythe McGarvie Mgmt For For For 1.6 Elect Paul Meister Mgmt For For For 1.7 Elect John O'Brien Mgmt For For For 1.8 Elect Robert Wagman Mgmt For For For 1.9 Elect William Webster IV Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Mgmt For For For Equity Incentive Plan 4 Amendment to the Long Mgmt For For For Term Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Richard Dreiling Mgmt For For For 1.6 Elect Dawn Hudson Mgmt For For For 1.7 Elect Robert Johnson Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For Withhold Against 1.9 Elect Richard Lochridge Mgmt For For For 1.10 Elect Robert Niblock Mgmt For For For 1.11 Elect Eric Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Eckert Mgmt For For For 2 Elect Enrique Mgmt For For For Hernandez, Jr. 3 Elect Jeanne Jackson Mgmt For For For 4 Elect Andrew McKenna Mgmt For For For 5 Elect Donald Thompson Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 2012 Omnibus Stock Mgmt For For For Ownership Plan 8 Declassification of the Mgmt For For For Board of Directors 9 Right to Call Special Mgmt For For For Meetings 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Childhood Obesity ________________________________________________________________________________ McGraw-Hill Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Sir Winfried Mgmt For For For Bischoff 3 Elect William Green Mgmt For For For 4 Elect Linda Lorimer Mgmt For For For 5 Elect Harold McGraw III Mgmt For For For 6 Elect Robert McGraw Mgmt For For For 7 Elect Hilda Mgmt For For For Ochoa-Brillembourg 8 Elect Sir Michael Rake Mgmt For For For 9 Elect Edward Rust, Jr. Mgmt For Against Against 10 Elect Kurt Schmoke Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Richard Thornburgh Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Mgmt For For For Hernandez, Jr. 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect B. Kevin Turner Mgmt For For For 10 Elect Robert Walter Mgmt For For For 11 Elect Alison Winter Mgmt For For For 12 Amendment to the Mgmt For For For Executive Management Bonus Plan 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For Against Against 4 Elect Mary Choksi Mgmt For For For 5 Elect Robert Clark Mgmt For For For 6 Elect Leonard Coleman, Mgmt For Against Against Jr. 7 Elect Errol Cook Mgmt For For For 8 Elect Susan Denison Mgmt For Against Against 9 Elect Michael Henning Mgmt For Against Against 10 Elect John Murphy Mgmt For For For 11 Elect John Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For Against Against 13 Elect Gary Roubos Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Right to Call a Special Mgmt For For For Meeting 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Balmuth Mgmt For For For 1.2 Elect K. Gunnar Mgmt For For For Bjorklund 1.3 Elect Sharon Garrett Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect David Faust Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Action by Written Mgmt For For For Consent 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2010 Mgmt For For For Long Term Cash Incentive Plan 16 Amendment to the Mgmt For For For Executive Officer Incentive Plan 17 2012 Employee Stock Mgmt For For For Purchase Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Steven Madden, Ltd. Ticker Security ID: Meeting Date Meeting Status SHOO CUSIP 556269108 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Rosenfeld Mgmt For For For 1.2 Elect John Madden Mgmt For Withhold Against 1.3 Elect Peter Migliorini Mgmt For Withhold Against 1.4 Elect Richard Randall Mgmt For For For 1.5 Elect Ravi Sachdev Mgmt For For For 1.6 Elect Thomas Schwartz Mgmt For Withhold Against 2 Amendment to the 2006 Mgmt For Against Against Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For Against Against 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Short Mgmt For For For Term Incentive Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Alan Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of Material Mgmt For For For Terms of Executive Officer Performance Goals Under Cash Incentive Plans 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect John Chen Mgmt For Against Against 3 Elect Judith Estrin Mgmt For For For 4 Elect Robert Iger Mgmt For For For 5 Elect Fred Langhammer Mgmt For Against Against 6 Elect Aylwin Lewis Mgmt For Against Against 7 Elect Monica Lozano Mgmt For For For 8 Elect Robert Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect Peter Bewley Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect Richard Frost Mgmt For For For 1.6 Elect Cynthia Jamison Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine Bertini Mgmt For For For 2 Elect Susan Cameron Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect E. V. Goings Mgmt For For For 5 Elect Joe Lee Mgmt For For For 6 Elect Angel Martinez Mgmt For For For 7 Elect Antonio Monteiro Mgmt For For For de Castro 8 Elect Robert Murray Mgmt For For For 9 Elect David Parker Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect M. Anne Szostak Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Hayne Mgmt For For For 1.2 Elect Harry Cherken, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ V.F. Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Hurst Mgmt For For For 1.2 Elect Laura Lang Mgmt For For For 1.3 Elect W. Alan McCollough Mgmt For For For 1.4 Elect Raymond Viault Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Alexander Mgmt For For For McLean, III 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers Mgmt For For For III 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Darrell Whitaker Mgmt For For For 1.7 Elect Scott Vassalluzzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation Item 3: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Consumer Staples Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For Against Against 3 Elect Martin Barrington Mgmt For For For 4 Elect John Casteen III Mgmt For Against Against 5 Elect Dinyar Devitre Mgmt For For For 6 Elect Thomas Farrell II Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn McQuade Mgmt For For For 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Terrell Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Antonio Maciel Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition of Political Contributions 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainable Palm Oil ________________________________________________________________________________ Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Bennett Dorrance Mgmt For For For 1.4 Elect Lawrence Karlson Mgmt For For For 1.5 Elect Randall Larrimore Mgmt For For For 1.6 Elect Mary Alice Malone Mgmt For For For 1.7 Elect Sara Mathew Mgmt For For For 1.8 Elect Denise Morrison Mgmt For For For 1.9 Elect William Perez Mgmt For For For 1.10 Elect Charles Perrin Mgmt For For For 1.11 Elect A. Barry Rand Mgmt For For For 1.12 Elect Nick Shreiber Mgmt For For For 1.13 Elect Tracey Travis Mgmt For For For 1.14 Elect Archbold van Mgmt For For For Beuren 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nikesh Arora Mgmt For For For 2 Elect John Cahill Mgmt For For For 3 Elect Ian Cook Mgmt For For For 4 Elect Helene Gayle Mgmt For For For 5 Elect Ellen Hancock Mgmt For For For 6 Elect Joseph Jimenez Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Corn Products International, Inc. Ticker Security ID: Meeting Date Meeting Status CPO CUSIP 219023108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Luis Mgmt For Withhold Against Aranguren-Trellez 1.3 Elect Paul Hanrahan Mgmt For For For 1.4 Elect Wayne Hewett Mgmt For For For 1.5 Elect Gregory Kenny Mgmt For For For 1.6 Elect James Ringler Mgmt For For For 2 Company Name Change Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160KRTH 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Sinegal Mgmt For For For 1.2 Elect Jeffrey Brotman Mgmt For For For 1.3 Elect Richard Galanti Mgmt For Withhold Against 1.4 Elect Daniel Evans Mgmt For For For 1.5 Elect Jeffrey Raikes Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. David Brown II Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect Anne Finucane Mgmt For For For 4 Elect Kristen Gibney Mgmt For For For Williams 5 Elect Marian Heard Mgmt For For For 6 Elect Larry Merlo Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect C.A. Lance Piccolo Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Elect Tony White Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Authorization of Mgmt For For For Written Consent by Less Than Unanimous Approval 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Mgmt For For For Hope 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Michael Rose Mgmt For For For 12 Elect Robert Ryan Mgmt For For For 13 Elect Dorothy Terrell Mgmt For For For 14 2011 Stock Compensation Mgmt For Against Against Plan 15 2011 Compensation Plan Mgmt For For For for Non-Employee Directors 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For Withhold Against 1.4 Elect Glenn Forbes Mgmt For For For 1.5 Elect Stephen Lacy Mgmt For For For 1.6 Elect Susan Marvin Mgmt For For For 1.7 Elect Michael Mendes Mgmt For For For 1.8 Elect John Morrison Mgmt For For For 1.9 Elect Elsa Murano Mgmt For For For 1.10 Elect Robert Nakasone Mgmt For For For 1.11 Elect Susan Nestegard Mgmt For For For 1.12 Elect Dakota Pippins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Fabian Garcia Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Nancy Karch Mgmt For For For 10 Elect Ian Read Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Marc Shapiro Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Almon Mgmt For For For 2 Elect Kit Dietz Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Employee Stock Purchase Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board 7 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Indra Nooyi Mgmt For For For 8 Elect Sharon Rockefeller Mgmt For For For 9 Elect James Schiro Mgmt For For For 10 Elect Lloyd Trotter Mgmt For For For 11 Elect Daniel Vasella Mgmt For For For 12 Elect Alberto Weisser Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Reapproval of the 2007 Mgmt For For For Long-Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Risk Oversight Committee 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Kalpana Morparia Mgmt For For For 9 Elect Lucio Noto Mgmt For For For 10 Elect Robert Polet Mgmt For For For 11 Elect Carlos Slim Helu Mgmt For For For 12 Elect Stephen Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2012 Performance Mgmt For For For Incentive Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Ethics Committee ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Daly Mgmt For For For 1.2 Elect Holly Koeppel Mgmt For For For 1.3 Elect Hugo Powell Mgmt For For For 1.4 Elect Richard Thornburgh Mgmt For For For 1.5 Elect Thomas Wajnert Mgmt For For For 1.6 Elect H. Kahler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Uncontested Election of Directors 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Ethics Committee ________________________________________________________________________________ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For Against Against 3 Elect Howard Buffett Mgmt For For For 4 Elect Richard Daley Mgmt For For For 5 Elect Barry Diller Mgmt For Against Against 6 Elect Evan Greenberg Mgmt For For For 7 Elect Alexis Herman Mgmt For For For 8 Elect Muhtar Kent Mgmt For For For 9 Elect Donald Keough Mgmt For For For 10 Elect Robert Kotick Mgmt For For For 11 Elect Maria Lagomasino Mgmt For For For 12 Elect Donald McHenry Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect James Robinson III Mgmt For For For 15 Elect Peter Ueberroth Mgmt For For For 16 Elect Jacob Wallenberg Mgmt For Against Against 17 Elect James Williams Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The J.M. Smucker Company Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vincent Byrd Mgmt For For For 2 Elect R. Douglas Cowan Mgmt For For For 3 Elect Elizabeth Long Mgmt For For For 4 Elect Mark Smucker Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 8 Shareholder Proposal ShrHoldr Against Against For Regarding Coffee Sustainability Report ________________________________________________________________________________ The Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding ILO Conventions 18 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Susan Mgmt For For For Desmond-Hellmann 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James Mgmt For For For McNerney, Jr. 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Margaret Whitman Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Technical Amendments Mgmt For For For Regarding Preferred Stock 16 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 18 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditure ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida Alvarez Mgmt For Against Against 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For Against Against 4 Elect James Cash, Jr. Mgmt For Against Against 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For Against Against 8 Elect Marissa Mayer Mgmt For For For 9 Elect Gregory Penner Mgmt For For For 10 Elect Steven Reinemund Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For Against Against 12 Elect Arne Sorenson Mgmt For Against Against 13 Elect Jim Walton Mgmt For For For 14 Elect S. Robson Walton Mgmt For For For 15 Elect Christopher Mgmt For Against Against Williams 16 Elect Linda Wolf Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Director Qualifications 21 Shareholder Proposal ShrHoldr Against Against For Regarding an Incentive Compensation Report ________________________________________________________________________________ Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422RTH 01/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Brailer Mgmt For For For 2 Elect Steven Davis Mgmt For For For 3 Elect William Foote Mgmt For Against Against 4 Elect Mark Frissora Mgmt For For For 5 Elect Ginger Graham Mgmt For For For 6 Elect Alan McNally Mgmt For For For 7 Elect Nancy Schlichting Mgmt For For For 8 Elect David Schwartz Mgmt For For For 9 Elect Alejandro Silva Mgmt For For For 10 Elect James Skinner Mgmt For For For 11 Elect Gregory Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Cash-Based Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement Item 4: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Energy Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Josey Mgmt For For For 2 Elect George Lawrence Mgmt For For For 3 Elect Rodman Patton Mgmt For For For 4 Elect Charles Pitman Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Mgmt For For For Jr. 1.3 Elect Martin Craighead Mgmt For For For 1.4 Elect Chad Deaton Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For Withhold Against 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect James Stewart Mgmt For For For 1.12 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Baker Mgmt For For For Cunningham 2 Elect Sheldon Erikson Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Rodolfo Landim Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Adoption of Delaware as Mgmt For Against Against the Exclusive Forum for Certain Disputes 9 Approve Restatement of Mgmt For For For Certificate of Incorporation ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Chuck Hagel Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George Kirkland Mgmt For For For 6 Elect Charles Moorman, Mgmt For For For IV 7 Elect Kevin Sharer Mgmt For For For 8 Elect John Stumpf Mgmt For For For 9 Elect Ronald Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Exclusive Forum Provisions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 18 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CUSIP 126132109 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect WU Guangqi Mgmt For Against Against 4 Elect WU Zhenfang Mgmt For For For 5 Elect Aloysius TSE Hau Mgmt For For For Yin 6 Directors' Fees Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Mgmt For For For Jr. 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Ryan Lance Mgmt For For For 7 Elect Mohd Hassan Mgmt For For For Marican 8 Elect Harold McGraw III Mgmt For Against Against 9 Elect James Mulva Mgmt For For For 10 Elect Robert Niblock Mgmt For For For 11 Elect Harald Norvik Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Elect Victoria Tschinkel Mgmt For For For 14 Elect Kathryn Turner Mgmt For Against Against 15 Elect William Wade, Jr. Mgmt For Against Against 16 Ratification of Auditor Mgmt For Against Against 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Louisiana Wetlands 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 22 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect Philip Baxter Mgmt For For For 1.3 Elect James Altmeyer, Mgmt For Withhold Against Sr. 1.4 Elect William Davis Mgmt For For For 1.5 Elect Raj Gupta Mgmt For For For 1.6 Elect Patricia Hammick Mgmt For For For 1.7 Elect David Hardesty, Mgmt For Withhold Against Jr. 1.8 Elect John Mills Mgmt For For For 1.9 Elect William Powell Mgmt For For For 1.10 Elect Joseph Williams Mgmt For For For 2 Amendment to the Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Bergmark Mgmt For Withhold Against 1.2 Elect Margaret van Mgmt For For For Kempen 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Accounts and Reports Mgmt For Abstain Against 6 Authority to Cancel Mgmt For For For Shares 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Mgmt For For For Common and Preference Shares w/ Preemptive Rights 9 Elimination of Mgmt For For For Preemptive Rights 10 Technical Amendments to Mgmt For For For Articles of Association ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Henry Mgmt For Withhold Against 1.2 Elect John Hill Mgmt For For For 1.3 Elect Michael Kanovsky Mgmt For For For 1.4 Elect Robert Mosbacher, Mgmt For Withhold Against Jr. 1.5 Elect J. Larry Nichols Mgmt For For For 1.6 Elect Duane Radtke Mgmt For For For 1.7 Elect Mary Ricciardello Mgmt For For For 1.8 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Right to Call a Special Mgmt For For For Meeting 5 2012 Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Tisch Mgmt For For For 2 Elect Lawrence Dickerson Mgmt For For For 3 Elect John Bolton Mgmt For For For 4 Elect Charles Fabrikant Mgmt For Against Against 5 Elect Paul Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert Hofmann Mgmt For For For 8 Elect Clifford Sobel Mgmt For For For 9 Elect Andrew Tisch Mgmt For For For 10 Elect Raymond Troubh Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Incentive Compensation Plan for Executive Officers ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect L. H. Dick Mgmt For For For Robertson 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2004 Mgmt For For For Incentive Plan 5 Short Term Incentive Mgmt For For For Plan ________________________________________________________________________________ Eni S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CUSIP 26874R108 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Report Mgmt For For For 4 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Christopher Mgmt For For For Gaut 2 Elect Gerald Haddock Mgmt For For For 3 Elect Paul Rowsey III Mgmt For For For 4 Elect Francis Kalman Mgmt For For For 5 Elect David Brown Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Ratification of Mgmt For For For Statutory Auditor 8 Authority to Set Mgmt For For For Auditor's Fees 9 2012 Long-Term Mgmt For For For Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Henrietta Fore Mgmt For For For 1.6 Elect Kenneth Frazier Mgmt For For For 1.7 Elect William George Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation Anti-Bias Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 9 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect S. Malcolm Gillis Mgmt For Against Against 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Robillard, Mgmt For For For Jr. 1.2 Elect Francis Rooney Mgmt For For For 1.3 Elect Edward Rust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Authority to Remove Mgmt For For For Directors With or Without Cause ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Hess Mgmt For For For 2 Elect Samuel Bodman, III Mgmt For Against Against 3 Elect Risa Mgmt For For For Lavizzo-Mourey 4 Elect Craig Matthews Mgmt For For For 5 Elect Ernst von Metzsch Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 9 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Mgmt For For For Jr. 4 Elect Linda Cook Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Michael Phelps Mgmt For For For 8 Elect Dennis Reilley Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 2012 Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Daberko Mgmt For For For 1.2 Elect Donna James Mgmt For For For 1.3 Elect Charles Lee Mgmt For Withhold Against 1.4 Elect Seth Schofield Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2012 Incentive Mgmt For For For Compensation Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank Blue Mgmt For For For 2 Elect Steven Cosse Mgmt For For For 3 Elect Claiborne Deming Mgmt For For For 4 Elect Robert Hermes Mgmt For For For 5 Elect James Kelley Mgmt For For For 6 Elect Walentin Mirosh Mgmt For For For 7 Elect R. Madison Murphy Mgmt For For For 8 Elect Neal Schmale Mgmt For For For 9 Elect David Smith Mgmt For For For 10 Elect Caroline Theus Mgmt For For For 11 Elect David Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Long-Term Mgmt For For For incentive Plan 14 2012 Annual Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Crane Mgmt For For For 1.2 Elect Michael Linn Mgmt For For For 1.3 Elect John Yearwood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Amendment to Mgmt For Against Against Supermajority Requirement Regarding Business Combinations 5 Technical Bye-Law Mgmt For For For Amendments 6 2012 Incentive Bonus Mgmt For Against Against Plan 7 2012 Stock Plan Mgmt For Against Against 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 10 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill Miller, Mgmt For For For Jr. 2 Elect Greg Armstrong Mgmt For For For 3 Elect David Harrison Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Julie Edwards Mgmt For For For 2.2 Elect David Williams Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Against Against 6 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2011 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 1991 Stock Option and Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Aziz Syriani Mgmt For For For 11 Elect Rosemary Tomich Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerold DesRoche Mgmt For For For 1.2 Elect John Huff Mgmt For Withhold Against 1.3 Elect M. Kevin McEvoy Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael Marks Mgmt For For For 8 Elect Elizabeth Moler Mgmt For For For 9 Elect Lubna Olayan Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Financial Mgmt For For For Statements and Dividends 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2004 Mgmt For For For Stock and Deferral Plan for Non-Employee Directors ________________________________________________________________________________ Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mel Benson Mgmt For For For 1.2 Elect Dominic Mgmt For For For D'Alessandro 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Paul Haseldonckx Mgmt For For For 1.6 Elect John Huff Mgmt For For For 1.7 Elect Jacques Lamarre Mgmt For For For 1.8 Elect Maureen McCaw Mgmt For For For 1.9 Elect Michael O'Brien Mgmt For For For 1.10 Elect James Simpson Mgmt For For For 1.11 Elect Eira Thomas Mgmt For For For 1.12 Elect Steven Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Superior Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status SPN CUSIP 868157108 02/07/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorize Electronic Mgmt For For For Communications 10 Increase in Authorized Mgmt For Against Against Capital 11 Amendment Regarding Mgmt For For For Board Minutes 12 Amendment Regarding Mgmt For For For Power of Attorney 13 Amendment Regarding Mgmt For For For Appointment of Auditors 14 Amendment Regarding Mgmt For For For Time of Annual Shareholder Meeting 15 Amendment Regarding Mgmt For For For Notice of Meeting 16 Amendment Eliminating Mgmt For For For Shareblocking and Establishing Record Date 17 Amendment Regarding Mgmt For For For Extraordinary General Meeting 18 Amendment Regarding Mgmt For For For Distribution of Dividends 19 Amendment Regarding Mgmt For For For Electronic Disclosure of Documents 20 Amendment Regarding Mgmt For For For Distribution of Dividends ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorize Electronic Mgmt For For For Communications 10 Increase in Authorized Mgmt For Against Against Capital 11 Amendment Regarding Mgmt For For For Board Minutes 12 Amendment Regarding Mgmt For For For Power of Attorney 13 Amendment Regarding Mgmt For For For Appointment of Auditors 14 Amendment Regarding Mgmt For For For Time of Annual Shareholder Meeting 15 Amendment Regarding Mgmt For For For Notice of Meeting 16 Amendment Eliminating Mgmt For For For Shareblocking and Establishing Record Date 17 Amendment Regarding Mgmt For For For Extraordinary General Meeting 18 Amendment Regarding Mgmt For For For Distribution of Dividends 19 Amendment Regarding Mgmt For For For Electronic Disclosure of Documents 20 Amendment Regarding Mgmt For For For Distribution of Dividends ________________________________________________________________________________ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney Chase Mgmt For For For 2 Elect Gregory Goff Mgmt For For For 3 Elect Robert Goldman Mgmt For For For 4 Elect Steven Grapstein Mgmt For For For 5 Elect David Lilley Mgmt For For For 6 Elect Jim Nokes Mgmt For For For 7 Elect Susan Tomasky Mgmt For For For 8 Elect Michael Wiley Mgmt For For For 9 Elect Patrick Yang Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tidewater Inc. Ticker Security ID: Meeting Date Meeting Status TDW CUSIP 886423OIH 07/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect Morris Foster Mgmt For For For 1.5 Elect J. Wayne Leonard Mgmt For For For 1.6 Elect Jon Madonna Mgmt For Withhold Against 1.7 Elect Joseph Netherland Mgmt For For For 1.8 Elect Richard Pattarozzi Mgmt For Withhold Against 1.9 Elect Nicholas Sutton Mgmt For For For 1.10 Elect Cindy Taylor Mgmt For For For 1.11 Elect Dean Taylor Mgmt For For For 1.12 Elect Jack Thompson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Jerry Choate Mgmt For Against Against 3 Elect Ruben Escobedo Mgmt For Against Against 4 Elect William Klesse Mgmt For For For 5 Elect Bob Marbut Mgmt For Against Against 6 Elect Donald Nickles Mgmt For Against Against 7 Elect Phillip Pfeiffer Mgmt For For For 8 Elect Robert Profusek Mgmt For Against Against 9 Elect Susan Purcell Mgmt For For For 10 Elect Stephen Waters Mgmt For For For 11 Elect Randall Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For Against Against Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report ________________________________________________________________________________ Weatherford International Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP H27013103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For Against Against Acts 3 Elect Bernard Mgmt For For For Duroc-Danner 4 Elect Samuel Bodman III Mgmt For Against Against 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Moses, Jr. Mgmt For Against Against 9 Elect Guillermo Ortiz Mgmt For For For Martinez 10 Elect Emyr Parry Mgmt For For For 11 Elect Robert Rayne Mgmt For Against Against 12 Ratification of Auditor Mgmt For Against Against 13 Increase in Authorized Mgmt For For For Capital 14 Amendment to 2010 Mgmt For For For Omnibus Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Western Refining, Inc. Ticker Security ID: Meeting Date Meeting Status WNR CUSIP 959319104 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sigmund Cornelius Mgmt For For For 1.2 Elect Brian Hogan Mgmt For For For 1.3 Elect Scott Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Kasbar Mgmt For For For 1.2 Elect Paul Stebbins Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect Abby Kohnstamm Mgmt For For For 1.7 Elect John Manley Mgmt For For For 1.8 Elect J. Thomas Presby Mgmt For For For 1.9 Elect Stephen Mgmt For For For Roddenberry 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For Item 5: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Equity Income Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Michael Eskew Mgmt For For For 4 Elect W. James Farrell Mgmt For For For 5 Elect Herbert Henkel Mgmt For For For 6 Elect Edward Liddy Mgmt For For For 7 Elect Robert Morrison Mgmt For For For 8 Elect Aulana Peters Mgmt For Against Against 9 Elect Inge Thulin Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For General Employees Stock Purchase Plan 14 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ A. Schulman, Inc. Ticker Security ID: Meeting Date Meeting Status SHLM CUSIP 808194104 12/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene Allspach Mgmt For For For 1.2 Elect Gregory Barmore Mgmt For For For 1.3 Elect David Birney Mgmt For For For 1.4 Elect Howard Curd Mgmt For For For 1.5 Elect Joseph Gingo Mgmt For For For 1.6 Elect Michael McManus, Mgmt For For For Jr. 1.7 Elect Lee Meyer Mgmt For For For 1.8 Elect James Mitarotonda Mgmt For For For 1.9 Elect Ernest Novak, Jr. Mgmt For For For 1.10 Elect Irvin Reid Mgmt For For For 1.11 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos Mgmt For For For II 3 Elect Paul Amos II Mgmt For For For 4 Elect Kriss Cloninger Mgmt For Against Against III 5 Elect Elizabeth Hudson Mgmt For For For 6 Elect Douglas Johnson Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Charles Knapp Mgmt For For For 9 Elect E. Stephen Purdom Mgmt For For For 10 Elect Barbara Rimer Mgmt For For For 11 Elect Marvin Schuster Mgmt For For For 12 Elect Melvin Stith Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Takuro Yoshida Mgmt For Against Against 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 17 Amendment to the 2013 Mgmt For For For Management Incentive Plan. 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mario Baeza Mgmt For For For 2 Elect Susan Carter Mgmt For For For 3 Elect John McGlade Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For Against Against 3 Elect Martin Barrington Mgmt For For For 4 Elect John Casteen III Mgmt For Against Against 5 Elect Dinyar Devitre Mgmt For For For 6 Elect Thomas Farrell II Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn McQuade Mgmt For For For 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO CUSIP 02553E106 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice Page Mgmt For Against Against 2 Elect Noel Spiegel Mgmt For For For 3 Elect Gerald Wedren Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wellington Mgmt For For For Denahan-Norris 2 Elect Michael Haylon Mgmt For For For 3 Elect Donnell Segalas Mgmt For Against Against 4 Elect Jonathan Green Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apollo Investment Corporation Ticker Security ID: Meeting Date Meeting Status AINV CUSIP 03761U106 08/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank Puleo Mgmt For For For 1.2 Elect Carl Spielvogel Mgmt For For For 1.3 Elect Jeanette Loeb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell Shares Mgmt For For For of Common Stock Below Net Asset Value ________________________________________________________________________________ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Enrique Salem Mgmt For For For 1.10 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAY CUSIP 072730302 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Elect Manfred Schneider Mgmt For For For 5 Elect Werner Wenning Mgmt For For For 6 Elect Paul Achleitner Mgmt For For For 7 Elect Clemens Borsig Mgmt For For For 8 Elect Thomas Ebeling Mgmt For For For 9 Elect Klaus Kleinfeld Mgmt For Against Against 10 Elect Helmut Panke Mgmt For For For 11 Elect Sue Rataj Mgmt For For For 12 Elect Ekkehard Schulz Mgmt For For For 13 Elect Klaus Sturany Mgmt For For For 14 Elect Ernst-Ludwig Mgmt For For For Winnacker 15 Supervisory Board Mgmt For For For Members' Fees 16 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect J. Littleton Mgmt For Withhold Against Glover, Jr. 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect Nido Qubein Mgmt For Withhold Against 1.12 Elect Thomas Skains Mgmt For For For 1.13 Elect Thomas Thompson Mgmt For For For 1.14 Elect Edwin Welch Ph.D. Mgmt For For For 1.15 Elect Stephen Williams Mgmt For Withhold Against 2 2012 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Demchak Mgmt For For For 2 Elect Laurence Fink Mgmt For For For 3 Elect Robert Kapito Mgmt For For For 4 Elect Thomas O'Brien Mgmt For For For 5 Elect Ivan Seidenberg Mgmt For For For 6 Amendment to Mgmt For For For Certificate of Incorporation to Declassify Board 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 04/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Robert Dudley Mgmt For For For 4 Elect Iain Conn Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Byron Grote Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Frank Bowman Mgmt For For For 9 Elect Antony Burgmans Mgmt For For For 10 Elect Cynthia Carroll Mgmt For For For 11 Elect George David Mgmt For Against Against 12 Elect Ian Davis Mgmt For For For 13 Elect Dame Ann Dowling Mgmt For For For 14 Elect Brendan Nelson Mgmt For For For 15 Elect Phuthuma Nhleko Mgmt For For For 16 Elect Andrew Shilston Mgmt For For For 17 Elect Carl-Henric Mgmt For For For Svanberg 18 Appointment of Auditor Mgmt For For For and Authority to Set Fees 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Jon Huntsman, Jr. Mgmt For For For 1.8 Elect Peter Magowan Mgmt For For For 1.9 Elect Dennis Muilenburg Mgmt For For For 1.10 Elect Douglas Oberhelman Mgmt For For For 1.11 Elect William Osborn Mgmt For For For 1.12 Elect Charles Powell Mgmt For For For 1.13 Elect Edward Rust, Jr. Mgmt For For For 1.14 Elect Susan Schwab Mgmt For For For 1.15 Elect Joshua Smith Mgmt For For For 1.16 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Right to Call a Special Mgmt For For For Meeting 5 Amendment to Advance Mgmt For Against Against Notice Requirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ CEC Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status CEC CUSIP 125137109 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Frank Mgmt For For For 1.2 Elect Tommy Franks Mgmt For For For 1.3 Elect Tim Morris Mgmt For For For 1.4 Elect Louis Neeb Mgmt For For For 1.5 Elect Cynthia Pharr Lee Mgmt For For For 1.6 Elect Raymond Wooldridge Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Incentive Bonus Plan 4 Amendment to the 2004 Mgmt For For For Restricted Stock Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Chuck Hagel Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George Kirkland Mgmt For For For 6 Elect Charles Moorman, Mgmt For For For IV 7 Elect Kevin Sharer Mgmt For For For 8 Elect John Stumpf Mgmt For For For 9 Elect Ronald Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Exclusive Forum Provisions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 18 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Corn Products International, Inc. Ticker Security ID: Meeting Date Meeting Status CPO CUSIP 219023108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Luis Mgmt For Withhold Against Aranguren-Trellez 1.3 Elect Paul Hanrahan Mgmt For For For 1.4 Elect Wayne Hewett Mgmt For For For 1.5 Elect Gregory Kenny Mgmt For For For 1.6 Elect James Ringler Mgmt For For For 2 Company Name Change Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mortimer Caplin Mgmt For For For 2 Elect Donald Ehrlich Mgmt For For For 3 Elect Linda Hefner Mgmt For For For 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter Lohr, Jr. Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Increase of Authorized Mgmt For For For Common Stock 8 Re-approve the Material Mgmt For For For Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Charles Holliday, Mgmt For For For Jr. 4 Elect Dipak Jain Mgmt For For For 5 Elect Clayton Jones Mgmt For For For 6 Elect Joachim Milberg Mgmt For For For 7 Elect Richard Myers Mgmt For For For 8 Elect Thomas Patrick Mgmt For For For 9 Elect Sherry Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Employee Director Mgmt For For For Stock Ownership Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Diebold, Incorporated Ticker Security ID: Meeting Date Meeting Status DBD CUSIP 253651103 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick Allender Mgmt For For For 1.2 Elect Bruce Byrnes Mgmt For For For 1.3 Elect Mei-Wei Cheng Mgmt For For For 1.4 Elect Phillip Cox Mgmt For For For 1.5 Elect Richard Crandall Mgmt For Withhold Against 1.6 Elect Gale Fitzgerald Mgmt For For For 1.7 Elect John Lauer Mgmt For For For 1.8 Elect Rajesh K. Soin Mgmt For For For 1.9 Elect Thomas Swidarski Mgmt For For For 1.10 Elect Henry Wallace Mgmt For Withhold Against 1.11 Elect Alan Weber Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect John Hess Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect Paul Polman Mgmt For For For 8 Elect Dennis Reilley Mgmt For For For 9 Elect James Ringler Mgmt For For For 10 Elect Ruth Shaw Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Stock Incentive Mgmt For For For Plan 14 2012 Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ E.I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect Eleuthere Du Pont Mgmt For For For 8 Elect Marillyn Hewson Mgmt For For For 9 Elect Lois Juliber Mgmt For For For 10 Elect Ellen Kullman Mgmt For For For 11 Elect Lee Thomas Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Executive Compensation ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander Cutler Mgmt For For For 2 Elect Arthur Johnson Mgmt For For For 3 Elect Deborah McCoy Mgmt For For For 4 2012 Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos Fernandez Mgmt For For For Gonzalez 1.2 Elect Arthur Golden Mgmt For Withhold Against 1.3 Elect William Johnson Mgmt For For For 1.4 Elect John Menzer Mgmt For For For 1.5 Elect August Busch III Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Christopher Mgmt For For For Gaut 2 Elect Gerald Haddock Mgmt For For For 3 Elect Paul Rowsey III Mgmt For For For 4 Elect Francis Kalman Mgmt For For For 5 Elect David Brown Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Ratification of Mgmt For For For Statutory Auditor 8 Authority to Set Mgmt For For For Auditor's Fees 9 2012 Long-Term Mgmt For For For Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Henrietta Fore Mgmt For For For 1.6 Elect Kenneth Frazier Mgmt For For For 1.7 Elect William George Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation Anti-Bias Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 9 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For Against Against 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For Against Against 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 20 Approval of Material Mgmt For For For Terms of Senior Officer Performance Goals 21 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Nuclear Activities 23 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 24 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ GFI Group Inc. Ticker Security ID: Meeting Date Meeting Status GFIG CUSIP 361652209 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank Fanzilli, Mgmt For Withhold Against Jr. 1.2 Elect Richard Magee Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan ________________________________________________________________________________ Greenhill & Co., Inc. Ticker Security ID: Meeting Date Meeting Status GHL CUSIP 395259104 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Greenhill Mgmt For For For 1.2 Elect Scott Bok Mgmt For For For 1.3 Elect Robert Blakely Mgmt For Withhold Against 1.4 Elect John Danforth Mgmt For For For 1.5 Elect Steven Goldstone Mgmt For For For 1.6 Elect Stephen Key Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gianluca Bolla Mgmt For For For 2 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB CUSIP 093671105 09/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Brown Mgmt For For For 2 Elect William Cobb Mgmt For For For 3 Elect Marvin Ellison Mgmt For For For 4 Elect Robert Gerard Mgmt For For For 5 Elect David Lewis Mgmt For For For 6 Elect Victoria Reich Mgmt For For For 7 Elect Bruce Rohde Mgmt For For For 8 Elect Tom Seip Mgmt For For For 9 Elect Christianna Wood Mgmt For For For 10 Elect James Wright Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Amendment to the 2008 Mgmt For For For Deferred Stock Unit Plan for Outside Directors 14 Amendment to the 2003 Mgmt For For For Long-Term Executive Compensation Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Harsco Corporation Ticker Security ID: Meeting Date Meeting Status HSC CUSIP 415864107 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect K. Eddy Mgmt For For For 1.2 Elect D. Everitt Mgmt For For For 1.3 Elect Stuart Graham Mgmt For For For 1.4 Elect Terry Growcock Mgmt For Withhold Against 1.5 Elect Henry Knueppel Mgmt For For For 1.6 Elect J. Loree Mgmt For For For 1.7 Elect A. Sordoni, III Mgmt For For For 1.8 Elect Robert Wilburn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc Andreessen Mgmt For Against Against 2 Elect Shumeet Banerji Mgmt For For For 3 Elect Rajiv Gupta Mgmt For Against Against 4 Elect John Hammergren Mgmt For Against Against 5 Elect Raymond Lane Mgmt For For For 6 Elect Ann Livermore Mgmt For For For 7 Elect Gary Reiner Mgmt For For For 8 Elect Patricia Russo Mgmt For For For 9 Elect G. Kennedy Mgmt For Against Against Thompson 10 Elect Margaret Whitman Mgmt For For For 11 Elect Ralph Whitworth Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For Against Against 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For Against Against 9 Elect Karen Katen Mgmt For Against Against 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING EMPLOYMENT DIVERSITY REPORT 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Stormwater Management Policy ________________________________________________________________________________ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect James Griffith Mgmt For For For 5 Elect Robert McCormack Mgmt For For For 6 Elect Robert Morrison Mgmt For For For 7 Elect James Skinner Mgmt For For For 8 Elect David Smith, Jr. Mgmt For For For 9 Elect David Speer Mgmt For For For 10 Elect Pamela Strobel Mgmt For For For 11 Elect Kevin Warren Mgmt For For For 12 Elect Anre Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy Bryant Mgmt For For For 3 Elect Susan Decker Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Elect Reed Hundt Mgmt For For For 6 Elect Paul Otellini Mgmt For For For 7 Elect James Plummer Mgmt For For For 8 Elect David Pottruck Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For Against Against 5 Elect David Farr Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James Owens Mgmt For For For 10 Elect Samuel Palmisano Mgmt For For For 11 Elect Virginia Rometty Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Hector Mgmt For Against Against Zambrano Trevino 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bell Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Stephen Burke Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy Flynn Mgmt For For For 8 Elect Ellen Futter Mgmt For Against Against 9 Elect Laban Jackson, Jr. Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mortgage Loan Servicing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ KLA-Tencor Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Calderoni Mgmt For For For 1.2 Elect John Dickson Mgmt For For For 1.3 Elect Kevin Kennedy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Swanson, Mgmt For For For Jr. 1.2 Elect Lothar Maier Mgmt For For For 1.3 Elect Arthur Agnos Mgmt For For For 1.4 Elect John Gordon Mgmt For For For 1.5 Elect David Lee Mgmt For Withhold Against 1.6 Elect Richard Moley Mgmt For For For 1.7 Elect Thomas Volpe Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nolan Archibald Mgmt For Against Against 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For Against Against 8 Elect Douglas Mgmt For Against Against McCorkindale 9 Elect Joseph Ralston Mgmt For Against Against 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Richard Dreiling Mgmt For For For 1.6 Elect Dawn Hudson Mgmt For For For 1.7 Elect Robert Johnson Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For Withhold Against 1.9 Elect Richard Lochridge Mgmt For For For 1.10 Elect Robert Niblock Mgmt For For For 1.11 Elect Eric Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Manulife Financial Corporation Ticker Security ID: Meeting Date Meeting Status MFC CUSIP 56501R106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Caron Mgmt For For For 1.2 Elect John Cassaday Mgmt For For For 1.3 Elect Gail Cook-Bennett Mgmt For For For 1.4 Elect Thomas d'Aquino Mgmt For For For 1.5 Elect Richard DeWolfe Mgmt For For For 1.6 Elect Robert Dineen, Jr. Mgmt For For For 1.7 Elect Sheila Fraser Mgmt For For For 1.8 Elect Donald Guloien Mgmt For For For 1.9 Elect Scott Hand Mgmt For For For 1.10 Elect Robert Harding Mgmt For For For 1.11 Elect Luther Helms Mgmt For For For 1.12 Elect Tsun-yan Hsieh Mgmt For For For 1.13 Elect Donald Lindsay Mgmt For For For 1.14 Elect Lorna Marsden Mgmt For For For 1.15 Elect John Palmer Mgmt For For For 1.16 Elect Andera Rosen Mgmt For For For 1.17 Elect Hugh Sloan, Jr. Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Environmental Sustainability Committee ________________________________________________________________________________ Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect H. Sanford Riley Mgmt For For For ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald Baliles Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Steven Leer Mgmt For For For 8 Elect Michael Lockhart Mgmt For For For 9 Elect Charles Moorman, Mgmt For For For IV 10 Elect J. Paul Reason Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NTT DoCoMo Incorporated Ticker Security ID: Meeting Date Meeting Status 9437 CUSIP 62942M201 06/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Kaoru Katoh Mgmt For For For 3 Elect Kazuto Tsubouchi Mgmt For For For 4 Elect Fumio Iwasaki Mgmt For For For 5 Elect Tsutomu Shindoh Mgmt For For For 6 Elect Takashi Tanaka Mgmt For For For 7 Elect Kazuhiro Yoshizawa Mgmt For For For 8 Elect Seizoh Onoe Mgmt For For For 9 Elect Wataru Kagawa Mgmt For For For 10 Elect Kiyohito Nagata Mgmt For For For 11 Elect Hirotaka Satoh Mgmt For For For 12 Elect Kazuhiro Takagi Mgmt For Against Against 13 Elect Ryuji Yamada Mgmt For For For 14 Elect Hiroh Kusumoto Mgmt For Against Against 15 Elect Takanori Utano Mgmt For Against Against ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton Daley, Jr. Mgmt For For For 1.2 Elect John Ferriola Mgmt For For For 1.3 Elect Harvey Gantt Mgmt For For For 1.4 Elect Bernard Kasriel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Aziz Syriani Mgmt For For For 11 Elect Rosemary Tomich Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For Against Against 4 Elect Mary Choksi Mgmt For For For 5 Elect Robert Clark Mgmt For For For 6 Elect Leonard Coleman, Mgmt For Against Against Jr. 7 Elect Errol Cook Mgmt For For For 8 Elect Susan Denison Mgmt For Against Against 9 Elect Michael Henning Mgmt For Against Against 10 Elect John Murphy Mgmt For For For 11 Elect John Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For Against Against 13 Elect Gary Roubos Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Right to Call a Special Mgmt For For For Meeting 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ Partnerre Ltd. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP G6852T105 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jan Holsboer Mgmt For For For 1.2 Elect Roberto Mendoza Mgmt For For For 1.3 Elect Kevin Twomey Mgmt For For For 1.4 Elect David Zwiener Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Mgmt For For For Non-Employee Directors Share Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jody Lindell Mgmt For For For 1.2 Elect John McLaughlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Frances Fergusson Mgmt For For For 5 Elect William Gray, III Mgmt For For For 6 Elect Helen Hobbs Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Mgmt For For For Johnson 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Marc Mgmt For For For Tessier-Lavigne 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 20 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CUSIP 693483109 03/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For Against Against 3 Elect HAN Joon Ho Mgmt For For For 4 Elect LEE Young Sun Mgmt For For For 5 Elect LEE Chang Hee Mgmt For For For 6 Elect James Bemowski Mgmt For For For 7 Elect LEE Young Sun Mgmt For For For 8 Elect LEE Chang Hee Mgmt For For For 9 Elect CHUNG Joon Yang Mgmt For For For as CEO 10 Elect PARK Han Yong Mgmt For For For 11 Elect CHO Noi Ha Mgmt For For For 12 Elect PARK Ki Hong Mgmt For For For 13 Elect KIM Joon Sik Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Special Contribution Mgmt For Against Against Bonus to PARK Tae Joon ________________________________________________________________________________ Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Keyser Mgmt For For For 2 Elect Luca Maestri Mgmt For For For 3 Elect Elizabeth Tallett Mgmt For For For 4 Elimination of Mgmt For For For Supermajority Requirement 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Redwood Trust, Inc. Ticker Security ID: Meeting Date Meeting Status RWT CUSIP 758075402 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Bull Mgmt For For For 1.2 Elect Georganne Proctor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Share Capital 5 Amendment to the 2002 Mgmt For Against Against Incentive Plan 6 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 7 Repeal of Classified Mgmt For For For Board 8 Adoption of Majority Mgmt N/A For N/A Vote for Election of Directors ________________________________________________________________________________ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Daly Mgmt For For For 1.2 Elect Holly Koeppel Mgmt For For For 1.3 Elect Hugo Powell Mgmt For For For 1.4 Elect Richard Thornburgh Mgmt For For For 1.5 Elect Thomas Wajnert Mgmt For For For 1.6 Elect H. Kahler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Uncontested Election of Directors 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Ethics Committee ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael Marks Mgmt For For For 8 Elect Elizabeth Moler Mgmt For For For 9 Elect Lubna Olayan Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Financial Mgmt For For For Statements and Dividends 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2004 Mgmt For For For Stock and Deferral Plan for Non-Employee Directors ________________________________________________________________________________ Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Christopher Connor Mgmt For For For 1.3 Elect David Hodnik Mgmt For For For 1.4 Elect Thomas Kadien Mgmt For For For 1.5 Elect Richard Kramer Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect A. Malachi Mixon, Mgmt For For For III 1.8 Elect Richard Smucker Mgmt For For For 1.9 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2007 Mgmt For For For Executive Performance Bonus Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Karen Daniel Mgmt For For For 2 Elect Nathan Jones Mgmt For For For 3 Elect Harry Kneuppel Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For Against Against 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Short Mgmt For For For Term Incentive Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending ________________________________________________________________________________ TCF Financial Corporation Ticker Security ID: Meeting Date Meeting Status TCB CUSIP 872275102 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond Barton Mgmt For For For 1.2 Elect Peter Bell Mgmt For For For 1.3 Elect William Bieber Mgmt For Withhold Against 1.4 Elect Theodore Bigos Mgmt For Withhold Against 1.5 Elect William Cooper Mgmt For For For 1.6 Elect Thomas Cusick Mgmt For For For 1.7 Elect Craig Dahl Mgmt For For For 1.8 Elect Karen Grandstrand Mgmt For For For 1.9 Elect Thomas Jasper Mgmt For For For 1.10 Elect George Johnson Mgmt For For For 1.11 Elect Vance Opperman Mgmt For Withhold Against 1.12 Elect James Ramstad Mgmt For For For 1.13 Elect Gerald Schwalbach Mgmt For Withhold Against 1.14 Elect Barry Winslow Mgmt For For For 1.15 Elect Richard Zona Mgmt For For For 2 Amendment to the Mgmt For Against Against Incentive Stock Program 3 Amendment to the Mgmt For For For Director Stock Grant Program 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Buckle, Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For Withhold Against 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For Withhold Against 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Management Mgmt For For For Incentive Plan 4 Amendment to the 2005 Mgmt For For For Restricted Stock Plan 5 Approval of Mgmt For For For Performance-Based Awards Granted ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Baranco Mgmt For For For 2 Elect Jon Boscia Mgmt For For For 3 Elect Henry Clark III Mgmt For For For 4 Elect Thomas Fanning Mgmt For For For 5 Elect H. William Mgmt For For For Habermeyer, Jr. 6 Elect Veronica Hagen Mgmt For For For 7 Elect Warren Hood, Jr. Mgmt For For For 8 Elect Donald James Mgmt For Against Against 9 Elect Dale Klein Mgmt For For For 10 Elect William Smith, Jr. Mgmt For For For 11 Elect Steven Specker Mgmt For For For 12 Elect Larry Thompson Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Coal Combustion Waste 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect John Chen Mgmt For Against Against 3 Elect Judith Estrin Mgmt For For For 4 Elect Robert Iger Mgmt For For For 5 Elect Fred Langhammer Mgmt For Against Against 6 Elect Aylwin Lewis Mgmt For Against Against 7 Elect Monica Lozano Mgmt For For For 8 Elect Robert Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 1.10 Elect Frank Hermance Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ United Online, Inc. Ticker Security ID: Meeting Date Meeting Status UNTD CUSIP 911268100 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Armstrong Mgmt For For For 1.2 Elect Dennis Holt Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Candace Kendle Mgmt For For For 8 Elect Ann Livermore Mgmt For For For 9 Elect Rudy Markham Mgmt For For For 10 Elect Clark Randt, Jr. Mgmt For For For 11 Elect John Thompson Mgmt For For For 12 Elect Carol Tome Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2012 Omnibus Incentive Mgmt For For For Compensation Plan 15 Amendment to the Mgmt For For For Discounted Employee Stock Purchase Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Harold McGraw III Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Whitman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Jerry Choate Mgmt For Against Against 3 Elect Ruben Escobedo Mgmt For Against Against 4 Elect William Klesse Mgmt For For For 5 Elect Bob Marbut Mgmt For Against Against 6 Elect Donald Nickles Mgmt For Against Against 7 Elect Phillip Pfeiffer Mgmt For For For 8 Elect Robert Profusek Mgmt For Against Against 9 Elect Susan Purcell Mgmt For For For 10 Elect Stephen Waters Mgmt For For For 11 Elect Randall Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For Against Against Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report ________________________________________________________________________________ Valley National Bancorp Ticker Security ID: Meeting Date Meeting Status VLY CUSIP 919794107 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew Abramson Mgmt For For For 1.2 Elect Peter Baum Mgmt For For For 1.3 Elect Pamela Bronander Mgmt For For For 1.4 Elect Peter Crocitto Mgmt For For For 1.5 Elect Eric Edelstein Mgmt For For For 1.6 Elect Alan Eskow Mgmt For Withhold Against 1.7 Elect Mary Guilfoile Mgmt For Withhold Against 1.8 Elect Graham Jones Mgmt For Withhold Against 1.9 Elect Walter Jones III Mgmt For Withhold Against 1.10 Elect Gerald Korde Mgmt For Withhold Against 1.11 Elect Michael LaRusso Mgmt For For For 1.12 Elect Marc Lenner Mgmt For For For 1.13 Elect Gerald Lipkin Mgmt For For For 1.14 Elect Barnett Rukin Mgmt For For For 1.15 Elect Suresh Sani Mgmt For For For 1.16 Elect Robert Soldoveri Mgmt For Withhold Against 1.17 Elect Jeffrey Wilks Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Allen Mgmt For For For 1.2 Elect John Bode Mgmt For For For 1.3 Elect Jeffrey Curler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Godlasky Mgmt For For For 1.2 Elect Dennis Logue Mgmt For Withhold Against 1.3 Elect Michael Morrissey Mgmt For For For 1.4 Elect Ronald Reimer Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2003 Mgmt For For For Executive Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect Elaine Chao Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Lloyd Dean Mgmt For For For 5 Elect Susan Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald James Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Federico Pena Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect John Stumpf Mgmt For For For 15 Elect Susan Swenson Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting in Contested Elections 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ________________________________________________________________________________ Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For Against Against 9 Elect Sara Tucker Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2004 Mgmt For For For Performance Incentive Plan Item 6: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Europe Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Adidas AG Ticker Security ID: Meeting Date Meeting Status ADS CINS D0066B185 05/10/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Guidelines Mgmt For Against Against 9 Amendments to Article 14 Mgmt For For For 10 Amendments to Article 15 Mgmt For For For 11 Amendments to Article 20 Mgmt For For For 12 Amendments to Article 21 Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Appointment of Auditor Mgmt For For For for Interim Statements ________________________________________________________________________________ Air Liquide Ticker Security ID: Meeting Date Meeting Status AI CINS F01764103 05/09/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Authority to Repurchase Mgmt For For For Shares 8 Elect Karen Katen Mgmt For For For 9 Elect Pierre Dufour Mgmt For For For 10 Severance Agreement Mgmt For For For (Pierre Dufour) 11 Authority to Decrease Mgmt For For For Share Capital 12 Authority to Increase Mgmt For For For Capital through Capitalizations 13 Employee Stock Purchase Mgmt For For For Plan 14 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 15 Authorization of Legal Mgmt For For For Formalities 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alliance Oil Company Ltd. Ticker Security ID: Meeting Date Meeting Status AOIL CINS G0252S106 05/22/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Allianz SE Ticker Security ID: Meeting Date Meeting Status ALV CINS D03080112 05/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Elect Wulf Bernotat Mgmt For For For 10 Elect Gerhard Cromme Mgmt For For For 11 Elect Renate Kocher Mgmt For For For 12 Elect Igor Landau Mgmt For For For 13 Elect Helmut Perlet Mgmt For For For 14 Elect Peter Sutherland Mgmt For For For 15 Elect Dante Barban Mgmt For For For 16 Elect Gabriele Mgmt For For For Burkhardt-Berg 17 Elect Jean-Jacques Cette Mgmt For For For 18 Elect Ira Gloe-Semler Mgmt For For For 19 Elect Franz Heib Mgmt For For For 20 Elect Rolf Zimmerman Mgmt For For For 21 Elect Giovanni Casiroli Mgmt For For For as an Alternate Employee Representative 22 Elect Josef Hochburger Mgmt For For For as an Alternate Employee Representative 23 Elect Jean-Claude Le Mgmt For For For Goaer as an Alternate Employee Representative 24 Elect Jorg Reinbrecht Mgmt For For For as an Alternate Employee Representative 25 Elect Jurgen Lawrenz as Mgmt For For For an Alternate Employee Representative 26 Elect Frank Kirsch as Mgmt For For For an Alternate Employee Representative 27 Amendments to Articles Mgmt For For For Regarding Supervisory Board Members' Term Lengths 28 Amendment to Authorized Mgmt For For For Capital 2010/I ________________________________________________________________________________ Aperam SA Ticker Security ID: Meeting Date Meeting Status APAM CINS L0187K107 07/12/2011 Voted Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Derogation from Submission of Consolidated Accounts and Reports 2 Allocation of Losses; Mgmt For For For Directors' Fees 3 Ratification of Board Mgmt For For For Acts 4 Ratification of the Mgmt For For For Co-Option of Laurence Mulliez 5 2011 Restricted Share Mgmt For Against Against Unit Plan and Performance Share Unit Plan 6 Amend Articles 6.4 and Mgmt For For For 13 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 04/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Ratification of Mgmt For For For Management Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAY CINS D0712D163 04/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Elect Manfred Schneider Mgmt For For For 8 Elect Werner Wenning Mgmt For For For 9 Elect Paul Achleitner Mgmt For For For 10 Elect Clemens Borsig Mgmt For For For 11 Elect Thomas Ebeling Mgmt For For For 12 Elect Klaus Kleinfeld Mgmt For Against Against 13 Elect Helmut Panke Mgmt For For For 14 Elect Sue Rataj Mgmt For For For 15 Elect Ekkehard Schulz Mgmt For For For 16 Elect Klaus Sturany Mgmt For For For 17 Elect Ernst-Ludwig Mgmt For For For Winnacker 18 Supervisory Board Mgmt For For For Members' Fees 19 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Bayerische Motoren Werke AG (BMW) Ticker Security ID: Meeting Date Meeting Status BMW CINS D12096109 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Policy Mgmt For Against Against ________________________________________________________________________________ BHP Billiton plc Ticker Security ID: Meeting Date Meeting Status BLT CINS G10877101 10/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 2 Elect Lindsay Maxsted Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 3 Elect Shriti Vadera Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 4 Elect Malcolm Broomhead Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 5 Elect John Buchanan Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 6 Elect Carlos Cordeiro Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 7 Elect David Crawford Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 9 Elect Marius Kloppers Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 10 Elect Wayne Murdy (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 11 Elect Keith Rumble (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 12 Elect John Schubert Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 13 Elect Jacques Nasser Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees (BHP Billiton plc) 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (BHP Billiton plc) 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (BHP Billiton plc) 17 Authority to Repurchase Mgmt For For For Shares (BHP Billiton plc) 18 Directors' Remuneration Mgmt For For For Report 19 Approve Termination Mgmt For For For Benefits (GMC) 20 Approve Equity Grant Mgmt For For For (CEO Marius Kloppers) ________________________________________________________________________________ bioMerieux Ticker Security ID: Meeting Date Meeting Status BIM CINS F1149Y109 05/30/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Dedictible Expenses; Ratification of Board Acts 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transaction (Foundation Merieux) 8 Related Party Mgmt For For For Transactions (Others) 9 Elect Marie-Helene Mgmt For For For Habert 10 Elect Harold Boel Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For (Ernst & Young) 12 Appointment of Mgmt For For For Alternate Auditor (Auditex) 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Cancel Mgmt For For For Shares and Reduce Capital 15 Authority to Use Mgmt For Against Against Capital Proposals as a Takeover Defense 16 Authorization of Legal Mgmt For For For Formalities 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/12/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Robert Dudley Mgmt For For For 4 Elect Iain Conn Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Byron Grote Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Frank Bowman Mgmt For For For 9 Elect Antony Burgmans Mgmt For For For 10 Elect Cynthia Carroll Mgmt For For For 11 Elect George David Mgmt For Against Against 12 Elect Ian Davis Mgmt For For For 13 Elect Dame Ann Dowling Mgmt For For For 14 Elect Brendan Nelson Mgmt For For For 15 Elect Phuthuma Nhleko Mgmt For For For 16 Elect Andrew Shilston Mgmt For For For 17 Elect Carl-Henric Mgmt For For For Svanberg 18 Appointment of Auditor Mgmt For For For and Authority to Set Fees 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/22/2012 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Ratification of Supervisory Board and Management Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Supervisory Board Fees Mgmt For For For 9 Shareholder Proposal ShrHoldr Against Against For Regarding Publishing of Bonus Amounts 10 Shareholder Proposal ShrHoldr Against Against For Regarding Discontinuing Incentive Programs 11 Shareholder Proposal ShrHoldr Against Against For Regarding Remuneration Limits 12 Elect Jess Soderberg Mgmt For For For 13 Elect Per Ohrgaard Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Elect Flemming Mgmt For For For Besenbacher 16 Elect Lars Stemmerik Mgmt For For For 17 Elect Richard Burrows Mgmt For For For 18 Elect Kees van der Graaf Mgmt For For For 19 Elect Soren-Peter Fuchs Mgmt For For For Olesen 20 Elect Donna Cordner Mgmt For For For 21 Elect Elisabeth Fleuriot Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Continental AG Ticker Security ID: Meeting Date Meeting Status CON CINS D16212140 04/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Cancellation of Mgmt For For For Conditional Capital 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; increase in Conditional Capital 12 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 04/23/2012 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Increase in Authorized Mgmt For For For Capital 5 Authority to Coordinate Mgmt For For For Articles 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 05/24/2012 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividend 7 Ratification of Board Mgmt For For For Acts 8 Ratification of Mgmt For For For Auditor's Acts 9 Elect Claire Babrowski Mgmt For For For 10 Elect Pierre-Olivier Mgmt For For For Beckers 11 Elect Didier Smits Mgmt For For For 12 Elect Shari Ballard Mgmt For For For 13 Ratification of the Mgmt For For For Independence of Claire Babrowski 14 Ratification of the Mgmt For For For Independence of Shari Ballard 15 Remuneration Report Mgmt For For For 16 U.S. Stock Incentive Mgmt For Against Against Plan 17 Restricted Stock Unit Mgmt For Against Against Plan 18 Authority to Depart Mgmt For Against Against from Vesting Period Requirements 19 Authority to Depart Mgmt For Against Against from Vesting Period Requirements 20 Change in Control Clause Mgmt For Against Against 21 Change in Control Clause Mgmt For Against Against 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Increase in Authorized Mgmt For For For Capital 24 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of the Mgmt For For For Acts of Klaus Zumwinkel for Fiscal Year 2008 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor; Mgmt For For For Appointment of Auditor for Interim Statements 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 12 Elect Hans Bernhard Beus Mgmt For Against Against 13 Elect Dagmar Kollmann Mgmt For For For 14 Elect Lawrence Guffey Mgmt For For For 15 Intra-company Control Mgmt For For For Agreement 16 Amendments to Corporate Mgmt For For For Purpose 17 Amendments to Mgmt For For For Corporate Purpose ________________________________________________________________________________ DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/21/2012 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For Abstain Against Directors' Fees 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Kaj Christiansen Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Thomas Plenborg Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Reduce Mgmt For For For Share Capital 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Amendments to Incentive Mgmt For For For Guidelines 19 Amendments to Articles Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 10/25/2011 Voted Meeting Type Country of Trade Special Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Authority to Reduce Mgmt For For For Share Capital and Cancel Shares 6 Authority to Repurchase Mgmt For For For Shares 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Elringklinger AG Ticker Security ID: Meeting Date Meeting Status ZIL2 CINS D2462K108 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Hans-Ulrich Sachs Mgmt For For For 10 Increase in Authorized Mgmt For Against Against Capital ________________________________________________________________________________ Essar Energy Plc Ticker Security ID: Meeting Date Meeting Status ESSR CINS G3196V102 07/18/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 05/22/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect H.L.J. Noy Mgmt For For For 8 Elect A. Jonkman Mgmt For For For 9 Elect J. Ruegg Mgmt For For For 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ GEA Group AG Ticker Security ID: Meeting Date Meeting Status GEA cins D28304109 04/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Intra-company Control Mgmt For For For Agreement 11 Intra-company Control Mgmt For For For Agreement 12 Elect Werner J. Bauer Mgmt For For For 13 Increase in Authorized Mgmt For For For Capital 14 Increase in Conditional Mgmt For For For Capital 15 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Gerresheimer AG Ticker Security ID: Meeting Date Meeting Status GXI CINS D2852S109 04/26/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Karin Dorrepaal Mgmt For For For 10 Elect Peter Noe Mgmt For For For 11 Elect Hans Peter Peters Mgmt For For For 12 Elect Gerhard Schulze Mgmt For For For 13 Elect Theodor Stuth Mgmt For For For 14 Elect Udo Vetter Mgmt For For For 15 Increase in Authorized Mgmt For For For Capital 16 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/03/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Christopher Mgmt For Against Against Gent 4 Elect Sir Andrew Witty Mgmt For For For 5 Elect Sir Roy Anderson Mgmt For For For 6 Elect Stephanie Burns Mgmt For For For 7 Elect Stacey Cartwright Mgmt For For For 8 Elect H. Lawrence Culp Mgmt For For For 9 Elect Sir Crispin Davis Mgmt For For For 10 Elect Simon Dingemans Mgmt For For For 11 Elect Judy Lewent Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For For For 13 Elect Daniel Podolsky Mgmt For For For 14 Elect Moncef Slaoui Mgmt For For For 15 Elect Tom de Swaan Mgmt For Against Against 16 Elect Sir Robert Wilson Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor Fees 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Exemption from Mgmt For For For Statement of Senior Auditor's Name 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 25 Renewal of the Mgmt For For For ShareSave Plan 26 Renewal of the Mgmt For For For ShareReward Plan 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Heineken NV Ticker Security ID: Meeting Date Meeting Status HEIA CINS N39427211 04/19/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Authority to Repurchase Mgmt For For For Shares 7 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 8 Authority to Suppress Mgmt For For For Preemptive Rights 9 Amendments to Articles Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Elect Mary Minnick Mgmt For For For 12 Elect Hans Wijers Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164129 05/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Ralf Bethke Mgmt For For For 10 Supervisory Board Mgmt For For For Members' Fees 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ L'Oreal Ticker Security ID: Meeting Date Meeting Status OR CINS F58149133 04/17/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of the Mgmt For For For Co-Option and Election of Jean-Victor Meyers 8 Elect Paul Bulcke Mgmt For For For 9 Elect Christiane Kuehne Mgmt For For For 10 Elect Jean-Pierre Meyers Mgmt For Against Against 11 Elect Bernard Kasriel Mgmt For For For 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Cancel Mgmt For For For Shares and Reduce Capital 14 Amendments to Articles Mgmt For For For 15 Authorization of Legal Mgmt For For For Formalities 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Elect Vagit Alekperov Mgmt N/A Abstain N/A 3 Elect Igor Belikov Mgmt N/A For N/A 4 Elect Victor Blazheev Mgmt N/A For N/A 5 Elect Valery Grayfer Mgmt N/A Abstain N/A 6 Elect Igor Ivanov Mgmt N/A For N/A 7 Elect Ravil Maganov Mgmt N/A Abstain N/A 8 Elect Richard Matzke Mgmt N/A For N/A 9 Elect Sergei Mikhailov Mgmt N/A Abstain N/A 10 Elect Mark Mobius Mgmt N/A For N/A 11 Elect Guglielmo Moscato Mgmt N/A For N/A 12 Elect Ivan Pictet Mgmt N/A For N/A 13 Elect Aleksander Shokhin Mgmt N/A Abstain N/A 14 Elect Mikhail Maksimov Mgmt For For For 15 Elect Vladimir Nikitenko Mgmt For For For 16 Elect Aleksandr Surkov Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Audit Commission's Fees Mgmt For For For 20 Audit Commission's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Amendments to Meeting Mgmt For For For Regulations 24 Amendments to Board of Mgmt For For For Directors Regulations 25 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 04/05/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For Against Against Transactions 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Francesco Trapani Mgmt For For For 9 Elect Felix Rohatyn as Mgmt For For For Censor 10 Elect Antoine Arnault Mgmt For For For 11 Elect Albert Frere Mgmt For Against Against 12 Elect Gilles Hennessy Mgmt For Against Against 13 Elect Charles Powell Mgmt For Against Against 14 Elect Yves-Thibault de Mgmt For For For Silguy 15 Director's Fees Mgmt For For For 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital 18 Authority to Grant Mgmt For Against Against Stock Options 19 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 20 Amend Article 23.1 Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Metro AG Ticker Security ID: Meeting Date Meeting Status MEO CINS D53968125 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Franz Markus Mgmt For For For Haniel 9 Elect Florian Funck Mgmt For For For 10 Increase in Authorized Mgmt For Against Against Capital 11 Intra-company Control Mgmt For For For Agreement 12 Intra-company Control Mgmt For For For Agreement 13 Amendments to Articles Mgmt For For For Regarding Change of Fiscal Year ________________________________________________________________________________ Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/11/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Resignation of Michel Mgmt For For For Rollier 5 Amendments Regarding Mgmt For For For Term-Limited Managing General Partners 6 Amendment Regarding Mgmt For For For Profit-Sharing with Managing Partners 7 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 8 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 9 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 10 Authority to Increase Mgmt For For For Share Issuance Limit 11 Authority to Increase Mgmt For For For Capital Through Capitalizations 12 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind or in Case of Exchange Offer 13 Employee Stock Purchase Mgmt For For For Plan 14 Global Ceiling on Mgmt For For For Capital Increases 15 Authority to Cancel Mgmt For For For Shares and Reduce Capital 16 Accounts and Reports Mgmt For For For 17 Allocation of Mgmt For For For Profits/Dividends; Scrip Dividend 18 Consolidated Accounts Mgmt For For For and Reports 19 Related Party Mgmt For For For Transactions 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Issue Debt Mgmt For For For Instruments 22 Authorization of Legal Mgmt For For For Formalities 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Muenchener Rueckversicherungs AG (Munich Re) Ticker Security ID: Meeting Date Meeting Status MUV2 CINS D55535104 04/26/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Compensation Policy Mgmt For Against Against ________________________________________________________________________________ Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CINS H57312649 04/19/2012 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Compensation Report Mgmt For For For 6 Ratification of Board Mgmt For For For and Management Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Daniel Borel Mgmt For For For 9 Elect Henri de Castries Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Cancellation of Shares Mgmt For For For and Reduction of Share Capital 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/23/2012 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Mgmt For For For and Management Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 8 Elect William Brody Mgmt For For For 9 Elect Srikant Datar Mgmt For For For 10 Elect Andreas von Planta Mgmt For For For 11 Elect Wendelin Wiedeking Mgmt For For For 12 Elect Rolf Zinkernagel Mgmt For For For 13 Elect Dimitri Azar Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Miscellaneous ShrHoldr For Abstain Against Shareholder Proposals or Countermotions ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/10/2012 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For For For 7 Long Term Incentive Mgmt For For For Plan 2012/Matching Share Plan 2012 8 Elect Murtadha Al Hashmi Mgmt For For For ________________________________________________________________________________ Petrofac Limited Ticker Security ID: Meeting Date Meeting Status PFC CINS G7052T101 05/11/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Rene Medori Mgmt For For For 5 Elect Marwan Chedid Mgmt For For For 6 Elect Tim Weller Mgmt For For For 7 Elect Norman Murray Mgmt For For For 8 Elect Thomas Thune Mgmt For For For Andersen 9 Elect Stefano Cao Mgmt For For For 10 Elect Roxanne Decyk Mgmt For For For 11 Elect Rijnhard van Tets Mgmt For For For 12 Elect Ayman Asfari Mgmt For For For 13 Elect Maroun Semaan Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Value Creation Plan Mgmt For Against Against ________________________________________________________________________________ Qiagen N.V. Ticker Security ID: Meeting Date Meeting Status QGEN CINS N72482107 06/27/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Detlev Riesner Mgmt For Against Against 9 Elect Werner Brandt Mgmt For For For 10 Elect Metin Colpan Mgmt For Against Against 11 Elect Erik Hornnaess Mgmt For Against Against 12 Elect Manfred Karobath Mgmt For For For 13 Elect Heino von Mgmt For For For Prondzynski 14 Elect Elizabeth Tallett Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Bernd Uder Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CINS G73740113 04/30/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Philippe Lietard Mgmt For For For 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Graham Mgmt For For For Shuttleworth 7 Elect Norborne Cole, Jr. Mgmt For For For 8 Elect Christopher Mgmt For For For Coleman 9 Elect Kadri Dagdelen Mgmt For For For 10 Elect Karl Voltaire Mgmt For For For 11 Elect Andrew Quinn Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Directors' Fees Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/03/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Gerd Peter Harf Mgmt For Against Against 6 Elect Richard Cousins Mgmt For Against Against 7 Elect Liz Doherty Mgmt For For For 8 Elect Kenneth Hydon Mgmt For For For 9 Elect Andre Lacroix Mgmt For For For 10 Elect Graham Mackay Mgmt For Against Against 11 Elect Judith Sprieser Mgmt For Against Against 12 Elect Warren Tucker Mgmt For For For 13 Elect Rakesh Kapoor Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Repurchase Mgmt For For For Shares 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Directors' Fees Mgmt For For For 28 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 29 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Rexam plc Ticker Security ID: Meeting Date Meeting Status REX CINS G1274K113 05/03/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Stuart Chambers Mgmt For For For 5 Elect Leo Oosterveer Mgmt For For For 6 Elect Graham Chipchase Mgmt For For For 7 Elect David Robbie Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Mgmt For For For Meusburger 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Rheinmetall AG Ticker Security ID: Meeting Date Meeting Status RHM CINS D65111102 05/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Andreas Georgi Mgmt For For For 9 Elect Klaus Greinert Mgmt For For For 10 Elect Peter Mitterbauer Mgmt For For For 11 Elect Frank-Jurgen Mgmt For For For Richter 12 Elect Susanne Hannemann Mgmt For For For 13 Supervisory Board Mgmt For For For Members' Fees 14 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Nigel Mgmt For For For Sheinwald 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Guy Elliott Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Charles Holliday, Mgmt For For For Jr. 8 Elect Gerard Kleisterlee Mgmt For For For 9 Elect Christine Mgmt For For For Morin-Postel 10 Elect Jorma Ollila Mgmt For For For 11 Elect Linda Stuntz Mgmt For For For 12 Elect Jeroen van der Mgmt For For For Veer 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ RSA Insurance Group Plc Ticker Security ID: Meeting Date Meeting Status RSA CINS G7705H116 05/14/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect John Napier Mgmt For For For 5 Elect Simon Lee Mgmt For For For 6 Elect Adrian Brown Mgmt For For For 7 Elect Edward Lea Mgmt For For For 8 Elect Alastair Barbour Mgmt For For For 9 Elect Joseph Streppel Mgmt For For For 10 Elect Noel Harwerth Mgmt For For For 11 Elect Malcolm Le May Mgmt For For For 12 Elect John Maxwell Mgmt For For For 13 Elect Johanna Waterous Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 05/31/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses; Ratification of Board Acts 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Severance Agreement Mgmt For For For (Jean-Paul Herteman) 9 Retirement Benefits Mgmt For Against Against 10 Directors' Fees Mgmt For For For 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Cancel Mgmt For For For Shares and Reduce Capital 13 Authority to Issue Mgmt For Against Against Warrants as a Takeover Defense 14 Employee Stock Purchase Mgmt For Against Against Plan 15 Authorization of Legal Mgmt For For For Formalities 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/04/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Laurent Attal Mgmt For For For 8 Elect Uwe Bicker Mgmt For For For 9 Elect Jean-Rene Fourtou Mgmt For For For 10 Elect Claudie Haignere Mgmt For For For 11 Elect Carole Piwnica Mgmt For For For 12 Elect Klaus Pohle Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Appointment of Mgmt For For For Alternate Auditor 15 Relocation of Corporate Mgmt For For For Headquarters 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Issue Mgmt For For For Restricted Shares 18 Authorization of Legal Mgmt For For For Formalities 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Elect Hasso Plattner Mgmt For Against Against 11 Elect Pekka Ala-Pietila Mgmt For For For 12 Elect Anja Feldmann Mgmt For For For 13 Elect Wilhelm Haarmann Mgmt For For For 14 Elect Bernard Liautaud Mgmt For For For 15 Elect Hartmut Mehdorn Mgmt For For For 16 Elect Erhard Schipporeit Mgmt For For For 17 Elect Klaus Wucherer Mgmt For Against Against 18 Cancellation of Mgmt For For For Conditional Capital ________________________________________________________________________________ SBM Offshore NV Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 05/16/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Suppress Mgmt For For For Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Elect Floris Deckers Mgmt For For For 13 Elect Thomas Ehret Mgmt For For For 14 Transaction of Other Mgmt For For For Business; Questions 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ SBM Offshore NV Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 06/27/2012 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Sietze Hepkema Mgmt For For For 3 Elect Peter van Rossum Mgmt For For For 4 Amendment to Mgmt For Against Against Compensation Guidelines 5 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Seadrill Limited Ticker Security ID: Meeting Date Meeting Status SDRL CINS G7945E105 09/23/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Fredriksen Mgmt For For For 3 Elect Tor Olav Troim Mgmt For Against Against 4 Elect Kate Blankenship Mgmt For Against Against 5 Elect Carl Erik Steen Mgmt For For For 6 Elect Kathrine Mgmt For For For Fredriksen 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Directors' Fees Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Shareholder Proposal ShrHoldr Against Against For Regarding Board Gender Diversity ________________________________________________________________________________ Stallergenes SA Ticker Security ID: Meeting Date Meeting Status GENP CINS F17399118 05/31/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For Against Against Transactions 8 Ratification of the Mgmt For For For Co-option of Roberto Gradnik 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Alternate Auditor 12 Authority to Repurchase Mgmt For Against Against Shares 13 Authority to Grant Mgmt For Against Against Warrants 14 Employee Stock Purchase Mgmt For For For Plan 15 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/15/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Presiding Mgmt For For For Chairman 7 Notice of Meeting and Mgmt For For For Agenda 8 Election of Individuals Mgmt For For For to Check Minutes 9 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 10 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Withdrawal from Canadian Oil Sands 11 Compensation Guidelines Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Appointment of Auditor Mgmt For For For 14 Elect Olaug Svarva Mgmt For For For 15 Elect Idar Kreutzer Mgmt For For For 16 Elect Karin Aslaksen Mgmt For For For 17 Elect Greger Mannsverk Mgmt For For For 18 Elect Steinar Olsen Mgmt For For For 19 Elect Ingvald Strommen Mgmt For For For 20 Elect Rune Bjerke Mgmt For For For 21 Elect Tore Ulstein Mgmt For For For 22 Elect Live Haukvik Aker Mgmt For For For 23 Elect Siri Kalvig Mgmt For For For 24 Elect Thor Oscar Bolstad Mgmt For For For 25 Elect Barbro Haetta Mgmt For For For 26 Elect Arthur Sletteberg Mgmt For For For (Deputy) 27 Elect Bassim Haj Mgmt For For For (Deputy) 28 Elect Anne-Margrethe Mgmt For For For Firing (Deputy) 29 Elect Linda Litlekalsoy Mgmt For For For Aase (Deputy) 30 Corporate Assembly Fees Mgmt For For For 31 Elect Olaug Svarva Mgmt For For For 32 Elect Tom Rathke Mgmt For For For 33 Elect Live Haukvik Aker Mgmt For For For 34 Elect Ingrid Dramdal Mgmt For For For Rasmussen 35 Nominating Committee Mgmt For For For Fees 36 Authority to Repurchase Mgmt For For For Shares Pursuant to Share Savings Plan 37 Authority to Repurchase Mgmt For For For Shares for Cancellation ________________________________________________________________________________ Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/16/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Notice of Meeting; Mgmt For For For Agenda 5 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 6 Authority to Set Mgmt For For For Auditor's Fees 7 Compensation Guidelines Mgmt For For For 8 Cancellation and Mgmt For For For Redemption of Shares 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For Regarding Voting Proxy 11 Amendments to Articles Mgmt For For For Regarding Nomination Committee 12 Adoption of Mgmt For For For instructions for the Nomination Committee 13 Corporate Assembly Fees Mgmt For For For 14 Nomination Committee Mgmt For For For Fees 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/03/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For For For and Management Acts 13 Board Size Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Election of Directors Mgmt For For For 16 Election of Board Mgmt For Against Against Chairman 17 Number of Auditors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For Against Against 22 Authority to Repurchase Mgmt For For For Shares 23 Performance Share Mgmt For For For Program 24 Hedging Arrangement for Mgmt For For For LTIP 25 Shareholder Proposal ShrHoldr For Against Against Regarding Adjustments to Ethical Guidelines ________________________________________________________________________________ Tesco plc Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 06/29/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sir Richard Mgmt For For For Broadbent 5 Elect Deanna Oppenheimer Mgmt For For For 6 Elect Philip Clarke Mgmt For For For 7 Elect Gareth Bullock Mgmt For For For 8 Elect Patrick Cescau Mgmt For For For 9 Elect Stuart Chambers Mgmt For For For 10 Elect Karen Cook Mgmt For For For 11 Elect Ken Hanna Mgmt For For For 12 Elect Andrew Higginson Mgmt For For For 13 Elect Kenneth Hydon Mgmt For For For 14 Elect Tim Mason Mgmt For For For 15 Elect Laurie McIlwee Mgmt For For For 16 Elect Lucy Neville-Rolfe Mgmt For For For 17 Elect Jacqueline Mgmt For For For Tammenoms Bakker 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Authorisation of Mgmt For For For Political Donations 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ The Weir Group plc Ticker Security ID: Meeting Date Meeting Status WEIR CINS G95248137 05/09/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Alan Ferguson Mgmt For For For 5 Elect Melanie Gee Mgmt For For For 6 Elect Lord Robert Smith Mgmt For For For of Kelvin 7 Elect Keith Cochrane Mgmt For For For 8 Elect Richard Menell Mgmt For For For 9 Elect John Mogford Mgmt For For For 10 Elect Lord George Mgmt For For For Robertson 11 Elect Jon Stanton Mgmt For For For 12 Appointment of Auditor Mgmt For Against Against 13 Authority to Set Mgmt For Against Against Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Repurchase Mgmt For For For Shares 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/11/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Christophe de Mgmt For For For Margerie 10 Elect Patrick Artus Mgmt For For For 11 Elect Bertrand Collomb Mgmt For For For 12 Elect Anne Lauvergeon Mgmt For For For 13 Elect Michel Pebereau Mgmt For Against Against 14 Ratification of the Mgmt For For For Co-option of Gerard Lamarche 15 Elect Anne-Marie Idrac Mgmt For For For 16 Supplementary Mgmt For For For Retirement, Pension and Severance Agreements for Christophe de Margerie 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations 18 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 19 Authority to Increase Mgmt For For For Share Issuance Limit 20 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 21 Employee Stock Purchase Mgmt For For For Plan 22 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 23 Authority to Cancel Mgmt For For For Shares and Reduce Capital 24 Shareholder Proposal ShrHoldr Against Against For Regarding Comparison of Executive Compensation (Resolution A) 25 Shareholder Proposal ShrHoldr Against Against For Regarding Loyalty Dividend (Resolution B) ________________________________________________________________________________ Ultra Electronics Holdings plc Ticker Security ID: Meeting Date Meeting Status ULE CINS G9187G103 04/27/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Douglas Caster Mgmt For Against Against 5 Elect Christopher Bailey Mgmt For For For 6 Elect Ian Griffiths Mgmt For For For 7 Elect Sir Robert Mgmt For For For Walmsley 8 Elect Paul Dean Mgmt For For For 9 Elect Rakesh Sharma Mgmt For For For 10 Elect Mark Anderson Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 05/09/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Sunil Bharti Mgmt For For For Mittal 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For Against Against 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Adoption of New Articles Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vedanta Resources plc Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Navin Agarwal Mgmt For For For 5 Elect Naresh Chandra Mgmt For Against Against 6 Elect Aman Mehta Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/10/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chairman and Individuals to Check Minutes 5 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 6 Compensation Guidelines Mgmt For For For 7 Report on Corporate Mgmt For For For Governance 8 Authority to Set Mgmt For For For Auditor's Fees 9 Directors' Fees Mgmt For For For 10 Nomination Committee Mgmt For For For Fees 11 Election of Directors Mgmt For For For 12 Nomination Committee Mgmt For For For 13 Amendments to the Mgmt For For For Instructions for the Nomination Committee 14 Cancellation of Shares Mgmt For For For 15 Authority to Repurchase Mgmt For For For Shares 16 Non-Voting Meeting Note N/A N/A N/A N/A Item 7: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Financial Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 01/09/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of an Mgmt For For For Amendment to Increase Dividends from Legal Reserves ________________________________________________________________________________ Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Atieh Mgmt For For For 2 Elect Mary Cirillo Mgmt For For For 3 Elect Thomas Neff Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Approval of Statutory Mgmt For For For Financial Statements 6 Approval of Mgmt For For For Consolidated Financial Statements 7 Allocation of Mgmt For For For Disposable Profits 8 DISCHARGE OF THE BOARD Mgmt For For For OF DIRECTORS 9 Increase in Authorized Mgmt For For For Capital 10 Appointment of Mgmt For For For Statutory Auditor (Zurich) 11 Appointment of Mgmt For For For Independent Auditor (US) 12 Appointment of Special Mgmt For For For Auditor (Zurich) 13 Distribution Through Mgmt For For For Par Value Reduction 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos Mgmt For For For II 3 Elect Paul Amos II Mgmt For For For 4 Elect Kriss Cloninger Mgmt For Against Against III 5 Elect Elizabeth Hudson Mgmt For For For 6 Elect Douglas Johnson Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Charles Knapp Mgmt For For For 9 Elect E. Stephen Purdom Mgmt For For For 10 Elect Barbara Rimer Mgmt For For For 11 Elect Marvin Schuster Mgmt For For For 12 Elect Melvin Stith Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Takuro Yoshida Mgmt For Against Against 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan 17 Amendment to the 2013 Mgmt For For For Management Incentive Plan. 18 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allied World Assurance Company Holdings, AG Ticker Security ID: Meeting Date Meeting Status AWH CUSIP H01531104 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Carmilani Mgmt For For For 2 Elect James Duffy Mgmt For For For 3 Elect Bart Friedman Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 2012 Omnibus Incentive Mgmt For Against Against Compensation Plan 6 Authority to Repurchase Mgmt For For For Shares 7 Reclassification of Mgmt For For For Free Reserves 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits Mgmt For For For 10 Cancellation of Shares Mgmt For For For 11 Amendment to the Mgmt For For For Articles of Association to Eliminate Conditional Share Capital 12 Authority to Increase Mgmt For For For Authorized Capital 13 Dividend Distribution Mgmt For For For in the Form of Par Value Reduction 14 Appointment of Auditor Mgmt For For For and Statutory Auditor 15 Appointment of Special Mgmt For For For Auditor 16 Indemnification of Mgmt For For For Directors and Officers ________________________________________________________________________________ American Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AFG CUSIP 025932104 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl Lindner, III Mgmt For For For 1.2 Elect S. Craig Lindner Mgmt For For For 1.3 Elect Kenneth Ambrecht Mgmt For For For 1.4 Elect John Berding Mgmt For Withhold Against 1.5 Elect Theodore Emmerich Mgmt For For For 1.6 Elect James Evans Mgmt For For For 1.7 Elect Terry Jacobs Mgmt For For For 1.8 Elect Gregory Joseph Mgmt For For For 1.9 Elect William Verity Mgmt For Withhold Against 1.10 Elect John Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For For For Equity Bonus Plan 4 Amendment to the 2005 Mgmt For Against Against Stock Incentive Plan 5 Amendment to the Mgmt For For For Non-Employee Directors Compensation Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lon Greenberg Mgmt For For For 2 Elect Warren Knowlton Mgmt For For For 3 Elect Jeffrey Noddle Mgmt For For For 4 Elect Robert Sharpe, Jr. Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aon Corporation Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Edgar Jannotta Mgmt For For For 6 Elect J. Michael Losh Mgmt For Against Against 7 Elect Robert Morrison Mgmt For For For 8 Elect Richard Myers Mgmt For For For 9 Elect Richard Notebaert Mgmt For For For 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Assurant, Inc. Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elaine Rosen Mgmt For For For 2 Elect Howard Carver Mgmt For Against Against 3 Elect Juan Cento Mgmt For For For 4 Elect Elyse Douglas Mgmt For For For 5 Elect Lawrence Jackson Mgmt For For For 6 Elect David Kelso Mgmt For For For 7 Elect Charles Koch Mgmt For For For 8 Elect H. Carroll Mackin Mgmt For For For 9 Elect Robert Pollock Mgmt For For For 10 Elect Paul Reilly Mgmt For For For 11 Elect Robert Stein Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505559 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Mgmt For For For Jr. 7 Elect Monica Lozano Mgmt For For For 8 Elect Thomas May Mgmt For For For 9 Elect Brian Moynihan Mgmt For For For 10 Elect Donald Powell Mgmt For For For 11 Elect Charles Rossotti Mgmt For Against Against 12 Elect Robert Scully Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Prior Government Service 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations 19 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending ________________________________________________________________________________ Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ruth Bruch Mgmt For Against Against 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For Against Against 5 Elect Richard Kogan Mgmt For Against Against 6 Elect Michael Kowalski Mgmt For For For 7 Elect John Luke, Jr. Mgmt For For For 8 Elect Mark Nordenberg Mgmt For For For 9 Elect Catherine Rein Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Samuel Scott III Mgmt For Against Against 12 Elect Wesley von Schack Mgmt For Against Against 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect J. Littleton Mgmt For Withhold Against Glover, Jr. 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect Nido Qubein Mgmt For Withhold Against 1.12 Elect Thomas Skains Mgmt For For For 1.13 Elect Thomas Thompson Mgmt For For For 1.14 Elect Edwin Welch Ph.D. Mgmt For For For 1.15 Elect Stephen Williams Mgmt For Withhold Against 2 2012 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Demchak Mgmt For For For 2 Elect Laurence Fink Mgmt For For For 3 Elect Robert Kapito Mgmt For For For 4 Elect Thomas O'Brien Mgmt For For For 5 Elect Ivan Seidenberg Mgmt For For For 6 Amendment to Mgmt For For For Certificate of Incorporation to Declassify Board 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Mgmt For For For Jr. 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Timothy Main Mgmt For For For 1.9 Elect Wendell Reilly Mgmt For For For 1.10 Elect John Riedman Mgmt For Withhold Against 1.11 Elect Chilton Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Fairbank Mgmt For For For 2 Elect Peter Raskind Mgmt For For For 3 Elect Bradford Warner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Amendment to the Mgmt For For For Associate Stock Purchase Plan ________________________________________________________________________________ Cash America International, Inc. Ticker Security ID: Meeting Date Meeting Status CSH CUSIP 14754D100 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For Withhold Against 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Senior Mgmt For For For Executive Bonus Plan ________________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Franz Humer Mgmt For For For 2 Elect Robert Joss Mgmt For Against Against 3 Elect Michael O'Neill Mgmt For For For 4 Elect Vikram Pandit Mgmt For For For 5 Elect Lawrence Ricciardi Mgmt For For For 6 Elect Judith Rodin Mgmt For Against Against 7 Elect Robert Ryan Mgmt For For For 8 Elect Anthony Santomero Mgmt For For For 9 Elect Joan Spero Mgmt For For For 10 Elect Diana Taylor Mgmt For Against Against 11 Elect William Thompson, Mgmt For Against Against Jr. 12 Elect Ernesto Zedillo Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Prior Government Service 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ________________________________________________________________________________ CME Group Inc. Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Chookaszian Mgmt For Withhold Against 1.2 Elect Larry Gerdes Mgmt For Withhold Against 1.3 Elect Daniel Glickman Mgmt For For For 1.4 Elect James Oliff Mgmt For For For 1.5 Elect Edemir Pinto Mgmt For For For 1.6 Elect Alex Pollock Mgmt For Withhold Against 1.7 Elect William Shepard Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board and Amendments Related to the Expiration of the Rights Plan and Director Removal 5 Amendment to the Mgmt For For For Omnibus Stock Plan 6 Amendment to the Mgmt For For For Employee Stock Purchase Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Cullen/Frost Bankers, Inc. Ticker Security ID: Meeting Date Meeting Status CFR CUSIP 229899109 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Denny Alexander Mgmt For Withhold Against 1.2 Elect Carlos Alvarez Mgmt For For For 1.3 Elect Royce Caldwell Mgmt For For For 1.4 Elect Crawford Edwards Mgmt For For For 1.5 Elect Ruben Escobedo Mgmt For For For 1.6 Elect Richard Evans, Jr. Mgmt For For For 1.7 Elect Patrick Frost Mgmt For For For 1.8 Elect David Haemisegger Mgmt For For For 1.9 Elect Karen Jennings Mgmt For For For 1.10 Elect Richard Kleberg Mgmt For For For III 1.11 Elect Charles Matthews Mgmt For For For 1.12 Elect Ida Clement Steen Mgmt For For For 1.13 Elect Horace Wilkins, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CUSIP D18190898 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For Against Against Supervisory Board Acts 4 Appointment of Auditor Mgmt For Against Against 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 7 Compensation Policy Mgmt For For For 8 Elect Paul Achleitner Mgmt For For For 9 Elect Peter Loscher Mgmt For For For 10 Elect Klaus Trutzschler Mgmt For For For 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ East West Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status EWBC CUSIP 27579R104 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Iris Chan Mgmt For For For 1.2 Elect Rudolph Estrada Mgmt For For For 1.3 Elect Julia Gouw Mgmt For For For 1.4 Elect Paul Irving Mgmt For For For 1.5 Elect Andrew Kane Mgmt For For For 1.6 Elect John Lee Mgmt For For For 1.7 Elect Herman Li Mgmt For For For 1.8 Elect Jack Liu Mgmt For For For 1.9 Elect Dominic Ng Mgmt For For For 1.10 Elect Keith Renken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Performance-Based Bonus Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Everest Re Group, Ltd. Ticker Security ID: Meeting Date Meeting Status RE CUSIP G3223R108 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Dunne Mgmt For For For 1.2 Elect John Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 06/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rick Wessel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ First Niagara Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status FNFG CUSIP 33582V108 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl Florio Mgmt For For For 1.2 Elect Nathaniel Woodson Mgmt For For For 1.3 Elect Roxanne Coady Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Equity Incentive Mgmt For For For Plan 4 Executive Annual Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Mgmt For For For Jr. 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Laura Stein Mgmt For For For 10 Elect Anne Tatlock Mgmt For For For 11 Elect Geoffrey Yang Mgmt For For For 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GFI Group Inc. Ticker Security ID: Meeting Date Meeting Status GFIG CUSIP 361652209 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank Fanzilli, Mgmt For Withhold Against Jr. 1.2 Elect Richard Magee Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan ________________________________________________________________________________ Greenhill & Co., Inc. Ticker Security ID: Meeting Date Meeting Status GHL CUSIP 395259104 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Greenhill Mgmt For For For 1.2 Elect Scott Bok Mgmt For For For 1.3 Elect Robert Blakely Mgmt For Withhold Against 1.4 Elect John Danforth Mgmt For For For 1.5 Elect Steven Goldstone Mgmt For For For 1.6 Elect Stephen Key Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Hancock Holding Company Ticker Security ID: Meeting Date Meeting Status HBHC CUSIP 410120109 04/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Crowell Mgmt For For For 1.2 Elect Hardy Fowler Mgmt For For For 1.3 Elect Eric Nickelsen Mgmt For For For 1.4 Elect Terrence Hall Mgmt For For For 1.5 Elect John Hairston Mgmt For For For 1.6 Elect James Horne Mgmt For For For 1.7 Elect Jerry Levens Mgmt For For For 1.8 Elect R. King Milling Mgmt For For For 1.9 Elect Christine Mgmt For For For Pickering 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ HCC Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 404132102 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emmanuel Ballases Mgmt For For For 1.2 Elect Judy Bozeman Mgmt For For For 1.3 Elect Frank Bramanti Mgmt For For For 1.4 Elect Walter Duer Mgmt For For For 1.5 Elect James Flagg Mgmt For For For 1.6 Elect Thomas Hamilton Mgmt For For For 1.7 Elect Leslie Heisz Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect Robert Rosholt Mgmt For For For 1.10 Elect J. Mikesell Thomas Mgmt For For For 1.11 Elect Christopher J. Mgmt For For For Williams 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CUSIP 456837103 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Elect Wilfred Nagel to Mgmt For For For the Management Board 7 Elect Aman Mehta Mgmt For Against Against 8 Elect Jan Holsboer Mgmt For For For 9 Elect Yvonne van Rooy Mgmt For For For 10 Elect Robert Reibestein Mgmt For For For 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights in Connection with a Merger 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Repurchase Mgmt For For For Shares in Connection with a Merger ________________________________________________________________________________ Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin Flanagan Mgmt For For For 2 Elect C. Robert Mgmt For For For Henrikson 3 Elect Ben Johnson III Mgmt For For For 4 Elect J. Thomas Presby Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 2012 Employee Stock Mgmt For For For Purchase Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bell Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Stephen Burke Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy Flynn Mgmt For For For 8 Elect Ellen Futter Mgmt For Against Against 9 Elect Laban Jackson, Jr. Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mortgage Loan Servicing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Lazard Ltd Ticker Security ID: Meeting Date Meeting Status LAZ CUSIP G54050102 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ashish Bhutani Mgmt For For For 1.2 Elect Steven Heyer Mgmt For Withhold Against 1.3 Elect Sylvia Jay Mgmt For Withhold Against 1.4 Elect Vernon Jordan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Henderson Mgmt For For For III 2 Elect Eric Johnson Mgmt For For For 3 Elect M. Leanne Lachman Mgmt For For For 4 Elect Isaiah Tidwell Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect C. Angela Bontempo Mgmt For For For 1.3 Elect Robert Brady Mgmt For Withhold Against 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark Czarnecki Mgmt For For For 1.6 Elect Gary Geisel Mgmt For For For 1.7 Elect Patrick Hodgson Mgmt For For For 1.8 Elect Richard King Mgmt For Withhold Against 1.9 Elect Jorge Pereira Mgmt For For For 1.10 Elect Michael Pinto Mgmt For For For 1.11 Elect Melinda Rich Mgmt For For For 1.12 Elect Robert Sadler, Jr. Mgmt For For For 1.13 Elect Herbert Washington Mgmt For For For 1.14 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Manulife Financial Corporation Ticker Security ID: Meeting Date Meeting Status MFC CUSIP 56501R106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Caron Mgmt For For For 1.2 Elect John Cassaday Mgmt For For For 1.3 Elect Gail Cook-Bennett Mgmt For For For 1.4 Elect Thomas d'Aquino Mgmt For For For 1.5 Elect Richard DeWolfe Mgmt For For For 1.6 Elect Robert Dineen, Jr. Mgmt For For For 1.7 Elect Sheila Fraser Mgmt For For For 1.8 Elect Donald Guloien Mgmt For For For 1.9 Elect Scott Hand Mgmt For For For 1.10 Elect Robert Harding Mgmt For For For 1.11 Elect Luther Helms Mgmt For For For 1.12 Elect Tsun-yan Hsieh Mgmt For For For 1.13 Elect Donald Lindsay Mgmt For For For 1.14 Elect Lorna Marsden Mgmt For For For 1.15 Elect John Palmer Mgmt For For For 1.16 Elect Andera Rosen Mgmt For For For 1.17 Elect Hugh Sloan, Jr. Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Keane Mgmt For For For 1.2 Elect Catherine Kinney Mgmt For For For 1.3 Elect Hugh Price Mgmt For For For 1.4 Elect Kenton Sicchitano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Moody's Corporation Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ewald Kist Mgmt For For For 2 Elect Henry McKinnell, Mgmt For For For Jr. 3 Elect John Wulff Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect C. Robert Kidder Mgmt For For For 6 Elect Klaus Kleinfield Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Hutham Olayan Mgmt For For For 9 Elect James Owens Mgmt For For For 10 Elect O. Griffith Sexton Mgmt For For For 11 Elect Ryosuke Tamakoshi Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Mgmt For For For Equity Incentive Compensation Plan 16 Amendment to the Mgmt For For For Directors' Equity Capital Accumulation Plan 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ National Financial Partners Corp. Ticker Security ID: Meeting Date Meeting Status NFP CUSIP 63607P208 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephanie Abramson Mgmt For For For 2 Elect Patrick Baird Mgmt For For For 3 Elect Jessica Bibliowicz Mgmt For For For 4 Elect R. Bruce Callahan Mgmt For For For 5 Elect John Elliott Mgmt For For For 6 Elect J. Barry Griswell Mgmt For For For 7 Elect Marshall Heinberg Mgmt For For For 8 Elect Kenneth Mlekush Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ People's United Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Carter Mgmt For For For 1.2 Elect Jerry Franklin Mgmt For For For 1.3 Elect Kirk Walters Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Short-Term Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Protective Life Corp. Ticker Security ID: Meeting Date Meeting Status PL CUSIP 743674103 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Burton Mgmt For For For 1.2 Elect Thomas Hamby Mgmt For For For 1.3 Elect John Johns Mgmt For For For 1.4 Elect Vanessa Leonard Mgmt For For For 1.5 Elect Charles McCrary Mgmt For Withhold Against 1.6 Elect John McMahon, Jr. Mgmt For For For 1.7 Elect Hans Hugh Miller Mgmt For For For 1.8 Elect Malcolm Portera Mgmt For For For 1.9 Elect C. Dowd Ritter Mgmt For For For 1.10 Elect Jesse Spikes Mgmt For For For 1.11 Elect William Terry Mgmt For For For 1.12 Elect W. Michael Mgmt For For For Warren, Jr. 1.13 Elect Vanessa Wilson Mgmt For For For 1.14 Elect Elaine Chao Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Annual Incentive Plan Mgmt For For For 4 Amendment to the Mgmt For Against Against Long-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Baltimore Mgmt For For For Jr. 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Mgmt For For For Hund-Mejean 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Elimination of Mgmt For For For Supermajority Requirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Raymond James Financial, Inc. Ticker Security ID: Meeting Date Meeting Status RJF CUSIP 754730109 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For Withhold Against 1.3 Elect H. William Mgmt For For For Habermeyer, Jr. 1.4 Elect Chet Helck Mgmt For For For 1.5 Elect Thomas James Mgmt For For For 1.6 Elect Gordon Johnson Mgmt For For For 1.7 Elect Paul Reilly Mgmt For For For 1.8 Elect Robert Saltzman Mgmt For For For 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Stock Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred Sievert Mgmt For For For 1.2 Elect Stanley Tulin Mgmt For For For 1.3 Elect A. Greig Woodring Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ StanCorp Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status SFG CUSIP 852891100 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Virginia Anderson Mgmt For For For 2 Elect Stanley Fallis Mgmt For For For 3 Elect Eric Parsons Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 1999 Mgmt For For For Employee Share Purchase Plan 6 Re-approval of the Mgmt For For For Short-Term Incentive Plan 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Mgmt For For For Saint-Aignan 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Richard Sergel Mgmt For For For 10 Elect Ronald Skates Mgmt For For For 11 Elect Gregory Summe Mgmt For For For 12 Elect Robert Weissman Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sun Life Financial Inc. Ticker Security ID: Meeting Date Meeting Status SLF CUSIP 866796105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Anderson Mgmt For For For 1.2 Elect Richard Booth Mgmt For For For 1.3 Elect John Clappison Mgmt For For For 1.4 Elect Dean Connor Mgmt For For For 1.5 Elect David Ganong Mgmt For For For 1.6 Elect Martin Glynn Mgmt For Withhold Against 1.7 Elect Krystyna Hoeg Mgmt For For For 1.8 Elect David Kerr Mgmt For For For 1.9 Elect Idalene Kesner Mgmt For For For 1.10 Elect Mitchell Merin Mgmt For For For 1.11 Elect Hugh Segal Mgmt For For For 1.12 Elect Barbara Stymiest Mgmt For For For 1.13 Elect James Sutcliffe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to By-laws Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect C. Richard Mgmt For For For Kramlich 1.7 Elect Lata Krishnan Mgmt For For For 1.8 Elect Jeffery Mgmt For For For Maggioncalda 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect John Robinson Mgmt For For For 1.11 Elect Garen Staglin Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Mgmt For For For Broaddus, Jr. 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Robert MacLellan Mgmt For For For 7 Elect Brian Rogers Mgmt For For For 8 Elect Alfred Sommer Mgmt For For For 9 Elect Dwight Taylor Mgmt For For For 10 Elect Anne Whittemore Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2012 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TD AMERITRADE Holding Corporation Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP 03074K 02/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Edmund Clark Mgmt For For For 1.2 Elect Karen Maidment Mgmt For For For 1.3 Elect Mark Mitchell Mgmt For For For 1.4 Elect Fredric Tomczyk Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nancy Bechtle Mgmt For For For 2 Elect Walter Bettinger Mgmt For For For II 3 Elect C. Preston Butcher Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zoe Baird Budinger Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures ________________________________________________________________________________ The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For Against Against 8 Elect Lakshmi Mittal Mgmt For For For 9 Elect James Schiro Mgmt For For For 10 Elect Debra Spar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The Hartford Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Allardice Mgmt For For For III 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Kathryn Mikells Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Black Mgmt For For For 2 Elect Borje Ekholm Mgmt For For For 3 Elect Robert Greifeld Mgmt For For For 4 Elect Glenn Hutchins Mgmt For For For 5 Elect Essa Kazim Mgmt For For For 6 Elect John Markese Mgmt For For For 7 Elect Ellyn McColgan Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Elect Michael Splinter Mgmt For For For 11 Elect Lars Wedenborn Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 04/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roger Farah Mgmt For For For 2 Elect Stephen Hardis Mgmt For For For 3 Elect Heidi Miller Mgmt For For For 4 Elect Bradley Sheares Mgmt For For For 5 Elimination of Mgmt For For For Supermajority Requirement 6 Repeal of Classified Mgmt For For For Board 7 Change in Board Size Mgmt For For For 8 Authorization of Board Mgmt For For For to Set Board Size 9 Amendment to Code of Mgmt For Against Against Regulations 10 Set Date of Annual Mgmt For For For Meeting 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Re-approve Performance Mgmt For For For Criteria Set Forth in 2007 Executive Bonus Plan 13 Amendment to the 2010 Mgmt For For For Equity Incentive Plan 14 Amendment to the 2003 Mgmt For For For Directors Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect William Kane Mgmt For For For 10 Elect Cleve Mgmt For For For Killingsworth, Jr. 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Political Contributions and Expenditures Report ________________________________________________________________________________ Torchmark Corporation Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Boren Mgmt For For For 2 Elect M. Jane Buchan Mgmt For For For 3 Elect Robert Ingram Mgmt For For For 4 Elect Mark McAndrew Mgmt For For For 5 Elect Sam Perry Mgmt For For For 6 Elect Lamar Smith Mgmt For For For 7 Elect Paul Zucconi Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tower Group, Inc. Ticker Security ID: Meeting Date Meeting Status TWGP CUSIP 891777104 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jan Van Gorder Mgmt For For For 1.2 Elect Austin Young III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Mgmt For For For Gluckman 4 Elect Arthur Collins, Mgmt For Against Against Jr. 5 Elect Richard Davis Mgmt For For For 6 Elect Roland Hernandez Mgmt For For For 7 Elect Joel Johnson Mgmt For For For 8 Elect Olivia Kirtley Mgmt For For For 9 Elect Jerry Levin Mgmt For For For 10 Elect David O'Maley Mgmt For For For 11 Elect O'Dell Owens Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Elect Doreen Woo Ho Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Godlasky Mgmt For For For 1.2 Elect Dennis Logue Mgmt For Withhold Against 1.3 Elect Michael Morrissey Mgmt For For For 1.4 Elect Ronald Reimer Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2003 Mgmt For For For Executive Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect Elaine Chao Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Lloyd Dean Mgmt For For For 5 Elect Susan Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald James Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Federico Pena Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect John Stumpf Mgmt For For For 15 Elect Susan Swenson Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting in Contested Elections 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ________________________________________________________________________________ World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Alexander Mgmt For For For McLean, III 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers Mgmt For For For III 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Darrell Whitaker Mgmt For For For 1.7 Elect Scott Vassalluzzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation Item 8: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Green Mgmt For For For 4 Elect Nobuyuki Idei Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Repeal of Classified Mgmt For For For Board 9 Authorization to Hold Mgmt For For For the 2013 Annual Meeting Outside of Ireland 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Crutchfield Mgmt For For For 2 Elect William Crowley, Mgmt For For For Jr. 3 Elect E. Linn Draper, Mgmt For For For Jr. 4 Elect Glenn Eisenberg Mgmt For For For 5 Elect P. Michael Giftos Mgmt For For For 6 Elect Deborah Fretz Mgmt For For For 7 Elect Joel Richards, III Mgmt For For For 8 Elect James Roberts Mgmt For For For 9 Elect Ted Wood Mgmt For For For 10 2012 Long-Term Mgmt For For For Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Timothy Cook Mgmt For For For 1.3 Elect Millard Drexler Mgmt For Withhold Against 1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.5 Elect Robert Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur Levinson Mgmt For Withhold Against 1.8 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Conflict of Interest Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Cash America International, Inc. Ticker Security ID: Meeting Date Meeting Status CSH CUSIP 14754D100 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For Withhold Against 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Senior Mgmt For For For Executive Bonus Plan ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Jon Huntsman, Jr. Mgmt For For For 1.8 Elect Peter Magowan Mgmt For For For 1.9 Elect Dennis Muilenburg Mgmt For For For 1.10 Elect Douglas Oberhelman Mgmt For For For 1.11 Elect William Osborn Mgmt For For For 1.12 Elect Charles Powell Mgmt For For For 1.13 Elect Edward Rust, Jr. Mgmt For For For 1.14 Elect Susan Schwab Mgmt For For For 1.15 Elect Joshua Smith Mgmt For For For 1.16 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Right to Call a Special Mgmt For For For Meeting 5 Amendment to Advance Mgmt For Against Against Notice Requirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Richard Barker D. Mgmt For For For Phil 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Michael Friedman Mgmt For For For 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Cliffs Natural Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Carrabba Mgmt For For For 2 Elect Susan Cunningham Mgmt For Against Against 3 Elect Barry Eldridge Mgmt For For For 4 Elect Andres Gluski Mgmt For For For 5 Elect Susan Green Mgmt For For For 6 Elect Janice Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis McAllister Mgmt For For For 9 Elect Richard Riederer Mgmt For For For 10 Elect Richard Ross Mgmt For For For 11 Amendment to Mgmt For Against Against Regulations to allow the Board to Amend the Regulations without Shareholder Approval 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Incentive Equity Mgmt For For For Plan 14 2012 Executive Mgmt For For For Management Performance Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CME Group Inc. Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Chookaszian Mgmt For Withhold Against 1.2 Elect Larry Gerdes Mgmt For Withhold Against 1.3 Elect Daniel Glickman Mgmt For For For 1.4 Elect James Oliff Mgmt For For For 1.5 Elect Edemir Pinto Mgmt For For For 1.6 Elect Alex Pollock Mgmt For Withhold Against 1.7 Elect William Shepard Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board and Amendments Related to the Expiration of the Rights Plan and Director Removal 5 Amendment to the Mgmt For For For Omnibus Stock Plan 6 Amendment to the Mgmt For For For Employee Stock Purchase Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Bacon Mgmt For Withhold Against 1.2 Elect Sheldon Bonovitz Mgmt For For For 1.3 Elect Joseph Collins Mgmt For For For 1.4 Elect J. Michael Cook Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Jeffrey Honickman Mgmt For For For 1.7 Elect Eduardo Mestre Mgmt For For For 1.8 Elect Brian Roberts Mgmt For For For 1.9 Elect Ralph Roberts Mgmt For For For 1.10 Elect Johnathan Rodgers Mgmt For For For 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2011 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 8 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pills ________________________________________________________________________________ Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ivor Evans Mgmt For Against Against 2 Elect Kirk Hachigian Mgmt For For For 3 Elect Lawrence Kingsley Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Authority of Mgmt For For For Subsidiaries to Repurchase Shares 8 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 2012 Equity and Cash Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander Cutler Mgmt For For For 2 Elect Arthur Johnson Mgmt For For For 3 Elect Deborah McCoy Mgmt For For For 4 2012 Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos Fernandez Mgmt For For For Gonzalez 1.2 Elect Arthur Golden Mgmt For Withhold Against 1.3 Elect William Johnson Mgmt For For For 1.4 Elect John Menzer Mgmt For For For 1.5 Elect August Busch III Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For Against Against 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For Against Against 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 20 Approval of Material Mgmt For For For Terms of Senior Officer Performance Goals 21 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Nuclear Activities 23 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 24 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect S. Malcolm Gillis Mgmt For Against Against 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect James Griffith Mgmt For For For 5 Elect Robert McCormack Mgmt For For For 6 Elect Robert Morrison Mgmt For For For 7 Elect James Skinner Mgmt For For For 8 Elect David Smith, Jr. Mgmt For For For 9 Elect David Speer Mgmt For For For 10 Elect Pamela Strobel Mgmt For For For 11 Elect Kevin Warren Mgmt For For For 12 Elect Anre Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For Against Against 5 Elect David Farr Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James Owens Mgmt For For For 10 Elect Samuel Palmisano Mgmt For For For 11 Elect Virginia Rometty Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Hector Mgmt For Against Against Zambrano Trevino 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bell Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Stephen Burke Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy Flynn Mgmt For For For 8 Elect Ellen Futter Mgmt For Against Against 9 Elect Laban Jackson, Jr. Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mortgage Loan Servicing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mercedes Johnson Mgmt For For For 1.2 Elect Scott Kriens Mgmt For For For 1.3 Elect William Stensrud Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For Against Against Equity Incentive Plan 4 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Richard Dreiling Mgmt For For For 1.6 Elect Dawn Hudson Mgmt For For For 1.7 Elect Robert Johnson Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For Withhold Against 1.9 Elect Richard Lochridge Mgmt For For For 1.10 Elect Robert Niblock Mgmt For For For 1.11 Elect Eric Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill Miller, Mgmt For For For Jr. 2 Elect Greg Armstrong Mgmt For For For 3 Elect David Harrison Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Julie Edwards Mgmt For For For 2.2 Elect David Williams Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Against Against 6 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2011 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 1991 Stock Option and Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton Daley, Jr. Mgmt For For For 1.2 Elect John Ferriola Mgmt For For For 1.3 Elect Harvey Gantt Mgmt For For For 1.4 Elect Bernard Kasriel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For Withhold Against 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 1.11 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chairman ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Bret Clayton Mgmt For For For 1.4 Elect Nance Dicciani Mgmt For For For 1.5 Elect Edward Galante Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Ira Hall Mgmt For For For 1.8 Elect Raymond LeBoeuf Mgmt For For For 1.9 Elect Larry McVay Mgmt For For For 1.10 Elect Wayne Smith Mgmt For For For 1.11 Elect Robert Wood Mgmt For For For 2 Right to Call a Special Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Resmed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher Mgmt For For For Roberts 2 Elect John Wareham Mgmt For For For 3 Amendment to the 2009 Mgmt For For For Incentive Award Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael Marks Mgmt For For For 8 Elect Elizabeth Moler Mgmt For For For 9 Elect Lubna Olayan Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Financial Mgmt For For For Statements and Dividends 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2004 Mgmt For For For Stock and Deferral Plan for Non-Employee Directors ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Appointment of Auditor Mgmt For For For 5 Shareholder Proposal Mgmt Against Against For Regarding Board Gender Diversity ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Millett Mgmt For For For 1.2 Elect Richard Teets, Jr. Mgmt For For For 1.3 Elect John Bates Mgmt For Withhold Against 1.4 Elect Keith Busse Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Gabriel Shaheen Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Alan Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of Material Mgmt For For For Terms of Executive Officer Performance Goals Under Cash Incentive Plans 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect John Chen Mgmt For Against Against 3 Elect Judith Estrin Mgmt For For For 4 Elect Robert Iger Mgmt For For For 5 Elect Fred Langhammer Mgmt For Against Against 6 Elect Aylwin Lewis Mgmt For Against Against 7 Elect Monica Lozano Mgmt For For For 8 Elect Robert Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Time Warner Cable Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Mgmt For For For Jr. 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2012 Annual Bonus Plan Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Jerry Choate Mgmt For Against Against 3 Elect Ruben Escobedo Mgmt For Against Against 4 Elect William Klesse Mgmt For For For 5 Elect Bob Marbut Mgmt For Against Against 6 Elect Donald Nickles Mgmt For Against Against 7 Elect Phillip Pfeiffer Mgmt For For For 8 Elect Robert Profusek Mgmt For Against Against 9 Elect Susan Purcell Mgmt For For For 10 Elect Stephen Waters Mgmt For For For 11 Elect Randall Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For Against Against Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect Elaine Chao Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Lloyd Dean Mgmt For For For 5 Elect Susan Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald James Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Federico Pena Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect John Stumpf Mgmt For For For 15 Elect Susan Swenson Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting in Contested Elections 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ________________________________________________________________________________ Wolverine World Wide, Inc. Ticker Security ID: Meeting Date Meeting Status WWW CUSIP 978097103 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alberto Grimoldi Mgmt For For For 1.2 Elect Joseph Gromek Mgmt For For For 1.3 Elect Brenda Lauderback Mgmt For For For 1.4 Elect Shirley Peterson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Executive Long-Term Incentive Plan 5 Amendment to the Mgmt For For For Short-Term Incentive Plan ________________________________________________________________________________ World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Kasbar Mgmt For For For 1.2 Elect Paul Stebbins Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect Abby Kohnstamm Mgmt For For For 1.7 Elect John Manley Mgmt For For For 1.8 Elect J. Thomas Presby Mgmt For For For 1.9 Elect Stephen Mgmt For For For Roddenberry 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For Item 9: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Healthcare Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect Sally Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For Withhold Against 1.7 Elect Phebe Novakovic Mgmt For For For 1.8 Elect William Osborn Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect Glenn Tilton Mgmt For For For 1.11 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 7 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Gross-Up Payments 8 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 9 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change of Control ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark Bertolini Mgmt For For For 3 Elect Frank Clark, Jr. Mgmt For For For 4 Elect Betsy Cohen Mgmt For For For 5 Elect Molly Coye Mgmt For Against Against 6 Elect Roger Farah Mgmt For For For 7 Elect Barbara Franklin Mgmt For For For 8 Elect Jeffrey Garten Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Pyott Mgmt For For For 2 Elect Herbert Boyer Mgmt For For For 3 Elect Deborah Dunsire Mgmt For For For 4 Elect Michael Gallagher Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect Robert Ingram Mgmt For For For 7 Elect Trevor Jones Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Russell Ray Mgmt For For For 10 Elect Stephen Ryan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Regarding Right to Call a Special Meeting ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Collis Mgmt For For For 2 Elect Richard Gozon Mgmt For For For 3 Elect Kathleen Hyle Mgmt For For For 4 Elect Michael Long Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Vance Coffman Mgmt For For For 6 Elect Rebecca Henderson Mgmt For For For 7 Elect Frank Herringer Mgmt For Against Against 8 Elect Tyler Jacks Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For Against Against 12 Elect Leonard Schaeffer Mgmt For Against Against 13 Elect Kevin Sharer Mgmt For For For 14 Elect Ronald Sugar Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Authorize Shareholder Mgmt For For For Action by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding CEO to Serve on a Maximum of One Other Board ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Genevieve Berger Mgmt For For For 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Graham Chipchase Mgmt For For For 11 Elect Jean-Philippe Mgmt For For For Courtois 12 Elect Leif Johansson Mgmt For For For 13 Elect Rudy Markham Mgmt For For For 14 Elect Nancy Rothwell Mgmt For For For 15 Elect Shriti Vadera Mgmt For For For 16 Elect John Varley Mgmt For For For 17 Elect Marcus Wallenberg Mgmt For Against Against 18 Directors' Remuneration Mgmt For For For Report 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Savings-Related Share Mgmt For For For Option Scheme 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Gavin III Mgmt For For For 2 Elect Peter Hellman Mgmt For For For 3 Elect Kees Storm Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board 7 Shareholder Proposal ShrHoldr For For For Regarding Simple Majority Vote ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAY CUSIP 072730302 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Elect Manfred Schneider Mgmt For For For 5 Elect Werner Wenning Mgmt For For For 6 Elect Paul Achleitner Mgmt For For For 7 Elect Clemens Borsig Mgmt For For For 8 Elect Thomas Ebeling Mgmt For For For 9 Elect Klaus Kleinfeld Mgmt For Against Against 10 Elect Helmut Panke Mgmt For For For 11 Elect Sue Rataj Mgmt For For For 12 Elect Ekkehard Schulz Mgmt For For For 13 Elect Klaus Sturany Mgmt For For For 14 Elect Ernst-Ludwig Mgmt For For For Winnacker 15 Supervisory Board Mgmt For For For Members' Fees 16 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Henry Becton, Jr. Mgmt For For For 3 Elect Edward DeGraan Mgmt For For For 4 Elect Vincent Forlenza Mgmt For For For 5 Elect Claire Mgmt For For For Fraser-Liggett 6 Elect Christopher Jones Mgmt For For For 7 Elect Marshall Larsen Mgmt For For For 8 Elect Edward Ludwig Mgmt For For For 9 Elect Adel Mahmoud Mgmt For For For 10 Elect Gary Mecklenburg Mgmt For For For 11 Elect James Orr Mgmt For For For 12 Elect Willard Overlock, Mgmt For For For Jr. 13 Elect Bertram Scott Mgmt For For For 14 Elect Alfred Sommer Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Adoption of Cumulative Voting ________________________________________________________________________________ Bio-Reference Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status BRLI CUSIP 09057G602 09/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sam Singer Mgmt For Withhold Against 1.2 Elect Harry Elias Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect David King Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Long-Term Mgmt For For For Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Richard Barker D. Mgmt For For For Phil 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Michael Friedman Mgmt For For For 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Partridge Mgmt For For For 2 Elect James Rogers Mgmt For For For 3 Elect Joseph Sullivan Mgmt For For For 4 Elect Eric Wiseman Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the Mgmt For For For Executive Incentive Plan 8 Repeal of Classified Mgmt N/A For N/A Board ________________________________________________________________________________ Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F113 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose Almeida Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Mgmt For For For Coughlin 6 Elect Timothy Donahue Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Martin Madaus Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Joseph Zaccagnino Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Remuneration 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Reissue Mgmt For Against Against Treasury Shares 15 Amendments to Articles Mgmt For For For to Provide for Escheatment 16 Amendment to Articles Mgmt For For For to Allow Non-Cash Dividends ________________________________________________________________________________ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Katherine Baicker Mgmt For For For 2 Elect J. Erik Fyrwald Mgmt For For For 3 Elect Ellen Marram Mgmt For For For 4 Elect Douglas Oberhelman Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Elimination of Mgmt For For For Supermajority Requirements 9 Shareholder Proposal ShrHoldr Against Against For Regarding Proponent Engagement Process 10 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare ________________________________________________________________________________ Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect William DeLaney Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Myrtle Potter Mgmt For For For 11 Elect William Roper Mgmt For For For 12 Elect Samuel Skinner Mgmt For For For 13 Elect Seymour Sternberg Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Express Scripts, Inc. Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 302182100 12/21/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 5 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pill ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CUSIP 37733W105 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Christopher Mgmt For Against Against Gent 4 Elect Sir Andrew Witty Mgmt For For For 5 Elect Sir Roy Anderson Mgmt For For For 6 Elect Stephanie Burns Mgmt For For For 7 Elect Stacey Cartwright Mgmt For For For 8 Elect H. Lawrence Culp Mgmt For For For 9 Elect Sir Crispin Davis Mgmt For For For 10 Elect Simon Dingemans Mgmt For For For 11 Elect Judy Lewent Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For For For 13 Elect Daniel Podolsky Mgmt For For For 14 Elect Moncef Slaoui Mgmt For For For 15 Elect Tom de Swaan Mgmt For Against Against 16 Elect Sir Robert Wilson Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor Fees 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Exemption from Mgmt For For For Statement of Senior Auditor's Name 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 25 Renewal of the Mgmt For For For ShareSave Plan 26 Renewal of the Mgmt For For For ShareReward Plan ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Michael Johns Mgmt For For For 6 Elect Susan Lindquist Mgmt For For For 7 Elect Anne Mulcahy Mgmt For Against Against 8 Elect Leo Mullin Mgmt For For For 9 Elect William Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect David Satcher Mgmt For For For 12 Elect William Weldon Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2012 Long-Term Mgmt For For For Incentive Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Binding Vote on Electioneering Expenditures 19 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare ________________________________________________________________________________ Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For For For 4 Elect N. Anthony Coles, Mgmt For For For Jr. 5 Elect Wendy Lane Mgmt For For For 6 Elect Thomas Mac Mahon Mgmt For For For 7 Elect Robert Mgmt For For For Mittelstaedt, Jr. 8 Elect Arthur Rubenstein Mgmt For For For 9 Elect M. Keith Weikel Mgmt For For For 10 Elect R. Sanders Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2012 Omnibus Incentive Mgmt For For For Plan 13 Amendment to the 1997 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Magellan Health Services Inc. Ticker Security ID: Meeting Date Meeting Status MGLN CUSIP 559079207 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rene Lerer Mgmt For For For 1.2 Elect Mary Sammons Mgmt For For For 1.3 Elect Eran Broshy Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For For For 5 Elect M. Christine Mgmt For For For Jacobs 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Reduction of Mgmt For For For Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock 14 Reduction of Mgmt For For For Supermajority Requirement to Alter By-Laws 15 Elimination of Mgmt For For For Supermajority Requirement and Fair Price Provision for Certain Business Combinations 16 Amendment to the Mgmt For For For Certificate of Incorporation to Remove Transitional Provision 17 Amendment to the Mgmt For For For Certificate of Incorporation Concerning Interested Transactions 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For Withhold Against 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect Omar Ishrak Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For Withhold Against 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Kenneth Frazier Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect William Harrison, Mgmt For For For Jr. 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle Lazarus Mgmt For For For 8 Elect Carlos Represas Mgmt For For For 9 Elect Patricia Russo Mgmt For For For 10 Elect Craig Thompson Mgmt For For For 11 Elect Wendell Weeks Mgmt For For For 12 Elect Peter Wendell Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Reviewing Political Spending or Lobbying ________________________________________________________________________________ Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andre Lacy Mgmt For For For 1.2 Elect Les Vinney Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jody Lindell Mgmt For For For 1.2 Elect John McLaughlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Frances Fergusson Mgmt For For For 5 Elect William Gray, III Mgmt For For For 6 Elect Helen Hobbs Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Mgmt For For For Johnson 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Marc Mgmt For For For Tessier-Lavigne 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 20 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation ________________________________________________________________________________ Questcor Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status QCOR CUSIP 74835Y101 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don Bailey Mgmt For For For 1.2 Elect Mitchell Blutt Mgmt For For For 1.3 Elect Neal Bradsher Mgmt For For For 1.4 Elect Stephen Farrell Mgmt For For For 1.5 Elect Louis Silverman Mgmt For For For 1.6 Elect Virgil Thompson Mgmt For For For 1.7 Elect Scott Whitcup Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Resmed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher Mgmt For For For Roberts 2 Elect John Wareham Mgmt For For For 3 Amendment to the 2009 Mgmt For For For Incentive Award Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect William Keane Mgmt For For For 1.4 Elect Carolyn Logan Mgmt For For For 1.5 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2005 Mgmt For For For Stock Plan ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 80105N105 05/04/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts Mgmt For For For and Reports 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Laurent Attal Mgmt For For For 5 Elect Uwe Bicker Mgmt For For For 6 Elect Jean-Rene Fourtou Mgmt For For For 7 Elect Claudie Haignere Mgmt For For For 8 Elect Carole Piwnica Mgmt For For For 9 Elect Klaus Pohle Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Alternate Auditor 12 Relocation of Corporate Mgmt For For For Headquarters 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For For For Restricted Shares 15 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Appointment of Auditor Mgmt For For For 5 Shareholder Proposal Mgmt Against Against For Regarding Board Gender Diversity ________________________________________________________________________________ St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Brown Mgmt For Against Against 2 Elect Daniel Starks Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stryker Corporation Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Roch Doliveux Mgmt For For For 1.4 Elect Louis Francesconi Mgmt For Withhold Against 1.5 Elect Allan Golston Mgmt For For For 1.6 Elect Howard Lance Mgmt For For For 1.7 Elect William Parfet Mgmt For Withhold Against 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Re-approval of the Mgmt For For For Executive Bonus Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Surmodics, Inc. Ticker Security ID: Meeting Date Meeting Status SRDX CUSIP 868873100 02/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jose Bedoya Mgmt For For For 1.2 Elect David Dantzker Mgmt For For For 1.3 Elect Gary Maharaj Mgmt For For For 1.4 Elect Scott Ward Mgmt For For For 2 Set the Number of Mgmt For For For Directors at Ten 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Therapeutics Corporation Ticker Security ID: Meeting Date Meeting Status UTHR CUSIP 91307C102 06/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martine A. Mgmt For For For Rothblatt 1.2 Elect Louis Sullivan Mgmt For For For 1.3 Elect Raymond Kurzweil Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Ballard, Mgmt For Against Against Jr. 2 Elect Richard Burke Mgmt For Against Against 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Mgmt For Against Against Leatherdale 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For Against Against 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P105 02/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Guertin Mgmt For For For 1.2 Elect David Illingworth Mgmt For For For 1.3 Elect Ruediger Mgmt For For For Naumann-Etienne 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Omnibus Stock Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ WellPoint, Inc. Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lenox Baker, Jr. Mgmt For For For 2 Elect Susan Bayh Mgmt For For For 3 Elect Julie Hill Mgmt For For For 4 Elect Ramiro Peru Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report Item 10: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Industrials Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Michael Eskew Mgmt For For For 4 Elect W. James Farrell Mgmt For For For 5 Elect Herbert Henkel Mgmt For For For 6 Elect Edward Liddy Mgmt For For For 7 Elect Robert Morrison Mgmt For For For 8 Elect Aulana Peters Mgmt For Against Against 9 Elect Inge Thulin Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For General Employees Stock Purchase Plan 14 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CUSIP 000375204 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board Mgmt For For For and Management Acts 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Roger Agnelli Mgmt For For For 6 Elect Louis Hughes Mgmt For For For 7 Elect Hans Marki Mgmt For For For 8 Elect Michel de Rosen Mgmt For For For 9 Elect Michael Treschow Mgmt For For For 10 Elect Jacob Wallenberg Mgmt For Against Against 11 Elect Ying Yeh Mgmt For For For 12 Elect Hubertus von Mgmt For For For Grunberg 13 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Canadian National Railway Company Ticker Security ID: Meeting Date Meeting Status CNR CUSIP 136375 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Armellino Mgmt For For For 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Hugh Bolton Mgmt For For For 1.4 Elect Donald Carty Mgmt For For For 1.5 Elect Gordon Giffin Mgmt For For For 1.6 Elect Edith Holiday Mgmt For For For 1.7 Elect V. Maureen Mgmt For For For Kempston Darkes 1.8 Elect Denis Losier Mgmt For For For 1.9 Elect Edward Lumley Mgmt For For For 1.10 Elect David McLean Mgmt For For For 1.11 Elect Claude Mongeau Mgmt For For For 1.12 Elect James O'Connor Mgmt For For For 1.13 Elect Robert Pace Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Jon Huntsman, Jr. Mgmt For For For 1.8 Elect Peter Magowan Mgmt For For For 1.9 Elect Dennis Muilenburg Mgmt For For For 1.10 Elect Douglas Oberhelman Mgmt For For For 1.11 Elect William Osborn Mgmt For For For 1.12 Elect Charles Powell Mgmt For For For 1.13 Elect Edward Rust, Jr. Mgmt For For For 1.14 Elect Susan Schwab Mgmt For For For 1.15 Elect Joshua Smith Mgmt For For For 1.16 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Right to Call a Special Mgmt For For For Meeting 5 Amendment to Advance Mgmt For Against Against Notice Requirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ivor Evans Mgmt For Against Against 2 Elect Kirk Hachigian Mgmt For For For 3 Elect Lawrence Kingsley Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Authority of Mgmt For For For Subsidiaries to Repurchase Shares 8 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mortimer Caplin Mgmt For For For 2 Elect Donald Ehrlich Mgmt For For For 3 Elect Linda Hefner Mgmt For For For 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter Lohr, Jr. Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Increase of Authorized Mgmt For For For Common Stock 8 Re-approve the Material Mgmt For For For Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Charles Holliday, Mgmt For For For Jr. 4 Elect Dipak Jain Mgmt For For For 5 Elect Clayton Jones Mgmt For For For 6 Elect Joachim Milberg Mgmt For For For 7 Elect Richard Myers Mgmt For For For 8 Elect Thomas Patrick Mgmt For For For 9 Elect Sherry Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Employee Director Mgmt For For For Stock Ownership Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 2012 Equity and Cash Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander Cutler Mgmt For For For 2 Elect Arthur Johnson Mgmt For For For 3 Elect Deborah McCoy Mgmt For For For 4 2012 Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos Fernandez Mgmt For For For Gonzalez 1.2 Elect Arthur Golden Mgmt For Withhold Against 1.3 Elect William Johnson Mgmt For For For 1.4 Elect John Menzer Mgmt For For For 1.5 Elect August Busch III Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Barksdale Mgmt For Against Against 2 Elect John Edwardson Mgmt For For For 3 Elect Shirley Jackson Mgmt For Against Against 4 Elect Steven Loranger Mgmt For Against Against 5 Elect Gary Loveman Mgmt For For For 6 Elect R. Brad Martin Mgmt For For For 7 Elect Joshua Ramo Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Amendment to the Mgmt For For For Certificate of Incorporation Regarding the Right to Call a Special Meeting 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For Against Against 4 Elect William Fricks Mgmt For Against Against 5 Elect Jay Johnson Mgmt For For For 6 Elect James Jones Mgmt For For For 7 Elect Paul Kaminski Mgmt For Against Against 8 Elect John Keane Mgmt For For For 9 Elect Lester Lyles Mgmt For For For 10 Elect Phebe Novakovic Mgmt For For For 11 Elect William Osborn Mgmt For For For 12 Elect Sir Robert Mgmt For For For Walmsley 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 2012 Equity Mgmt For For For Compensation Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For Against Against 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For Against Against 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 20 Approval of Material Mgmt For For For Terms of Senior Officer Performance Goals 21 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Nuclear Activities 23 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 24 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect James Griffith Mgmt For For For 5 Elect Robert McCormack Mgmt For For For 6 Elect Robert Morrison Mgmt For For For 7 Elect James Skinner Mgmt For For For 8 Elect David Smith, Jr. Mgmt For For For 9 Elect David Speer Mgmt For For For 10 Elect Pamela Strobel Mgmt For For For 11 Elect Kevin Warren Mgmt For For For 12 Elect Anre Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOY CUSIP 481165108 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Gremp Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Amendment to the 2007 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 06/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. R. Carey, Jr. Mgmt For Withhold Against 1.2 Elect David Dunkel Mgmt For For For 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Patrick Moneymaker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the Mgmt For For For Performance Incentive Plan ________________________________________________________________________________ Manpower Inc. Ticker Security ID: Meeting Date Meeting Status MAN CUSIP 56418H100 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey Joerres Mgmt For For For 2 Elect John Walter Mgmt For For For 3 Elect Marc Bolland Mgmt For For For 4 Elect Ulice Payne, Jr. Mgmt For For For 5 Company Name Change Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Navistar International Corporation Ticker Security ID: Meeting Date Meeting Status NAV CUSIP 63934E108 02/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2.1 Elect David Harrison Mgmt For For For 2.2 Elect Steven Klinger Mgmt For For For 2.3 Elect Michael Hammes Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald Baliles Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Steven Leer Mgmt For For For 8 Elect Michael Lockhart Mgmt For For For 9 Elect Charles Moorman, Mgmt For For For IV 10 Elect J. Paul Reason Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Pigott Mgmt For For For 1.2 Elect Warren Staley Mgmt For For For 1.3 Elect Charles Williamson Mgmt For For For 2 Shareholder Proposal ShrHoldr For For For Regarding Majority Vote for Election of Directors 3 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For Withhold Against 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 1.11 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chairman ________________________________________________________________________________ Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Cartwright Mgmt For For For 2 Elect Vernon Clark Mgmt For For For 3 Elect John Deutch Mgmt For Against Against 4 Elect Stephen Hadley Mgmt For For For 5 Elect Frederic Poses Mgmt For For For 6 Elect Michael Ruettgers Mgmt For For For 7 Elect Ronald Skates Mgmt For For For 8 Elect William Spivey Mgmt For For For 9 Elect Linda Stuntz Mgmt For Against Against 10 Elect William Swanson Mgmt For For For 11 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 14 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Regal-Beloit Corporation Ticker Security ID: Meeting Date Meeting Status RBC CUSIP 758750103 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen Burt Mgmt For For For 2 Elect Dean Foate Mgmt For For For 3 Elect Henry Knueppel Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rockwell Collins, Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 02/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony Carbone Mgmt For For For 1.2 Elect Clayton Jones Mgmt For For For 1.3 Elect Cheryl Shavers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Berra Mgmt For For For 2 Elect Luis Nieto, Jr. Mgmt For For For 3 Elect E. Follin Smith Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Elect Robert Eck Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2012 Equity and Mgmt For For For Incentive Compensation Plan 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Appointment of Auditor Mgmt For For For 5 Shareholder Proposal Mgmt Against Against For Regarding Board Gender Diversity ________________________________________________________________________________ SPX Corporation Ticker Security ID: Meeting Date Meeting Status SPW CUSIP 784635104 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher Mgmt For For For Kearney 2 Elect Martha Wyrsch Mgmt For For For 3 Elect Peter Volanakis Mgmt For For For 4 Amendment to the 2002 Mgmt For Against Against Stock Compensation Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Calhoun Mgmt For For For 2 Elect Arthur Collins, Mgmt For For For Jr. 3 Elect Linda Cook Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Edmund Mgmt For For For Giambastiani, Jr. 6 Elect Lawrence Kellner Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect Susan Schwab Mgmt For For For 10 Elect Ronald Williams Mgmt For For For 11 Elect Mike Zafirovski Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 17 Shareholder Proposal ShrHoldr Against Against For Regarding Supplemental Executive Retirement Benefits ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Candace Kendle Mgmt For For For 8 Elect Ann Livermore Mgmt For For For 9 Elect Rudy Markham Mgmt For For For 10 Elect Clark Randt, Jr. Mgmt For For For 11 Elect John Thompson Mgmt For For For 12 Elect Carol Tome Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2012 Omnibus Incentive Mgmt For For For Compensation Plan 15 Amendment to the Mgmt For For For Discounted Employee Stock Purchase Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Harold McGraw III Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Whitman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation Item 11: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Information Technology Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Green Mgmt For For For 4 Elect Nobuyuki Idei Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Repeal of Classified Mgmt For For For Board 9 Authorization to Hold Mgmt For For For the 2013 Annual Meeting Outside of Ireland 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ Amdocs Ltd. Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 02/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Minicucci Mgmt For For For 1.2 Elect Bruce Anderson Mgmt For For For 1.3 Elect Adrian Gardner Mgmt For For For 1.4 Elect John McLennan Mgmt For For For 1.5 Elect Simon Olswang Mgmt For For For 1.6 Elect Zohar Zisapel Mgmt For For For 1.7 Elect Julian Brodsky Mgmt For For For 1.8 Elect Eli Gelman Mgmt For For For 1.9 Elect James Kahan Mgmt For For For 1.10 Elect Richard LeFave Mgmt For For For 1.11 Elect Nehemia Lemelbaum Mgmt For For For 1.12 Elect Giora Yaron Mgmt For For For 2 Amendment to the 1998 Mgmt For For For Stock Option and Incentive Plan 3 Approval of Financial Mgmt For For For Statements 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Anixter International Inc Ticker Security ID: Meeting Date Meeting Status AXE CUSIP 035290105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Blyth Mgmt For For For 2 Elect Frederic Brace Mgmt For For For 3 Elect Linda Bynoe Mgmt For For For 4 Elect Robert Eck Mgmt For For For 5 Elect Robert Grubbs, Jr. Mgmt For For For 6 Elect F. Philip Handy Mgmt For For For 7 Elect Melvyn Klein Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Stuart Sloan Mgmt For For For 10 Elect Matthew Zell Mgmt For For For 11 Elect Samuel Zell Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Timothy Cook Mgmt For For For 1.3 Elect Millard Drexler Mgmt For Withhold Against 1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.5 Elect Robert Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur Levinson Mgmt For Withhold Against 1.8 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Conflict of Interest Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Arrow Electronics Inc. Ticker Security ID: Meeting Date Meeting Status ARW CUSIP 042735100 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry Perry Mgmt For For For 1.2 Elect Philip Asherman Mgmt For For For 1.3 Elect Gail Hamilton Mgmt For Withhold Against 1.4 Elect John Hanson Mgmt For For For 1.5 Elect Richard Hill Mgmt For For For 1.6 Elect M.F. (Fran) Keeth Mgmt For For For 1.7 Elect Andrew Kerin Mgmt For For For 1.8 Elect Michael Long Mgmt For For For 1.9 Elect Stephen Patrick Mgmt For For For 1.10 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Enrique Salem Mgmt For For For 1.10 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Avnet, Inc. Ticker Security ID: Meeting Date Meeting Status AVT CUSIP 053807103 11/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Mgmt For Withhold Against Biggins 1.3 Elect Rick Hamada Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For Withhold Against 1.5 Elect James Lawrence Mgmt For For For 1.6 Elect Frank Noonan Mgmt For For For 1.7 Elect Ray Robinson Mgmt For For For 1.8 Elect William Schumann Mgmt For For For III 1.9 Elect William Sullivan Mgmt For Withhold Against 1.10 Elect Roy Vallee Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 12/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For Against Against 9 Elect Roderick McGeary Mgmt For For For 10 Elect Arun Sarin Mgmt For For For 11 Elect Steven West Mgmt For For For 12 Elect Jerry Yang Mgmt For For For 13 Amendment to the 2005 Mgmt For For For Stock Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Environmental Sustainability Committee 18 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Internet Fragmentation 19 Shareholder Proposal ShrHoldr Against Against For Regarding the Retention of Shares After Retirement ________________________________________________________________________________ Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francisco D'Souza Mgmt For For For 2 Elect John Fox, Jr. Mgmt For For For 3 Elect Thomas Wendel Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Right to Call a Special Mgmt For For For Meeting 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Convergys Corporation Ticker Security ID: Meeting Date Meeting Status CVG CUSIP 212485106 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Barrett Mgmt For For For 1.2 Elect Jeffrey Fox Mgmt For For For 1.3 Elect Joseph Gibbs Mgmt For Withhold Against 1.4 Elect Ronald Nelson Mgmt For Withhold Against 1.5 Elect Joan Herman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Executive Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ CSG Systems International, Inc. Ticker Security ID: Meeting Date Meeting Status CSGS CUSIP 126349109 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Kalan Mgmt For For For 1.2 Elect Frank Sica Mgmt For For For 1.3 Elect James Unruh Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Digital River, Inc. Ticker Security ID: Meeting Date Meeting Status DRIV CUSIP 25388B104 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alfred Castino Mgmt For For For 1.2 Elect Douglas Steenland Mgmt For Withhold Against 1.3 Elect Timothy Pawlenty Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ eBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect William Ford, Jr. Mgmt For For For 3 Elect Dawn Lepore Mgmt For For For 4 Elect Kathleen Mitic Mgmt For For For 5 Elect Pierre Omidyar Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the 2008 Mgmt For For For Equity Incentive Award Plan 8 Employee Stock Purchase Mgmt For For For Plan 9 Repeal of Classified Mgmt For For For Board 10 Restoration of Right to Mgmt For For For Call a Special Meeting 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Gail Deegan Mgmt For For For 4 Elect James DiStasio Mgmt For For For 5 Elect John Egan Mgmt For For For 6 Elect Edmund Kelly Mgmt For For For 7 Elect Windle Priem Mgmt For For For 8 Elect Paul Sagan Mgmt For For For 9 Elect David Strohm Mgmt For For For 10 Elect Joseph Tucci Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Richard Chapman Mgmt For For For 1.3 Elect George Hambro Mgmt For For For 1.4 Elect Craig Kennedy Mgmt For For For 1.5 Elect James Nolan Mgmt For For For 1.6 Elect William Post Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Paul Stebbins Mgmt For For For 1.9 Elect Michael Sweeney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 4 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity ________________________________________________________________________________ Flextronics International Ltd. Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F102 07/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Edwards Mgmt For For For 2 Elect Daniel Schulman Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Authority to Issue Mgmt For For For Ordinary Shares 5 Directors' Fees Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 8 Renewal of the Share Mgmt For For For Purchase Mandate ________________________________________________________________________________ Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect Diane Greene Mgmt For For For 1.6 Elect John Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Establish Class C Mgmt For Against Against Capital Stock 4 Increase in Authorized Mgmt For Against Against Shares of Class A Common Stock 5 Adopt Article Mgmt For Against Against Amendments to Ensure the Fair Treatment of Class A Common Stock 6 2012 Stock Plan Mgmt For Against Against 7 2012 Incentive Mgmt For Against Against Compensation Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 9 Shareholder Proposal ShrHoldr Against Against For Regarding Arbitration 10 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc Andreessen Mgmt For Against Against 2 Elect Shumeet Banerji Mgmt For For For 3 Elect Rajiv Gupta Mgmt For Against Against 4 Elect John Hammergren Mgmt For Against Against 5 Elect Raymond Lane Mgmt For For For 6 Elect Ann Livermore Mgmt For For For 7 Elect Gary Reiner Mgmt For For For 8 Elect Patricia Russo Mgmt For For For 9 Elect G. Kennedy Mgmt For Against Against Thompson 10 Elect Margaret Whitman Mgmt For For For 11 Elect Ralph Whitworth Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Infosys Limited Ticker Security ID: Meeting Date Meeting Status INFY CUSIP 456788108 06/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect S. Gopalakrishnan Mgmt For For For 4 Elect K.V. Kamath Mgmt For For For 5 Elect David Boyles Mgmt For For For 6 Elect Jeffrey Lehman Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect Ann Fudge Mgmt For For For 9 Appointment of V. Mgmt For For For Balakrishnan as Wholetime Director; Approval of Compensation 10 Appointment of Ashok Mgmt For For For Vemuri as Wholetime Director; Approval of Compensation 11 Appointment of B.G. Mgmt For For For Srinivas as Wholetime Director; Approval of Compensation 12 Directors' Commission Mgmt For For For ________________________________________________________________________________ Ingram Micro Inc. Ticker Security ID: Meeting Date Meeting Status IM CUSIP 457153104 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard Atkins Mgmt For Against Against 2 Elect Leslie Heisz Mgmt For For For 3 Elect John Ingram Mgmt For Against Against 4 Elect Orrin Ingram, II Mgmt For Against Against 5 Elect Dale Laurance Mgmt For For For 6 Elect Linda Levinson Mgmt For Against Against 7 Elect Scott McGregor Mgmt For For For 8 Elect Alain Monie Mgmt For For For 9 Elect Michael Smith Mgmt For For For 10 Elect Joe Wyatt Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy Bryant Mgmt For For For 3 Elect Susan Decker Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Elect Reed Hundt Mgmt For For For 6 Elect Paul Otellini Mgmt For For For 7 Elect James Plummer Mgmt For For For 8 Elect David Pottruck Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For Against Against 5 Elect David Farr Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James Owens Mgmt For For For 10 Elect Samuel Palmisano Mgmt For For For 11 Elect Virginia Rometty Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Hector Mgmt For Against Against Zambrano Trevino 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Lender Processing Services, Inc. Ticker Security ID: Meeting Date Meeting Status LPS CUSIP 52602E102 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hunt Mgmt For Withhold Against 1.2 Elect James Hunt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Swanson, Mgmt For For For Jr. 1.2 Elect Lothar Maier Mgmt For For For 1.3 Elect Arthur Agnos Mgmt For For For 1.4 Elect John Gordon Mgmt For For For 1.5 Elect David Lee Mgmt For Withhold Against 1.6 Elect Richard Moley Mgmt For For For 1.7 Elect Thomas Volpe Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect David Carlucci Mgmt For For For 3 Elect Steven Freiberg Mgmt For For For 4 Elect Richard Mgmt For For For Haythornthwaite 5 Elect Marc Olivie Mgmt For For For 6 Elect Rima Qureshi Mgmt For For For 7 Elect Mark Schwartz Mgmt For For For 8 Elect Jackson Tai Mgmt For Against Against 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2006 Mgmt For For For Non-Employee Director Equity Compensation Plan 11 Amendment to the 2006 Mgmt For For For Long Term Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MEMC Electronic Materials, Inc. Ticker Security ID: Meeting Date Meeting Status WFR CUSIP 552715104 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Boehlke Mgmt For Against Against 2 Elect Emmanuel Hernandez Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Approval of a One-Time Mgmt For For For Stock Option Exchange for Eligible Employees 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Methode Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status MEI CUSIP 591520200 09/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter Aspatore Mgmt For Against Against 2 Elect Warren Batts Mgmt For For For 3 Elect J. Edward Colgate Mgmt For For For 4 Elect Darren Dawson Mgmt For For For 5 Elect Donald Duda Mgmt For For For 6 Elect Stephen Gates Mgmt For Against Against 7 Elect Isabelle Goossen Mgmt For Against Against 8 Elect Christopher Mgmt For For For Hornung 9 Elect Paul Shelton Mgmt For Against Against 10 Elect Lawrence Skatoff Mgmt For Against Against 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Environmental Sustainability Committee ________________________________________________________________________________ Multi-Fineline Electronix, Inc. Ticker Security ID: Meeting Date Meeting Status MFLX CUSIP 62541B101 03/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philippe Lemaitre Mgmt For For For 1.2 Elect Donald Schwanz Mgmt For For For 1.3 Elect See Meng Wong Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For Withhold Against 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Perficient, Inc. Ticker Security ID: Meeting Date Meeting Status PRFT CUSIP 71375U101 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Davis Mgmt For For For 1.2 Elect Ralph Derrickson Mgmt For For For 1.3 Elect John Hamlin Mgmt For For For 1.4 Elect James Kackley Mgmt For For For 1.5 Elect David Lundeen Mgmt For For For 1.6 Elect David May Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Long-Term Mgmt For For For Incentive Plan 4 Tax Deductible Mgmt For For For Executive Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Plexus Corp. Ticker Security ID: Meeting Date Meeting Status PLXS CUSIP 729132100 02/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralf Boer Mgmt For Withhold Against 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Paul Jacobs Mgmt For For For 1.7 Elect Robert Kahn Mgmt For For For 1.8 Elect Sherry Lansing Mgmt For For For 1.9 Elect Duane Nelles Mgmt For For For 1.10 Elect Francisco Ros Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Plurality Voting Standard for Election of Directors ________________________________________________________________________________ Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIM CUSIP 760975102 07/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Balsillie Mgmt For For For 1.2 Elect Mike Lazaridis Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Claudia Kotchka Mgmt For For For 1.5 Elect Roger Martin Mgmt For For For 1.6 Elect John Richardson Mgmt For Withhold Against 1.7 Elect Barbara Stymiest Mgmt For For For 1.8 Elect Antonio Pedro de Mgmt For For For Carvalho Viana-Baptista 1.9 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Proposal Mgmt Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ SYNNEX Corporation Ticker Security ID: Meeting Date Meeting Status SNX CUSIP 87162W100 03/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dwight Steffensen Mgmt For For For 1.2 Elect Kevin Murai Mgmt For For For 1.3 Elect Fred Breidenbach Mgmt For For For 1.4 Elect Hau Lee Mgmt For For For 1.5 Elect Matthew Miau Mgmt For Withhold Against 1.6 Elect Dennis Polk Mgmt For For For 1.7 Elect Gregory Quesnel Mgmt For For For 1.8 Elect James Van Horne Mgmt For For For 1.9 Elect Thomas Wurster Mgmt For For For 1.10 Elect Duane Zitzner Mgmt For For For 1.11 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the Mgmt For For For Executive Profit Sharing Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Syntel, Inc. Ticker Security ID: Meeting Date Meeting Status SYNT CUSIP 87162H103 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paritosh Choksi Mgmt For For For 1.2 Elect Bharat Desai Mgmt For For For 1.3 Elect Thomas Doke Mgmt For For For 1.4 Elect Rajesh Mashruwala Mgmt For For For 1.5 Elect George Mrkonic Mgmt For For For 1.6 Elect Prashant Ranade Mgmt For For For 1.7 Elect Neerja Sethi Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Coughlan Mgmt For For For 2 Elect Mary Cranston Mgmt For Against Against 3 Elect Francisco Javier Mgmt For For For Fernandez Carbajal 4 Elect Robert Matschullat Mgmt For For For 5 Elect Cathy Minehan Mgmt For For For 6 Elect Suzanne Johnson Mgmt For For For 7 Elect David Pang Mgmt For For For 8 Elect Joseph Saunders Mgmt For For For 9 Elect William Shanahan Mgmt For For For 10 Elect John Swainson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2007 Mgmt For For For Equity Incentive Compenastion Plan 13 Ratification of Auditor Mgmt For For For Item 12: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON International Equity Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Agnico-Eagle Mines Ltd. Ticker Security ID: Meeting Date Meeting Status AEM CUSIP 008474108 04/27/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leanne Baker Mgmt For Withhold Against 1.2 Elect Douglas Beaumont Mgmt For For For 1.3 Elect Sean Boyd Mgmt For For For 1.4 Elect Martine Celej Mgmt For For For 1.5 Elect Clifford Davis Mgmt For For For 1.6 Elect Robert Gemmell Mgmt For For For 1.7 Elect Bernard Kraft Mgmt For For For 1.8 Elect Mel Leiderman Mgmt For For For 1.9 Elect James Nasso Mgmt For For For 1.10 Elect Sean Riley Mgmt For For For 1.11 Elect J. Merfyn Roberts Mgmt For For For 1.12 Elect Howard Stockford Mgmt For For For 1.13 Elect Pertti Voutilainen Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CINS P0280A101 04/25/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors - Mgmt For Against Against Class L Shareholders 2 Election of Meeting Mgmt For For For Delegates 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CINS P0280A101 04/25/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the CEO Mgmt For Abstain Against 2 Report of the Board Mgmt For Abstain Against Regarding Accounting Practices 3 Report of the Board Mgmt For Abstain Against 4 Report of the Audit and Mgmt For Abstain Against Corporate Governance Committee 5 Accounts and Reports; Mgmt For Abstain Against Allocation of Profits/Dividends 6 Report on the Company's Mgmt For Abstain Against Repurchase Program 7 Report on Tax Compliance Mgmt For Abstain Against 8 Election of Directors Mgmt For Against Against (Slate); Ratification of Board and CEO Acts 9 Ratification of Mgmt For Abstain Against Committee Acts; Election of Committee Members; Committee Members' Fees 10 Authority to Repurchase Mgmt For Abstain Against Shares 11 Election of Meeting Mgmt For For For Delegates 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CINS S04255196 05/10/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Nozipho Mgmt For For For January-Bardill 3 Elect Rodney Ruston Mgmt For For For 4 Re-elect Bill Nairn Mgmt For For For 5 Re-elect L. Nkuhlu Mgmt For For For 6 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Nkuhlu) 7 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Arisman) 8 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Gasant) 9 Elect Audit and Mgmt For For For Corporate Governance Committee Member (January-Bardill) 10 General Authority to Mgmt For For For Issue Shares 11 Authority to Issue Mgmt For For For Shares for Cash 12 Approve Remuneration Mgmt For For For Policy 13 Increase NEDs' Fees Mgmt For For For (Service as Directors) 14 Increase NEDs' Fees Mgmt For For For (Board and Statutory Committee Meetings) 15 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Ashok Leyland Limited Ticker Security ID: Meeting Date Meeting Status ASHL CINS Y0266N143 07/19/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Balaji Jagannath Mgmt For For For Rao 4 Elect Dheeraj Gopichand Mgmt For For For Hinduja 5 Elect Sumantran Mgmt For For For Venkataramani 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Jean Brunol Mgmt For For For 8 Elect Sanjay Khatau Mgmt For For For Asher 9 Elect Jorma Halonen Mgmt For For For 10 Appointment of R. Mgmt For For For Seshasayee as Executive Vice-Chairman; Approval of Compensation 11 Appointment of V.K. Mgmt For For For Dasari as Managing Director; Approval of Compensation 12 Directors' Commission Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Authority to Increase Mgmt For For For Borrowing Powers 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Mortgage Mgmt For For For Assets 17 Increase in Authorized Mgmt For For For Capital 18 Amendment to Articles Mgmt For For For 19 Bonus Share Issuance Mgmt For For For ________________________________________________________________________________ Asics Corporation Ticker Security ID: Meeting Date Meeting Status 7936 CINS J03234150 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Kiyomi Wada Mgmt For Against Against 3 Elect Motoi Oyama Mgmt For For For 4 Elect Toshiroh Ikezaki Mgmt For For For 5 Elect Toshiyuki Sano Mgmt For For For 6 Elect Kazuhito Matsuo Mgmt For For For 7 Elect Kohsuke Hashimoto Mgmt For For For 8 Elect Masao Hijikata Mgmt For For For 9 Elect Katsumi Katoh Mgmt For For For 10 Elect Kenji Kajiwara Mgmt For For For 11 Elect Mineya Hamaoka Mgmt For Against Against 12 Elect Tatsunobu Ishizuka Mgmt For Against Against 13 Elect Hideaki Tanaka Mgmt For For For 14 Elect Hideaki Mihara Mgmt For For For 15 Elect Keiji Miyakawa Mgmt For For For ________________________________________________________________________________ Atrium Innovations Inc. Ticker Security ID: Meeting Date Meeting Status ATB CUSIP 04963Y102 05/15/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yvon Bolduc Mgmt For For For 1.2 Elect Alain Bouchard Mgmt For For For 1.3 Elect Eric Dupont Mgmt For For For 1.4 Elect Pierre Fitzgibbon Mgmt For For For 1.5 Elect Jacques Gauthier Mgmt For For For 1.6 Elect Yves Julien Mgmt For For For 1.7 Elect Claude Lamoureux Mgmt For For For 1.8 Elect Pierre Laurin Mgmt For For For 1.9 Elect Gerard Limoges Mgmt For Withhold Against 1.10 Elect Carole St-Charles Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Banco Bradesco S.A. Ticker Security ID: Meeting Date Meeting Status BBDC4 CINS P1808G117 03/09/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of Directors Mgmt For Against Against (Slate) 10 Election of Supervisory Mgmt For For For Council 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 08/24/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For Abstain Against Shares w/ Preemptive Rights ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 10/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 05/02/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Robert Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Aaron Regent Mgmt For For For 1.12 Elect Nathaniel Mgmt For Withhold Against Rothschild 1.13 Elect Steven Shapiro Mgmt For For For 1.14 Elect John Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAY CINS D0712D163 04/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Elect Manfred Schneider Mgmt For For For 8 Elect Werner Wenning Mgmt For For For 9 Elect Paul Achleitner Mgmt For For For 10 Elect Clemens Borsig Mgmt For For For 11 Elect Thomas Ebeling Mgmt For For For 12 Elect Klaus Kleinfeld Mgmt For Against Against 13 Elect Helmut Panke Mgmt For For For 14 Elect Sue Rataj Mgmt For For For 15 Elect Ekkehard Schulz Mgmt For For For 16 Elect Klaus Sturany Mgmt For For For 17 Elect Ernst-Ludwig Mgmt For For For Winnacker 18 Supervisory Board Mgmt For For For Members' Fees 19 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/17/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 2 Elect Lindsay Maxsted Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 3 Elect Shriti Vadera Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 4 Re-elect Malcolm Mgmt For For For Broomhead (BHP Billiton plc and BHP Billiton Limited) 5 Re-elect John Buchanan Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 6 Re-elect Carlos Mgmt For For For Cordeiro (BHP Billiton plc and BHP Billiton Limited) 7 Re-elect David Crawford Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 8 Re-elect Carolyn Hewson Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 9 Re-elect Marius Mgmt For For For Kloppers (BHP Billiton plc and BHP Billiton Limited) 10 Re-elect Wayne Murdy Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 11 Re-elect Keith Rumble Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 12 Re-elect John Schubert Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 13 Re-elect Jacques Nasser Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 14 Appoint Auditor and Mgmt For For For Authorise Board to Set Fees (BHP Billiton plc) 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (BHP Billiton plc) 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (BHP Billiton plc) 17 Authority to Repurchase Mgmt For For For Shares (BHP Billiton plc) 18 Remuneration Report Mgmt For For For 19 Approve Termination Mgmt For For For Payments (GMC) 20 Equity Grant (CEO Mgmt For For For Marius Kloppers) 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Billabong International Limited Ticker Security ID: Meeting Date Meeting Status BBG CINS Q1502G107 10/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Anthony (Tony) Mgmt For For For Froggatt 3 Remuneration Report Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Derek O'Neill) 5 Equity Grant (Executive Mgmt For For For Director Paul Naude) ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/12/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Robert Dudley Mgmt For For For 4 Elect Iain Conn Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Byron Grote Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Frank Bowman Mgmt For For For 9 Elect Antony Burgmans Mgmt For For For 10 Elect Cynthia Carroll Mgmt For For For 11 Elect George David Mgmt For Against Against 12 Elect Ian Davis Mgmt For For For 13 Elect Dame Ann Dowling Mgmt For For For 14 Elect Brendan Nelson Mgmt For For For 15 Elect Phuthuma Nhleko Mgmt For For For 16 Elect Andrew Shilston Mgmt For For For 17 Elect Carl-Henric Mgmt For For For Svanberg 18 Appointment of Auditor Mgmt For For For and Authority to Set Fees 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bumi Armada Berhad Ticker Security ID: Meeting Date Meeting Status ARMADA CINS Y10028119 06/21/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Mahamad Fathil Mgmt For For For bin Mahmood 3 Elect Shaharul Rezza Mgmt For For For bin Hassan 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Bumi Armada Berhad Ticker Security ID: Meeting Date Meeting Status ARMADA CINS Y10028119 06/21/2012 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision of Financial Mgmt For For For Assistance 2 Authority to Issue Mgmt For For For Shares under Employees' Share Option Scheme 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Celltrion, Inc. Ticker Security ID: Meeting Date Meeting Status 068270 CINS Y1242A106 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits and Dividends 2 Amendments to Articles Mgmt For For For 3 Elect SEO Jeong Jin Mgmt For For For 4 Elect LEE Kyung Ho Mgmt For For For 5 Elect KIM Dong Il Mgmt For For For 6 Elect LEE Yo Sep Mgmt For For For 7 Elect CHO Gyun Suk Mgmt For For For 8 Election of Audit Mgmt For For For Committee Members (Slate) 9 Directors' Fees Mgmt For For For 10 Share Option Grants Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Centerra Gold Inc. Ticker Security ID: Meeting Date Meeting Status CG CUSIP 152006102 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Niyazbek Aldashev Mgmt For Withhold Against 1.2 Elect Raphael Girard Mgmt For For For 1.3 Elect Karybek Ibraev Mgmt For For For 1.4 Elect Stephen Lang Mgmt For For For 1.5 Elect John Lill Mgmt For For For 1.6 Elect Amangeldy Muraliev Mgmt For For For 1.7 Elect Sheryl Pressler Mgmt For Withhold Against 1.8 Elect Terry Rogers Mgmt For For For 1.9 Elect Bruce Walter Mgmt For For For 1.10 Elect Anthony Webb Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Chaoda Modern Agriculture (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 0682 CINS G2046Q107 12/30/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Abstain Against 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Elect KUANG Qiao Mgmt For For For 6 Elect CHEN Jun Hua Mgmt For Against Against 7 Elect Andy CHAN Chi Po Mgmt For For For 8 Elect LIN Shun Quan Mgmt For For For 9 Directors' Fees Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 01/16/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect WANG Hongzhang Mgmt For For For ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 08/18/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Mgmt For For For RMB-denominated Subordinated Bonds 3 Elect ZHANG Huajian as Mgmt For For For Shareholder Representative Supervisor ________________________________________________________________________________ China Green (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 0904 CINS G2107G105 09/23/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect SUN Shao Feng Mgmt For For For 6 Elect HUANG Zhigang Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China International Marine Container Ticker Security ID: Meeting Date Meeting Status 200039 CINS Y1457J107 08/11/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect SUN Jiakang Mgmt For For For 2 Elect WANG Xingru Mgmt For For For ________________________________________________________________________________ China National Materials Company Limited Ticker Security ID: Meeting Date Meeting Status 1893 CINS Y15048104 07/12/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHANG Hai Mgmt For For For 4 Elect TANG Baoqi Mgmt For For For 5 Appointment of Mgmt For For For International and Domestic Auditors and Authority to Set Fees ________________________________________________________________________________ China Petroleum & Chemical Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 10/12/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Domestic Mgmt For For For Corporate Bonds 4 Authority to Issue Mgmt For For For Domestic Corporate Bonds 5 Type of Securities to Mgmt For For For be Issued 6 Issuance Size Mgmt For For For 7 Nominal Value and Issue Mgmt For For For Price 8 Term Mgmt For For For 9 Interest Rate Mgmt For For For 10 Method and Timing of Mgmt For For For Interest Payment 11 Conversion Period Mgmt For For For 12 Determination and Mgmt For For For Adjustment of Conversion Price 13 Downward Adjustment to Mgmt For For For Conversion Price 14 Conversion Method of Mgmt For For For Fractional Share 15 Redemption Terms Mgmt For For For 16 Terms of Sale Back Mgmt For For For 17 Dividend Rights of the Mgmt For For For Year of Conversion 18 Issuance Method and Mgmt For For For Target Subscribers 19 Subscription Arrangement Mgmt For For For 20 Convertible Bonds Mgmt For For For Holders Meetings 21 Use of Proceeds Mgmt For For For 22 Guarantee Mgmt For For For 23 Validity Period Mgmt For For For 24 Authority to Issue Mgmt For For For Convertible Bonds 25 Feasibility Analysis Mgmt For For For Report on the Use of Proceeds 26 Use of Proceeds from Mgmt For For For Last Issuance of Securities ________________________________________________________________________________ Compartamos SAB DE CV Ticker Security ID: Meeting Date Meeting Status COMPARC CINS P30941101 04/23/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Repurchase Mgmt For For For Shares 4 Report on Tax Compliance Mgmt For Abstain Against 5 Amendment to Stock Mgmt For Abstain Against Option Plan 6 Election of Directors Mgmt For Abstain Against (Slate) 7 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Continental AG Ticker Security ID: Meeting Date Meeting Status CON CINS D16212140 04/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Cancellation of Mgmt For For For Conditional Capital 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; increase in Conditional Capital 12 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of the Mgmt For For For Acts of Klaus Zumwinkel for Fiscal Year 2008 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor; Mgmt For For For Appointment of Auditor for Interim Statements 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 12 Elect Hans Bernhard Beus Mgmt For Against Against 13 Elect Dagmar Kollmann Mgmt For For For 14 Elect Lawrence Guffey Mgmt For For For 15 Intra-company Control Mgmt For For For Agreement 16 Amendments to Corporate Mgmt For For For Purpose 17 Amendments to Mgmt For For For Corporate Purpose ________________________________________________________________________________ Diagnosticos da America SA Ticker Security ID: Meeting Date Meeting Status DASA3 CINS P3589C109 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 5 Remuneration Policy Mgmt For For For 6 Elect Carlos Fernando Mgmt For For For Costa ________________________________________________________________________________ Diagnosticos da America SA Ticker Security ID: Meeting Date Meeting Status DASA3 CINS P3589C109 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Carlos Fernando Mgmt For For For Costa ________________________________________________________________________________ Dongyue Group Limited Ticker Security ID: Meeting Date Meeting Status 0189 CINS G2816P107 05/18/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect FU Kwan Mgmt For Against Against 5 Elect ZHANG Jian Mgmt For For For 6 Elect YUE Run Dong Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Allocation of Mgmt For For For Profits/Dividends 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Duratex S.A. Ticker Security ID: Meeting Date Meeting Status DURA3 CINS P3593G146 07/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser and Approval of Valuation Report 5 Merger by Absorption Mgmt For For For ________________________________________________________________________________ Embraer SA Ticker Security ID: Meeting Date Meeting Status EMBR3 CINS P3700H201 01/10/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Committee Name and Duties 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Listing Regulations 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For Regarding Directors' Shareholdings 7 Consolidation of Mgmt For For For Articles 8 Amendment to the Stock Mgmt For For For Option Plan 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Essar Energy Plc Ticker Security ID: Meeting Date Meeting Status ESSR CINS G3196V102 07/18/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Ezion Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 525 CINS Y2186W104 04/26/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect CHEW Thiam Keng Mgmt For For For 4 Elect TAN Woon Hum Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Plan 9 Authority to Grant Mgmt For For For Awards and Issue Shares under the Ezion Employee Share Option Scheme 10 Related Party Mgmt For For For Transactions 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Ezion Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 525 CINS Y2186W104 04/26/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Equity Grant to CHEW Mgmt For For For Thiam Keng ________________________________________________________________________________ Fanuc Ltd Ticker Security ID: Meeting Date Meeting Status 6954 CINS J13440102 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yoshiharu Inaba Mgmt For Against Against 4 Elect Kenji Yamaguchi Mgmt For For For 5 Elect Yoshihiro Gonda Mgmt For For For 6 Elect Richard Schneider Mgmt For For For 7 Elect Hiroyuki Uchida Mgmt For For For 8 Elect Shunsuke Matsubara Mgmt For For For 9 Elect Testuya Kosaka Mgmt For For For 10 Elect Katsuo Kohari Mgmt For For For 11 Elect Toshiya Okada Mgmt For For For 12 Elect Kazuyuki Hiramoto Mgmt For For For 13 Elect Olaf Gehrels Mgmt For For For 14 Elect Kazunari Aoyama Mgmt For For For 15 Elect Takayuki Itoh Mgmt For For For 16 Elect Yuusaku Yamada Mgmt For For For 17 Elect Tetsuo Hishikawa Mgmt For For For 18 Elect Hiroshi Noda Mgmt For For For 19 Elect Hajime Harada Mgmt For For For ________________________________________________________________________________ Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 05/22/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect H.L.J. Noy Mgmt For For For 8 Elect A. Jonkman Mgmt For For For 9 Elect J. Ruegg Mgmt For For For 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 12/14/2011 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Frank Schreve Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ GEA Group AG Ticker Security ID: Meeting Date Meeting Status GEA cins D28304109 04/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Intra-company Control Mgmt For For For Agreement 11 Intra-company Control Mgmt For For For Agreement 12 Elect Werner J. Bauer Mgmt For For For 13 Increase in Authorized Mgmt For For For Capital 14 Increase in Conditional Mgmt For For For Capital 15 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Gerresheimer AG Ticker Security ID: Meeting Date Meeting Status GXI CINS D2852S109 04/26/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Karin Dorrepaal Mgmt For For For 10 Elect Peter Noe Mgmt For For For 11 Elect Hans Peter Peters Mgmt For For For 12 Elect Gerhard Schulze Mgmt For For For 13 Elect Theodor Stuth Mgmt For For For 14 Elect Udo Vetter Mgmt For For For 15 Increase in Authorized Mgmt For For For Capital 16 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/03/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Christopher Mgmt For Against Against Gent 4 Elect Sir Andrew Witty Mgmt For For For 5 Elect Sir Roy Anderson Mgmt For For For 6 Elect Stephanie Burns Mgmt For For For 7 Elect Stacey Cartwright Mgmt For For For 8 Elect H. Lawrence Culp Mgmt For For For 9 Elect Sir Crispin Davis Mgmt For For For 10 Elect Simon Dingemans Mgmt For For For 11 Elect Judy Lewent Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For For For 13 Elect Daniel Podolsky Mgmt For For For 14 Elect Moncef Slaoui Mgmt For For For 15 Elect Tom de Swaan Mgmt For Against Against 16 Elect Sir Robert Wilson Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor Fees 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Exemption from Mgmt For For For Statement of Senior Auditor's Name 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 25 Renewal of the Mgmt For For For ShareSave Plan 26 Renewal of the Mgmt For For For ShareReward Plan 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Honam Petrochemicals Corporation Ticker Security ID: Meeting Date Meeting Status 011170 CINS Y3280U101 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Members (Slate) 5 Directors' Fees Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hyosung Corporation Ticker Security ID: Meeting Date Meeting Status 004800 CINS Y3818Y120 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Audit Mgmt For Against Against Committee Member: BAE Ki Eun 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hypermarcas SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 07/07/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Article 2 Mgmt For For For 4 Amend Article 3 Mgmt For For For 5 Amend Article 5 Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Consolidation of Mgmt For For For Articles 8 Remuneration Report Mgmt For For For 9 Correction of Meeting Mgmt For For For Minutes 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Ratification of Mgmt For For For Resolutions 12 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Hypermarcas SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 07/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Article 2 Mgmt For For For 4 Amend Article 3 Mgmt For For For 5 Amend Article 5 Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Consolidation of Mgmt For For For Articles 8 Remuneration Report Mgmt For For For 9 Correction of Meeting Mgmt For For For Minutes 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Ratification of Mgmt For For For Resolutions 12 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Hyundai Department Store Ticker Security ID: Meeting Date Meeting Status 069960 CINS Y38306109 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For Against Against Committee Member: KIM Young Soo 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Home Shopping Network Corporation Ticker Security ID: Meeting Date Meeting Status 057050 CINS Y3822J101 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For For For Committee Member: KIM Jung Min 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hyundai Mobis Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 012330 CINS Y3849A109 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For (Bundled) 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Audit Mgmt For Against Against Committee Members (Slate) 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Motor Co. Ticker Security ID: Meeting Date Meeting Status 005380 CINS Y38472109 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For Against Against (Slate) 3 Election of Audit Mgmt For Against Against Committee Members (Slate) 4 Amendments to Articles Mgmt For For For 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Itausa - Investimentos Itau S.A. Ticker Security ID: Meeting Date Meeting Status ITSA3 CINS P58711105 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Board and Mgmt For Abstain Against Supervisory Council Member(s) Representative of Minority/Preferred Shareholders 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JSW Steel Limited Ticker Security ID: Meeting Date Meeting Status JSWSL CINS Y44680109 07/25/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Dividend (Preference Mgmt For For For Shares) 3 Dividend (Equity Shares) Mgmt For For For 4 Elect Seshagiri Rao Mgmt For For For M.V.S 5 Elect Sudipto Sarkar Mgmt For Against Against 6 Elect Jayant Acharya Mgmt For For For 7 Elect Kannan Mgmt For For For Vijayaraghavan 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Amendment to Mgmt For For For Remuneration of S. Rao 10 Amendment to Mgmt For For For Remuneration of V. Nowal 11 Amendment to Mgmt For For For Remuneration of J. Acharya ________________________________________________________________________________ K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164129 05/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Ralf Bethke Mgmt For For For 10 Supervisory Board Mgmt For For For Members' Fees 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/09/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect John Huxley Mgmt For For For 1.5 Elect Kenneth Irving Mgmt For For For 1.6 Elect John Keyes Mgmt For For For 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect George Michals Mgmt For For For 1.9 Elect John Oliver Mgmt For For For 1.10 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Renewal of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ LG Fashion Corp. Ticker Security ID: Meeting Date Meeting Status 093050 CINS Y5275J108 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Mgmt For For For Non-Independent Audit Committee Member: CHO Kyu Won 4 Election of Independent Mgmt For For For Audit Committee Members (Slate) 5 Directors' Fees Mgmt For For For 6 Amendments to Executive Mgmt For Against Against Officer Retirement Allowance Policy ________________________________________________________________________________ LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 04/05/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For Against Against Transactions 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Francesco Trapani Mgmt For For For 9 Elect Felix Rohatyn as Mgmt For For For Censor 10 Elect Antoine Arnault Mgmt For For For 11 Elect Albert Frere Mgmt For Against Against 12 Elect Gilles Hennessy Mgmt For Against Against 13 Elect Charles Powell Mgmt For Against Against 14 Elect Yves-Thibault de Mgmt For For For Silguy 15 Director's Fees Mgmt For For For 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital 18 Authority to Grant Mgmt For Against Against Stock Options 19 Authority to Increase Mgmt For For For Capital Under Employee Savings Plan 20 Amend Article 23.1 Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mando Corp Ticker Security ID: Meeting Date Meeting Status 060980 CINS ADPV14140 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits and Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Members (Slate) 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Metro AG Ticker Security ID: Meeting Date Meeting Status MEO CINS D53968125 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Franz Markus Mgmt For For For Haniel 9 Elect Florian Funck Mgmt For For For 10 Increase in Authorized Mgmt For Against Against Capital 11 Intra-company Control Mgmt For For For Agreement 12 Intra-company Control Mgmt For For For Agreement 13 Amendments to Articles Mgmt For For For Regarding Change of Fiscal Year ________________________________________________________________________________ Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/11/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Resignation of Michel Mgmt For For For Rollier 5 Amendments Regarding Mgmt For For For Term-Limited Managing General Partners 6 Amendment Regarding Mgmt For For For Profit-Sharing with Managing Partners 7 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 8 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 9 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 10 Authority to Increase Mgmt For For For Share Issuance Limit 11 Authority to Increase Mgmt For For For Capital Through Capitalizations 12 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind or in Case of Exchange Offer 13 Employee Stock Purchase Mgmt For For For Plan 14 Global Ceiling on Mgmt For For For Capital Increases 15 Authority to Cancel Mgmt For For For Shares and Reduce Capital 16 Accounts and Reports Mgmt For For For 17 Allocation of Mgmt For For For Profits/Dividends; Scrip Dividend 18 Consolidated Accounts Mgmt For For For and Reports 19 Related Party Mgmt For For For Transactions 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Issue Debt Mgmt For For For Instruments 22 Authorization of Legal Mgmt For For For Formalities 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 05/29/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Alan Harper Mgmt For For For 2 Re-elect Marion Lesego Mgmt For For For Marole 3 Re-elect Peter Mageza Mgmt For Against Against 4 Re-elect Alan van Biljon Mgmt For For For 5 Elect Audit Committee Mgmt For For For Member (Alan van Biljon) 6 Elect Audit Committee Mgmt For For For Member (Jeff van Rooyen) 7 Elect Audit Committee Mgmt For Against Against Member (Peter Mageza) 8 Elect Audit Committee Mgmt For Against Against Member (Johnson Njeke) 9 Appoint Joint Auditors Mgmt For For For 10 General Authority to Mgmt For For For Issue Shares 11 Approve Remuneration Mgmt For Against Against Policy 12 Increase NEDs' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Approve Financial Mgmt For For For Assistance 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CINS H57312649 04/19/2012 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Compensation Report Mgmt For For For 6 Ratification of Board Mgmt For For For and Management Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Daniel Borel Mgmt For For For 9 Elect Henri de Castries Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Cancellation of Shares Mgmt For For For and Reduction of Share Capital 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Northam Platinum Limited Ticker Security ID: Meeting Date Meeting Status NHM CINS S56540156 08/18/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance 2 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Oil & Natural Gas Corp Ltd Ticker Security ID: Meeting Date Meeting Status ONGC CINS Y64606133 08/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Subramanian Mgmt For For For Srinivas Rajsekar 4 Elect Srinivasan Mgmt For For For Balachandran 5 Elect Santosh Nautiyal Mgmt For For For 6 Authority to Set Mgmt For For For Auditors' Fees 7 Elect Sham Rao Mgmt For For For 8 Elect Dornadula Mgmt For For For Chandrasekharam 9 Elect Jamestin Scaria Mgmt For For For 10 Elect Usha Thorat Mgmt For Against Against 11 Elect Deepak Nayyar Mgmt For For For 12 Elect Arun Ramanathan Mgmt For Against Against ________________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Narain Girdhar Mgmt For For For Chanrai 4 Elect Sunny Verghese Mgmt For For For 5 Elect Shekhar Mgmt For For For Anantharaman 6 Elect Michael LIM Choo Mgmt For Against Against San 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares under Olam Scrip Dividend Scheme ________________________________________________________________________________ Otsuka Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 4578 CINS J63117105 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Ohtsuka Mgmt For Against Against 3 Elect Kenichiroh Ohtake Mgmt For For For 4 Elect Tatsuo Higuchi Mgmt For For For 5 Elect Ichiroh Ohtsuka Mgmt For For For 6 Elect Atsumasa Makise Mgmt For For For 7 Elect Yoshiroh Matsuo Mgmt For For For 8 Elect Yujiroh Ohtsuka Mgmt For For For 9 Elect Yukio Kobayashi Mgmt For For For ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 03/26/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 05/15/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Michael Carroll Mgmt For For For 1.4 Elect Michael Maloney Mgmt For Withhold Against 1.5 Elect Robert Pirooz Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Christopher Dunn Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Petrofac Limited Ticker Security ID: Meeting Date Meeting Status PFC CINS G7052T101 05/11/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Rene Medori Mgmt For For For 5 Elect Marwan Chedid Mgmt For For For 6 Elect Tim Weller Mgmt For For For 7 Elect Norman Murray Mgmt For For For 8 Elect Thomas Thune Mgmt For For For Andersen 9 Elect Stefano Cao Mgmt For For For 10 Elect Roxanne Decyk Mgmt For For For 11 Elect Rijnhard van Tets Mgmt For For For 12 Elect Ayman Asfari Mgmt For For For 13 Elect Maroun Semaan Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Value Creation Plan Mgmt For Against Against ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CINS P78331140 03/19/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority/Preferred Shareholders 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Election of Supervisory Mgmt For Abstain Against Council Member(s) Representative of Minority/Preferred Shareholders 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/17/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect Donald Chynoweth Mgmt For For For 1.3 Elect Daniel Clauw Mgmt For For For 1.4 Elect William Doyle Mgmt For For For 1.5 Elect John Estey Mgmt For For For 1.6 Elect Gerald Grandey Mgmt For For For 1.7 Elect Charles Hoffman Mgmt For For For 1.8 Elect Dallas Howe Mgmt For For For 1.9 Elect Alice Laberge Mgmt For For For 1.10 Elect Keith Martell Mgmt For For For 1.11 Elect Jeffrey McCaig Mgmt For For For 1.12 Elect Mary Mogford Mgmt For For For 1.13 Elect Elena Viyella de Mgmt For Withhold Against Paliza 2 Appointment of Auditor Mgmt For For For 3 Performance Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PT BW Plantation TBK Ticker Security ID: Meeting Date Meeting Status BWPT CINS Y711AG108 06/26/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' and Mgmt For For For Commissioners' Fees 5 Report on Utilization Mgmt For For For of Proceeds from Public Offering 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Telekomunikasi Indonesia Ticker Security ID: Meeting Date Meeting Status TLKM CINS Y71474137 05/11/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report and Mgmt For For For Commissioners' Report 2 Accounts and Reports Mgmt For For For 3 Report on Utilization Mgmt For For For of Proceeds 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' and Mgmt For For For Commissioners' Fees 6 Appointment of Auditor Mgmt For For For 7 Amendments to Articles Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against and Commissioners 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PTT Aromatics and Refining PCL Ticker Security ID: Meeting Date Meeting Status PTTAR CINS Y71360112 10/18/2011 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Company Name Mgmt For For For 5 Company Objectives Mgmt For For For 6 Capital Structure Mgmt For For For 7 Allocation of Shares Mgmt For For For 8 Adoption of New Mgmt For For For Memorandum 9 Adoption of New Articles Mgmt For For For 10 Elect Sereepisut Mgmt For For For Tameeyaves 11 Elect Somchai Mgmt For For For Kuvijitsuwan 12 Elect Suthep Mgmt For For For Liumsirijarern 13 Elect Kulit Sombatsiri Mgmt For For For 14 Elect Sombat Amornvivat Mgmt For For For 15 Elect Raweporn Kuhirun Mgmt For For For 16 Elect Kriengkrai Mgmt For For For Thiennukul 17 Elect Chitrapongse Mgmt For For For Kwangsuksith 18 Elect Prasert Bunsumpun Mgmt For For For 19 Elect Nuttachat Mgmt For For For Charuchinda 20 Elect Sukrit Mgmt For For For Surabotsopon 21 Elect Bowon Vongsinudom Mgmt For For For 22 Elect Veerasak Mgmt For For For Kositpaisal 23 Election of Directors Mgmt For For For (Slate) 24 Directors' Fees Mgmt For For For 25 Appointment of Auditor Mgmt For For For and Authority to Set Fees 26 Directors' Bonus Mgmt For For For ________________________________________________________________________________ PTT Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTTCH CINS Y7135Z116 10/18/2011 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Company Name Mgmt For For For 5 Company Objectives Mgmt For For For 6 Capital Structure Mgmt For For For 7 Allocation of Shares Mgmt For For For 8 Adoption of New Mgmt For For For Memorandum 9 Adoption of New Articles Mgmt For For For 10 Elect Sereepisut Mgmt For For For Tameeyaves 11 Elect Somchai Mgmt For For For Kuvijitsuwan 12 Elect Suthep Mgmt For For For Liumsirijarern 13 Elect Kulit Sombatsiri Mgmt For For For 14 Elect Sombat Amornvivat Mgmt For For For 15 Elect Raweporn Kuhirun Mgmt For For For 16 Elect Kriengkrai Mgmt For For For Thiennukul 17 Elect Chitrapongse Mgmt For For For Kwangsuksith 18 Elect Prasert Bunsumpun Mgmt For For For 19 Elect Nuttachat Mgmt For For For Charuchinda 20 Elect Sukrit Mgmt For For For Surabotsopon 21 Elect Bowon Vongsinudom Mgmt For For For 22 Elect Veerasak Mgmt For For For Kositpaisal 23 Election of Directors Mgmt For For For (Slate) 24 Directors' Fees Mgmt For For For 25 Appointment of Auditor Mgmt For For For and Authority to Set Fees 26 Directors' Bonus Mgmt For For For ________________________________________________________________________________ PTT Global Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTTGC CINS Y7150W105 04/02/2012 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Results of Operations Mgmt For For For and Business Plan 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' Fees Mgmt For For For 7 Elect Somchai Mgmt For For For Kuvijitsuwan 8 Elect Sombat Amornvivat Mgmt For For For 9 Elect Sukrit Mgmt For For For Surabotsopon 10 Elect Vasin Teeravechyan Mgmt For For For 11 Elect Somchai Mgmt For For For Thean-anant 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Debentures 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Qiagen N.V. Ticker Security ID: Meeting Date Meeting Status QGEN CINS N72482107 06/27/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Detlev Riesner Mgmt For Against Against 9 Elect Werner Brandt Mgmt For For For 10 Elect Metin Colpan Mgmt For Against Against 11 Elect Erik Hornnaess Mgmt For Against Against 12 Elect Manfred Karobath Mgmt For For For 13 Elect Heino von Mgmt For For For Prondzynski 14 Elect Elizabeth Tallett Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Bernd Uder Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Nigel Mgmt For For For Sheinwald 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Guy Elliott Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Charles Holliday, Mgmt For For For Jr. 8 Elect Gerard Kleisterlee Mgmt For For For 9 Elect Christine Mgmt For For For Morin-Postel 10 Elect Jorma Ollila Mgmt For For For 11 Elect Linda Stuntz Mgmt For For For 12 Elect Jeroen van der Mgmt For For For Veer 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ RSA Insurance Group Plc Ticker Security ID: Meeting Date Meeting Status RSA CINS G7705H116 05/14/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect John Napier Mgmt For For For 5 Elect Simon Lee Mgmt For For For 6 Elect Adrian Brown Mgmt For For For 7 Elect Edward Lea Mgmt For For For 8 Elect Alastair Barbour Mgmt For For For 9 Elect Joseph Streppel Mgmt For For For 10 Elect Noel Harwerth Mgmt For For For 11 Elect Malcolm Le May Mgmt For For For 12 Elect John Maxwell Mgmt For For For 13 Elect Johanna Waterous Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/04/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Laurent Attal Mgmt For For For 8 Elect Uwe Bicker Mgmt For For For 9 Elect Jean-Rene Fourtou Mgmt For For For 10 Elect Claudie Haignere Mgmt For For For 11 Elect Carole Piwnica Mgmt For For For 12 Elect Klaus Pohle Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Appointment of Mgmt For For For Alternate Auditor 15 Relocation of Corporate Mgmt For For For Headquarters 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Issue Mgmt For For For Restricted Shares 18 Authorization of Legal Mgmt For For For Formalities 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Elect Hasso Plattner Mgmt For Against Against 11 Elect Pekka Ala-Pietila Mgmt For For For 12 Elect Anja Feldmann Mgmt For For For 13 Elect Wilhelm Haarmann Mgmt For For For 14 Elect Bernard Liautaud Mgmt For For For 15 Elect Hartmut Mehdorn Mgmt For For For 16 Elect Erhard Schipporeit Mgmt For For For 17 Elect Klaus Wucherer Mgmt For Against Against 18 Cancellation of Mgmt For For For Conditional Capital ________________________________________________________________________________ Seadrill Limited Ticker Security ID: Meeting Date Meeting Status SDRL CINS G7945E105 09/23/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Fredriksen Mgmt For For For 3 Elect Tor Olav Troim Mgmt For Against Against 4 Elect Kate Blankenship Mgmt For Against Against 5 Elect Carl Erik Steen Mgmt For For For 6 Elect Kathrine Mgmt For For For Fredriksen 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Directors' Fees Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Shareholder Proposal ShrHoldr Against Against For Regarding Board Gender Diversity ________________________________________________________________________________ Sino Biopharmaceutical Limited Ticker Security ID: Meeting Date Meeting Status 1177 CINS G8167W138 05/28/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect TSE Ping Mgmt For Against Against 6 Elect XU Xiaoyang Mgmt For For For 7 Elect LI Dakui Mgmt For For For 8 Elect MEI Xingbao Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ SK HOLDINGS CO LTD, SEOUL Ticker Security ID: Meeting Date Meeting Status 003600 CINS Y8070C112 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KWON Oh Ryong Mgmt For Against Against 4 Election of Audit Mgmt For Against Against Committee Member: KWON Oh Ryong 5 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ SK Innovation Co., Ltd. (fka SK Energy Co. Ltd.) Ticker Security ID: Meeting Date Meeting Status 096770 CINS Y8063L103 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KOO Ja Young Mgmt For For For 4 Elect LEE Hoon Kyu Mgmt For For For 5 Elect CHOI Myung Hae Mgmt For Against Against 6 Election of Audit Mgmt For Against Against Committee Member: CHOI Myung Hae 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Stallergenes SA Ticker Security ID: Meeting Date Meeting Status GENP CINS F17399118 05/31/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For Against Against Transactions 8 Ratification of the Mgmt For For For Co-option of Roberto Gradnik 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Alternate Auditor 12 Authority to Repurchase Mgmt For Against Against Shares 13 Authority to Grant Mgmt For Against Against Warrants 14 Employee Stock Purchase Mgmt For For For Plan 15 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/15/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Presiding Mgmt For For For Chairman 7 Notice of Meeting and Mgmt For For For Agenda 8 Election of Individuals Mgmt For For For to Check Minutes 9 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 10 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Withdrawal from Canadian Oil Sands 11 Compensation Guidelines Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Appointment of Auditor Mgmt For For For 14 Elect Olaug Svarva Mgmt For For For 15 Elect Idar Kreutzer Mgmt For For For 16 Elect Karin Aslaksen Mgmt For For For 17 Elect Greger Mannsverk Mgmt For For For 18 Elect Steinar Olsen Mgmt For For For 19 Elect Ingvald Strommen Mgmt For For For 20 Elect Rune Bjerke Mgmt For For For 21 Elect Tore Ulstein Mgmt For For For 22 Elect Live Haukvik Aker Mgmt For For For 23 Elect Siri Kalvig Mgmt For For For 24 Elect Thor Oscar Bolstad Mgmt For For For 25 Elect Barbro Haetta Mgmt For For For 26 Elect Arthur Sletteberg Mgmt For For For (Deputy) 27 Elect Bassim Haj Mgmt For For For (Deputy) 28 Elect Anne-Margrethe Mgmt For For For Firing (Deputy) 29 Elect Linda Litlekalsoy Mgmt For For For Aase (Deputy) 30 Corporate Assembly Fees Mgmt For For For 31 Elect Olaug Svarva Mgmt For For For 32 Elect Tom Rathke Mgmt For For For 33 Elect Live Haukvik Aker Mgmt For For For 34 Elect Ingrid Dramdal Mgmt For For For Rasmussen 35 Nominating Committee Mgmt For For For Fees 36 Authority to Repurchase Mgmt For For For Shares Pursuant to Share Savings Plan 37 Authority to Repurchase Mgmt For For For Shares for Cancellation ________________________________________________________________________________ Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status STERLITEIN CINS Y8169X217 07/23/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Sandeep Junnarkar Mgmt For For For 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Appointment of D.D. Mgmt For For For Jalan as Whole-time Director; Approval of Compensation 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Reallocation of Rights Mgmt For For For Issue Proceeds 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224 05/01/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mel Benson Mgmt For For For 1.2 Elect Dominic Mgmt For For For D'Alessandro 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Paul Haseldonckx Mgmt For For For 1.6 Elect John Huff Mgmt For For For 1.7 Elect Jacques Lamarre Mgmt For For For 1.8 Elect Maureen McCaw Mgmt For For For 1.9 Elect Michael O'Brien Mgmt For For For 1.10 Elect James Simpson Mgmt For For For 1.11 Elect Eira Thomas Mgmt For For For 1.12 Elect Steven Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tata Motors Limited Ticker Security ID: Meeting Date Meeting Status TATEN CINS Y85740143 08/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ravi Kant Mgmt For For For 4 Elect Nusli Wadia Mgmt For Against Against 5 Elect Sam Palia Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Ralf Speth Mgmt For For For 8 Stock Split Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/16/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Notice of Meeting; Mgmt For For For Agenda 5 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 6 Authority to Set Mgmt For For For Auditor's Fees 7 Compensation Guidelines Mgmt For For For 8 Cancellation and Mgmt For For For Redemption of Shares 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For Regarding Voting Proxy 11 Amendments to Articles Mgmt For For For Regarding Nomination Committee 12 Adoption of Mgmt For For For instructions for the Nomination Committee 13 Corporate Assembly Fees Mgmt For For For 14 Nomination Committee Mgmt For For For Fees 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/03/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For For For and Management Acts 13 Board Size Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Election of Directors Mgmt For For For 16 Election of Board Mgmt For Against Against Chairman 17 Number of Auditors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For Against Against 22 Authority to Repurchase Mgmt For For For Shares 23 Performance Share Mgmt For For For Program 24 Hedging Arrangement for Mgmt For For For LTIP 25 Shareholder Proposal ShrHoldr For Against Against Regarding Adjustments to Ethical Guidelines ________________________________________________________________________________ Tesco plc Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 06/29/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sir Richard Mgmt For For For Broadbent 5 Elect Deanna Oppenheimer Mgmt For For For 6 Elect Philip Clarke Mgmt For For For 7 Elect Gareth Bullock Mgmt For For For 8 Elect Patrick Cescau Mgmt For For For 9 Elect Stuart Chambers Mgmt For For For 10 Elect Karen Cook Mgmt For For For 11 Elect Ken Hanna Mgmt For For For 12 Elect Andrew Higginson Mgmt For For For 13 Elect Kenneth Hydon Mgmt For For For 14 Elect Tim Mason Mgmt For For For 15 Elect Laurie McIlwee Mgmt For For For 16 Elect Lucy Neville-Rolfe Mgmt For For For 17 Elect Jacqueline Mgmt For For For Tammenoms Bakker 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Authorisation of Mgmt For For For Political Donations 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 09/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Chaim Hurvitz Mgmt For For For 3 Elect Ory Slonim Mgmt For For For 4 Elect Dan Suesskind Mgmt For For For 5 Elect Joseph Nitzani Mgmt For For For 6 Elect Dafna Schwartz Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Director & Officer Mgmt For For For Liability/Indemnificati on 9 Remuneration of Moshe Mgmt For For For Many 10 Reimbursement of Mgmt For For For Phillip Frost's Travel Expenses ________________________________________________________________________________ Thai Union Frozen Products Ticker Security ID: Meeting Date Meeting Status TUF CINS Y8729T169 03/26/2012 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Meeting Minutes Mgmt For For For 3 Annual Report and Mgmt For For For Results of Operations 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Rittirong Mgmt For For For Boonmechote 7 Elect Kiti Mgmt For For For Pilunthanadiloke 8 Elect Thamnoon Mgmt For For For Ananthothai 9 Elect Kirati Assakul Mgmt For For For 10 Elect Ravinder Singh Mgmt For For For Grewal Sarbjit S 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Thai Union Frozen Products Ticker Security ID: Meeting Date Meeting Status TUF CINS Y8729T169 04/10/2012 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Minutes Mgmt For For For 3 Reduction of Authorized Mgmt For For For Capital 4 Increase in Authorized Mgmt For For For Capital 5 Allotment Mgmt For For For 6 Allotment Mgmt For For For 7 Approve Issuance Mgmt For For For 8 Approve Issuance Mgmt For For For 9 Other Business Mgmt For Against Against ________________________________________________________________________________ The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/29/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Amy Brinkley Mgmt For For For 1.5 Elect W. Edmund Clark Mgmt For For For 1.6 Elect Colleen Goggins Mgmt For For For 1.7 Elect Henry Ketcham Mgmt For For For 1.8 Elect Brian Levitt Mgmt For For For 1.9 Elect Harold MacKay Mgmt For For For 1.10 Elect Karen Maidment Mgmt For For For 1.11 Elect Irene Miller Mgmt For For For 1.12 Elect Nadir Mohamed Mgmt For For For 1.13 Elect Wilbur Prezzano Mgmt For For For 1.14 Elect Helen Sinclair Mgmt For For For 1.15 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to Stock Mgmt For For For Incentive Plan 5 Amendment to Stock Mgmt For For For Incentive Plan 6 Shareholder Proposal Mgmt Against Against For Regarding Comparison of Compensation and Financial Performance 7 Shareholder Proposal Mgmt Against Against For Regarding Independence of Directors 8 Shareholder Proposal Mgmt Against Against For Regarding Retention of Directors' Shares After Retirement ________________________________________________________________________________ Tim Hortons Inc. Ticker Security ID: Meeting Date Meeting Status THI CUSIP 88706M103 05/10/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. Shan Atkins Mgmt For For For 1.2 Elect Michael Endres Mgmt For For For 1.3 Elect Moya Greene Mgmt For For For 1.4 Elect Paul House Mgmt For For For 1.5 Elect Frank Iacobucci Mgmt For For For 1.6 Elect John Lederer Mgmt For For For 1.7 Elect David Lees Mgmt For For For 1.8 Elect Ronald Osborne Mgmt For For For 1.9 Elect Wayne Sales Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Renewal of Shareholder Mgmt For For For Rights Plan 4 2012 Stock Incentive Mgmt For For For Plan 5 Shareholder Proposal Mgmt Against Against For Regarding Cage-Free Eggs and Gestation Crates ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/11/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Christophe de Mgmt For For For Margerie 10 Elect Patrick Artus Mgmt For For For 11 Elect Bertrand Collomb Mgmt For For For 12 Elect Anne Lauvergeon Mgmt For For For 13 Elect Michel Pebereau Mgmt For Against Against 14 Ratification of the Mgmt For For For Co-option of Gerard Lamarche 15 Elect Anne-Marie Idrac Mgmt For For For 16 Supplementary Mgmt For For For Retirement, Pension and Severance Agreements for Christophe de Margerie 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations 18 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 19 Authority to Increase Mgmt For For For Share Issuance Limit 20 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 21 Employee Stock Purchase Mgmt For For For Plan 22 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 23 Authority to Cancel Mgmt For For For Shares and Reduce Capital 24 Shareholder Proposal ShrHoldr Against Against For Regarding Comparison of Executive Compensation (Resolution A) 25 Shareholder Proposal ShrHoldr Against Against For Regarding Loyalty Dividend (Resolution B) ________________________________________________________________________________ Toyo Suisan Kaisha Ltd. Ticker Security ID: Meeting Date Meeting Status 2875 CINS 892306101 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Tadasu Tsutsumi Mgmt For Against Against 3 Elect Kazuo Obata Mgmt For For For 4 Elect Hiroji Yoshino Mgmt For For For 5 Elect Senichi Teshima Mgmt For For For 6 Elect Eiji Kondoh Mgmt For For For 7 Elect Masanari Imamura Mgmt For For For 8 Elect Hiroyuki Minami Mgmt For For For 9 Elect Kenji Sugawara Mgmt For For For 10 Elect Atsumi Shimoi Mgmt For For For 11 Elect Masaharu Oikawa Mgmt For For For 12 Elect Tadashi Fujiya Mgmt For For For 13 Elect Tsutomu Yoshimura Mgmt For For For 14 Elect Kazuo Yamamoto Mgmt For For For 15 Elect Hisao Ichishima Mgmt For For For 16 Elect Osamu Iizuka Mgmt For For For 17 Elect Noritaka Sumimoto Mgmt For For For 18 Elect Hitoshi Oki Mgmt For For For 19 Elect Tsutomu Toyoda Mgmt For For For 20 Elect Moriyuki Minami Mgmt For For For 21 Elect Tsutomu Ushijima Mgmt For For For as Alternate Statutory Auditor 22 Bonus Mgmt For Against Against ________________________________________________________________________________ Trican Well Service Ltd. Ticker Security ID: Meeting Date Meeting Status TCW CUSIP 895945103 05/09/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kenneth Bagan Mgmt For For For 2.2 Elect G. Allen Brooks Mgmt For For For 2.3 Elect Murray Cobbe Mgmt For Withhold Against 2.4 Elect Dale Dusterhoft Mgmt For For For 2.5 Elect Donald Luft Mgmt For For For 2.6 Elect Kevin Nugent Mgmt For For For 2.7 Elect Alexander Pourbaix Mgmt For For For 2.8 Elect Douglas Robinson Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Ultra Electronics Holdings plc Ticker Security ID: Meeting Date Meeting Status ULE CINS G9187G103 04/27/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Douglas Caster Mgmt For Against Against 5 Elect Christopher Bailey Mgmt For For For 6 Elect Ian Griffiths Mgmt For For For 7 Elect Sir Robert Mgmt For For For Walmsley 8 Elect Paul Dean Mgmt For For For 9 Elect Rakesh Sharma Mgmt For For For 10 Elect Mark Anderson Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 05/09/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Sunil Bharti Mgmt For For For Mittal 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For Against Against 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 22 Adoption of New Articles Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ United Phosphorus Limited Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 03/12/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Memorandum Mgmt For For For Regarding the Business Object 3 Commencement of New Mgmt For For For Business ________________________________________________________________________________ United Phosphorus Limited Ticker Security ID: Meeting Date Meeting Status UNIPHOS CINS Y9247H166 07/26/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Jaidev Rajnikant Mgmt For For For Shroff 4 Elect Venkata Mgmt For For For Palavajjhala Krishna 5 Elect Pradeep Mgmt For Against Against Vedprakash Goyal 6 Elect Sandra Rajnikant Mgmt For For For Shroff 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Vikram Mgmt For For For R. Shroff as Executive Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendments to Articles Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Valeant Pharmaceuticals International, Inc. Ticker Security ID: Meeting Date Meeting Status VRX CUSIP 91911K102 05/30/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Farmer Mgmt For For For 1.2 Elect Robert Ingram Mgmt For For For 1.3 Elect Theo Melas-Kyriazi Mgmt For For For 1.4 Elect G. Mason Morfit Mgmt For For For 1.5 Elect Laurence Paul Mgmt For For For 1.6 Elect J. Michael Pearson Mgmt For For For 1.7 Elect Robert Power Mgmt For For For 1.8 Elect Norma Provencio Mgmt For For For 1.9 Elect Lloyd Segal Mgmt For For For 1.10 Elect Katharine Mgmt For For For Stevenson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Vedanta Resources plc Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Navin Agarwal Mgmt For For For 5 Elect Naresh Chandra Mgmt For Against Against 6 Elect Aman Mehta Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Yantai Chang Yu Pioneer Wine Company Limited Ticker Security ID: Meeting Date Meeting Status 000869 CINS Y9739T108 05/15/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Annual Report Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Amendments to Articles Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Yingde Gases Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2168 CINS G98430104 06/15/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect ZHAO Xiangti Mgmt For For For 6 Elect WANG Ching Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares Item 13: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Long/Short Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Green Mgmt For For For 4 Elect Nobuyuki Idei Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Repeal of Classified Mgmt For For For Board 9 Authorization to Hold Mgmt For For For the 2013 Annual Meeting Outside of Ireland 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Crutchfield Mgmt For For For 2 Elect William Crowley, Mgmt For For For Jr. 3 Elect E. Linn Draper, Mgmt For For For Jr. 4 Elect Glenn Eisenberg Mgmt For For For 5 Elect P. Michael Giftos Mgmt For For For 6 Elect Deborah Fretz Mgmt For For For 7 Elect Joel Richards, III Mgmt For For For 8 Elect James Roberts Mgmt For For For 9 Elect Ted Wood Mgmt For For For 10 2012 Long-Term Mgmt For For For Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Timothy Cook Mgmt For For For 1.3 Elect Millard Drexler Mgmt For Withhold Against 1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.5 Elect Robert Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur Levinson Mgmt For Withhold Against 1.8 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Conflict of Interest Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Automatic Data Processing Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Enrique Salem Mgmt For For For 1.10 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Jon Huntsman, Jr. Mgmt For For For 1.8 Elect Peter Magowan Mgmt For For For 1.9 Elect Dennis Muilenburg Mgmt For For For 1.10 Elect Douglas Oberhelman Mgmt For For For 1.11 Elect William Osborn Mgmt For For For 1.12 Elect Charles Powell Mgmt For For For 1.13 Elect Edward Rust, Jr. Mgmt For For For 1.14 Elect Susan Schwab Mgmt For For For 1.15 Elect Joshua Smith Mgmt For For For 1.16 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Right to Call a Special Mgmt For For For Meeting 5 Amendment to Advance Mgmt For Against Against Notice Requirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Richard Barker D. Mgmt For For For Phil 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Michael Friedman Mgmt For For For 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Carrabba Mgmt For For For 2 Elect Susan Cunningham Mgmt For Against Against 3 Elect Barry Eldridge Mgmt For For For 4 Elect Andres Gluski Mgmt For For For 5 Elect Susan Green Mgmt For For For 6 Elect Janice Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis McAllister Mgmt For For For 9 Elect Richard Riederer Mgmt For For For 10 Elect Richard Ross Mgmt For For For 11 Amendment to Mgmt For Against Against Regulations to allow the Board to Amend the Regulations without Shareholder Approval 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Incentive Equity Mgmt For For For Plan 14 2012 Executive Mgmt For For For Management Performance Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cognizant Technology Solutions Corp. Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francisco D'Souza Mgmt For For For 2 Elect John Fox, Jr. Mgmt For For For 3 Elect Thomas Wendel Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Right to Call a Special Mgmt For For For Meeting 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Bacon Mgmt For Withhold Against 1.2 Elect Sheldon Bonovitz Mgmt For For For 1.3 Elect Joseph Collins Mgmt For For For 1.4 Elect J. Michael Cook Mgmt For For For 1.5 Elect Gerald Hassell Mgmt For For For 1.6 Elect Jeffrey Honickman Mgmt For For For 1.7 Elect Eduardo Mestre Mgmt For For For 1.8 Elect Brian Roberts Mgmt For For For 1.9 Elect Ralph Roberts Mgmt For For For 1.10 Elect Johnathan Rodgers Mgmt For For For 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2011 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 8 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pills ________________________________________________________________________________ Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ivor Evans Mgmt For Against Against 2 Elect Kirk Hachigian Mgmt For For For 3 Elect Lawrence Kingsley Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Authority of Mgmt For For For Subsidiaries to Repurchase Shares 8 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ CSX Corp. Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corp. Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mortimer Caplin Mgmt For For For 2 Elect Donald Ehrlich Mgmt For For For 3 Elect Linda Hefner Mgmt For For For 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter Lohr, Jr. Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Increase of Authorized Mgmt For For For Common Stock 8 Re-approve the Material Mgmt For For For Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Charles Holliday, Mgmt For For For Jr. 4 Elect Dipak Jain Mgmt For For For 5 Elect Clayton Jones Mgmt For For For 6 Elect Joachim Milberg Mgmt For For For 7 Elect Richard Myers Mgmt For For For 8 Elect Thomas Patrick Mgmt For For For 9 Elect Sherry Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Employee Director Mgmt For For For Stock Ownership Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 2012 Equity and Cash Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie Biller Mgmt For For For 2 Elect Jerry Grundhofer Mgmt For For For 3 Elect Michael Larson Mgmt For For For 4 Elect Victoria Reich Mgmt For For For 5 Elect John Zillmer Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Mgmt For For For Supermajority Requirement 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 10 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pill ________________________________________________________________________________ Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 11/30/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos Fernandez Mgmt For For For Gonzalez 1.2 Elect Arthur Golden Mgmt For Withhold Against 1.3 Elect William Johnson Mgmt For For For 1.4 Elect John Menzer Mgmt For For For 1.5 Elect August Busch III Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 5 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ General Electric Co. Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For Against Against 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For Against Against 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 20 Approval of Material Mgmt For For For Terms of Senior Officer Performance Goals 21 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 22 Shareholder Proposal ShrHoldr Against Against For Regarding Nuclear Activities 23 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 24 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gianluca Bolla Mgmt For For For 2 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect S. Malcolm Gillis Mgmt For Against Against 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For Against Against 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For Against Against 9 Elect Karen Katen Mgmt For Against Against 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING EMPLOYMENT DIVERSITY REPORT 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Stormwater Management Policy ________________________________________________________________________________ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect James Griffith Mgmt For For For 5 Elect Robert McCormack Mgmt For For For 6 Elect Robert Morrison Mgmt For For For 7 Elect James Skinner Mgmt For For For 8 Elect David Smith, Jr. Mgmt For For For 9 Elect David Speer Mgmt For For For 10 Elect Pamela Strobel Mgmt For For For 11 Elect Kevin Warren Mgmt For For For 12 Elect Anre Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ International Business Machines Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For Against Against 5 Elect David Farr Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James Owens Mgmt For For For 10 Elect Samuel Palmisano Mgmt For For For 11 Elect Virginia Rometty Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Hector Mgmt For Against Against Zambrano Trevino 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bell Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Stephen Burke Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy Flynn Mgmt For For For 8 Elect Ellen Futter Mgmt For Against Against 9 Elect Laban Jackson, Jr. Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mortgage Loan Servicing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mercedes Johnson Mgmt For For For 1.2 Elect Scott Kriens Mgmt For For For 1.3 Elect William Stensrud Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For Against Against Equity Incentive Plan 4 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Richard Dreiling Mgmt For For For 1.6 Elect Dawn Hudson Mgmt For For For 1.7 Elect Robert Johnson Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For Withhold Against 1.9 Elect Richard Lochridge Mgmt For For For 1.10 Elect Robert Niblock Mgmt For For For 1.11 Elect Eric Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For Withhold Against 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect Omar Ishrak Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For Withhold Against 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill Miller, Mgmt For For For Jr. 2 Elect Greg Armstrong Mgmt For For For 3 Elect David Harrison Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Graf, Jr. Mgmt For For For 1.2 Elect John Lechleiter Mgmt For For For 1.3 Elect Phyllis Wise Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Julie Edwards Mgmt For For For 2.2 Elect David Williams Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Against Against 6 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2011 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 1991 Stock Option and Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald Baliles Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Steven Leer Mgmt For For For 8 Elect Michael Lockhart Mgmt For For For 9 Elect Charles Moorman, Mgmt For For For IV 10 Elect J. Paul Reason Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Bret Clayton Mgmt For For For 1.4 Elect Nance Dicciani Mgmt For For For 1.5 Elect Edward Galante Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Ira Hall Mgmt For For For 1.8 Elect Raymond LeBoeuf Mgmt For For For 1.9 Elect Larry McVay Mgmt For For For 1.10 Elect Wayne Smith Mgmt For For For 1.11 Elect Robert Wood Mgmt For For For 2 Right to Call a Special Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey III Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Resmed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher Mgmt For For For Roberts 2 Elect John Wareham Mgmt For For For 3 Amendment to the 2009 Mgmt For For For Incentive Award Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael Marks Mgmt For For For 8 Elect Elizabeth Moler Mgmt For For For 9 Elect Lubna Olayan Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Financial Mgmt For For For Statements and Dividends 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2004 Mgmt For For For Stock and Deferral Plan for Non-Employee Directors ________________________________________________________________________________ The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nancy Bechtle Mgmt For For For 2 Elect Walter Bettinger Mgmt For For For II 3 Elect C. Preston Butcher Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect John Chen Mgmt For Against Against 3 Elect Judith Estrin Mgmt For For For 4 Elect Robert Iger Mgmt For For For 5 Elect Fred Langhammer Mgmt For Against Against 6 Elect Aylwin Lewis Mgmt For Against Against 7 Elect Monica Lozano Mgmt For For For 8 Elect Robert Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Time Warner Cable Inc Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Mgmt For For For Jr. 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2012 Annual Bonus Plan Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Alan Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of Material Mgmt For For For Terms of Executive Officer Performance Goals Under Cash Incentive Plans 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Jerry Choate Mgmt For Against Against 3 Elect Ruben Escobedo Mgmt For Against Against 4 Elect William Klesse Mgmt For For For 5 Elect Bob Marbut Mgmt For Against Against 6 Elect Donald Nickles Mgmt For Against Against 7 Elect Phillip Pfeiffer Mgmt For For For 8 Elect Robert Profusek Mgmt For Against Against 9 Elect Susan Purcell Mgmt For For For 10 Elect Stephen Waters Mgmt For For For 11 Elect Randall Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For Against Against Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect Elaine Chao Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Lloyd Dean Mgmt For For For 5 Elect Susan Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald James Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Federico Pena Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect John Stumpf Mgmt For For For 15 Elect Susan Swenson Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting in Contested Elections 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ________________________________________________________________________________ World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Kasbar Mgmt For For For 1.2 Elect Paul Stebbins Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect Abby Kohnstamm Mgmt For For For 1.7 Elect John Manley Mgmt For For For 1.8 Elect J. Thomas Presby Mgmt For For For 1.9 Elect Stephen Mgmt For For For Roddenberry 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For Item 14: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Materials Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ A. Schulman, Inc. Ticker Security ID: Meeting Date Meeting Status SHLM CUSIP 808194104 12/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene Allspach Mgmt For For For 1.2 Elect Gregory Barmore Mgmt For For For 1.3 Elect David Birney Mgmt For For For 1.4 Elect Howard Curd Mgmt For For For 1.5 Elect Joseph Gingo Mgmt For For For 1.6 Elect Michael McManus, Mgmt For For For Jr. 1.7 Elect Lee Meyer Mgmt For For For 1.8 Elect James Mitarotonda Mgmt For For For 1.9 Elect Ernest Novak, Jr. Mgmt For For For 1.10 Elect Irvin Reid Mgmt For For For 1.11 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For For For 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mario Baeza Mgmt For For For 2 Elect Susan Carter Mgmt For For For 3 Elect John McGlade Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn Fuller Mgmt For Against Against 2 Elect Judith Gueron Mgmt For For For 3 Elect Patricia Russo Mgmt For Against Against 4 Elect Ernesto Zedillo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Elimination of Mgmt For For For Supermajority Requirement Relating to Fair Price Protection 8 Elimination of Mgmt For For For Supermajority Requirement Relating to Director Elections 9 Elimination of Mgmt For For For Supermajority Requirement Relating to Removal of Directors 10 Repeal of Classified Mgmt For For For Board 11 Permit Written Consent Mgmt For For For ________________________________________________________________________________ ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Accounts Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Elect Naranayan Vaghul Mgmt For For For 7 Elect Wilbur Ross, Jr. Mgmt For Against Against 8 Elect Tye Burt Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Restricted Share Unit Mgmt For For For Plan 11 Performance Share Unit Mgmt For For For Plan 12 Increase in Authorized Mgmt For For For Share Capital 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Terrell Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Antonio Maciel Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition of Political Contributions 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainable Palm Oil ________________________________________________________________________________ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roger Hale Mgmt For For For 2 Elect Vada Manager Mgmt For For For 3 Elect George Schaefer, Mgmt For For For Jr. 4 Elect John Turner Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Robert Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Aaron Regent Mgmt For For For 1.12 Elect Nathaniel Mgmt For Withhold Against Rothschild 1.13 Elect Steven Shapiro Mgmt For For For 1.14 Elect John Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John McGillicuddy Mgmt For For For 2 Elect John O'Brien Mgmt For For For 3 Elect Lydia Thomas Mgmt For For For 4 Elect Mark Wrighton Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Calgon Carbon Corporation Ticker Security ID: Meeting Date Meeting Status CCC CUSIP 129603106 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Lyons Mgmt For For For 1.2 Elect William Newlin Mgmt For Withhold Against 1.3 Elect John Stanik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Furbacher Mgmt For Withhold Against 1.2 Elect John Johnson Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Cliffs Natural Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Carrabba Mgmt For For For 2 Elect Susan Cunningham Mgmt For Against Against 3 Elect Barry Eldridge Mgmt For For For 4 Elect Andres Gluski Mgmt For For For 5 Elect Susan Green Mgmt For For For 6 Elect Janice Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis McAllister Mgmt For For For 9 Elect Richard Riederer Mgmt For For For 10 Elect Richard Ross Mgmt For For For 11 Amendment to Mgmt For Against Against Regulations to allow the Board to Amend the Regulations without Shareholder Approval 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Incentive Equity Mgmt For For For Plan 14 2012 Executive Mgmt For For For Management Performance Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect John Hess Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect Paul Polman Mgmt For For For 8 Elect Dennis Reilley Mgmt For For For 9 Elect James Ringler Mgmt For For For 10 Elect Ruth Shaw Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Stock Incentive Mgmt For For For Plan 14 2012 Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ E.I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect Eleuthere Du Pont Mgmt For For For 8 Elect Marillyn Hewson Mgmt For For For 9 Elect Lois Juliber Mgmt For For For 10 Elect Ellen Kullman Mgmt For For For 11 Elect Lee Thomas Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Executive Compensation ________________________________________________________________________________ Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie Biller Mgmt For For For 2 Elect Jerry Grundhofer Mgmt For For For 3 Elect Michael Larson Mgmt For For For 4 Elect Victoria Reich Mgmt For For For 5 Elect John Zillmer Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Mgmt For For For Supermajority Requirement 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 10 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pill ________________________________________________________________________________ Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 11/30/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eduardo Cordeiro Mgmt For For For 2 Elect G. Peter D'Aloia Mgmt For For For 3 Elect C. Scott Greer Mgmt For For For 4 Elect Paul Norris Mgmt For For For 5 Elect William Powell Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Increase of Authorized Mgmt For For For Common Stock 9 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Freeport-McMoran Copper & Gold Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Mgmt For Withhold Against Jr. 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Mgmt For For For Jr. 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 04/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For For For 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Blanca Trevino de Mgmt For For For Vega 1.11 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Mgmt For For For Restricted Share Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal Mgmt Against Against For Regarding Human Rights ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect John Huxley Mgmt For For For 1.5 Elect Kenneth Irving Mgmt For For For 1.6 Elect John Keyes Mgmt For For For 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect George Michals Mgmt For For For 1.9 Elect John Oliver Mgmt For For For 1.10 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Renewal of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janine Fields Mgmt For For For 2 Elect Hugh Grant Mgmt For For For 3 Elect C. Steven McMillan Mgmt For Against Against 4 Elect Robert Stevens Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Amendment to the 2005 Mgmt For Against Against Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms ________________________________________________________________________________ Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nancy Cooper Mgmt For For For 1.2 Elect James Popowich Mgmt For For For 1.3 Elect James Prokopanko Mgmt For For For 1.4 Elect Steven Seibert Mgmt For For For 2 Elimination of Dual Mgmt For For For Class Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce Brook Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Jane Nelson Mgmt For For For 8 Elect Richard O'Brien Mgmt For For For 9 Elect John Prescott Mgmt For For For 10 Elect Donald Roth Mgmt For For For 11 Elect Simon Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald Baliles Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Wesley Bush Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect Karen Horn Mgmt For Against Against 7 Elect Steven Leer Mgmt For For For 8 Elect Michael Lockhart Mgmt For For For 9 Elect Charles Moorman, Mgmt For For For IV 10 Elect J. Paul Reason Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton Daley, Jr. Mgmt For For For 1.2 Elect John Ferriola Mgmt For For For 1.3 Elect Harvey Gantt Mgmt For For For 1.4 Elect Bernard Kasriel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L 05/17/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect Donald Chynoweth Mgmt For For For 1.3 Elect Daniel Clauw Mgmt For For For 1.4 Elect William Doyle Mgmt For For For 1.5 Elect John Estey Mgmt For For For 1.6 Elect Gerald Grandey Mgmt For For For 1.7 Elect Charles Hoffman Mgmt For For For 1.8 Elect Dallas Howe Mgmt For For For 1.9 Elect Alice Laberge Mgmt For For For 1.10 Elect Keith Martell Mgmt For For For 1.11 Elect Jeffrey McCaig Mgmt For For For 1.12 Elect Mary Mogford Mgmt For For For 1.13 Elect Elena Viyella de Mgmt For Withhold Against Paliza 2 Appointment of Auditor Mgmt For For For 3 Performance Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Bunch Mgmt For For For 1.2 Elect Robert Ripp Mgmt For For For 1.3 Elect Thomas Usher Mgmt For For For 1.4 Elect David Whitwam Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Repeal of Classified Mgmt For For For Board 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Bret Clayton Mgmt For For For 1.4 Elect Nance Dicciani Mgmt For For For 1.5 Elect Edward Galante Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Ira Hall Mgmt For For For 1.8 Elect Raymond LeBoeuf Mgmt For For For 1.9 Elect Larry McVay Mgmt For For For 1.10 Elect Wayne Smith Mgmt For For For 1.11 Elect Robert Wood Mgmt For For For 2 Right to Call a Special Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey III Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Hake Mgmt For For For 1.2 Elect Terrell Crews Mgmt For For For 1.3 Elect Timothy Bernlohr Mgmt For For For 1.4 Elect James Rubright Mgmt For For For 1.5 Elect Bettina Whyte Mgmt For For For 1.6 Elect James Young Mgmt For For For 2 Amendment to the Mgmt For For For Omnibus Stock Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RPM International Inc. Ticker Security ID: Meeting Date Meeting Status RPM CUSIP 749685103 10/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick Nance Mgmt For Withhold Against 1.2 Elect Charles Ratner Mgmt For Withhold Against 1.3 Elect William Summers, Mgmt For Withhold Against Jr. 1.4 Elect Jerry Thornton Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Mgmt For For For Dunphy 6 Elect William Hickey Mgmt For For For 7 Elect Jacqueline Mgmt For For For Kosecoff 8 Elect Kenneth Manning Mgmt For Against Against 9 Elect William Marino Mgmt For For For 10 Elect Richard Wambold Mgmt For For For 11 Elect Jerry Whitaker Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sonoco Products Company Ticker Security ID: Meeting Date Meeting Status SON CUSIP 835495102 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela Davies Mgmt For For For 1.2 Elect Harris DeLoach, Mgmt For For For Jr. 1.3 Elect Edgar Lawton, III Mgmt For For For 1.4 Elect John Linville Mgmt For For For 1.5 Elect John Haley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2012 Long-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect German Larrea Mgmt For For For Mota-Velasco 1.2 Elect Oscar Gonzalez Mgmt For Withhold Against Rocha 1.3 Elect Emilio Carrillo Mgmt For For For Gamboa 1.4 Elect Alfredo Casar Mgmt For For For Perez 1.5 Elect Luis Castelazo Mgmt For For For Morales 1.6 Elect Enrique Castillo Mgmt For For For Sanchez Mejorada 1.7 Elect Alberto de la Mgmt For For For Parra Zavala 1.8 Elect Xavier Garcia de Mgmt For Withhold Against Quevedo Topete 1.9 Elect Genaro Larrea Mgmt For For For Mota-Velasco 1.10 Elect Daniel Muniz Mgmt For For For Quintanilla 1.11 Elect Luis Miguel Mgmt For For For Palomino Bonilla 1.12 Elect Gilberto Mgmt For Withhold Against Perezalonso Cifuentes 1.13 Elect Juan Rebolledo Mgmt For For For Gout 1.14 Elect Carlos Ruiz Mgmt For For For Sacristan 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Millett Mgmt For For For 1.2 Elect Richard Teets, Jr. Mgmt For For For 1.3 Elect John Bates Mgmt For Withhold Against 1.4 Elect Keith Busse Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Gabriel Shaheen Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E105 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 3 Election of Supervisory Mgmt N/A For N/A Council Members 4 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Allen Mgmt For For For 1.2 Elect John Bode Mgmt For For For 1.3 Elect Jeffrey Curler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For Item 15: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Risk-Managed Equity Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Michael Eskew Mgmt For For For 4 Elect W. James Farrell Mgmt For For For 5 Elect Herbert Henkel Mgmt For For For 6 Elect Edward Liddy Mgmt For For For 7 Elect Robert Morrison Mgmt For For For 8 Elect Aulana Peters Mgmt For Against Against 9 Elect Inge Thulin Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For General Employees Stock Purchase Plan 14 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect Sally Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For Withhold Against 1.7 Elect Phebe Novakovic Mgmt For For For 1.8 Elect William Osborn Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect Glenn Tilton Mgmt For For For 1.11 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 7 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Gross-Up Payments 8 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 9 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change of Control ________________________________________________________________________________ Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Green Mgmt For For For 4 Elect Nobuyuki Idei Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Repeal of Classified Mgmt For For For Board 9 Authorization to Hold Mgmt For For For the 2013 Annual Meeting Outside of Ireland 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 001204106 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Norman Bobins Mgmt For For For 1.4 Elect Charles Crisp Mgmt For For For 1.5 Elect Brenda Gaines Mgmt For Withhold Against 1.6 Elect Arthur Johnson Mgmt For For For 1.7 Elect Wyck Knox, Jr. Mgmt For For For 1.8 Elect Dennis Love Mgmt For For For 1.9 Elect Charles McTier Mgmt For For For 1.10 Elect Dean O'Hare Mgmt For For For 1.11 Elect Armando Olivera Mgmt For Withhold Against 1.12 Elect John Rau Mgmt For For For 1.13 Elect James Rubright Mgmt For For For 1.14 Elect John Somerhalder Mgmt For For For II 1.15 Elect Bettina Whyte Mgmt For For For 1.16 Elect Henry Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mario Baeza Mgmt For For For 2 Elect Susan Carter Mgmt For For For 3 Elect John McGlade Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For Against Against 3 Elect Martin Barrington Mgmt For For For 4 Elect John Casteen III Mgmt For Against Against 5 Elect Dinyar Devitre Mgmt For For For 6 Elect Thomas Farrell II Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn McQuade Mgmt For For For 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Collis Mgmt For For For 2 Elect Richard Gozon Mgmt For For For 3 Elect Kathleen Hyle Mgmt For For For 4 Elect Michael Long Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Vance Coffman Mgmt For For For 6 Elect Rebecca Henderson Mgmt For For For 7 Elect Frank Herringer Mgmt For Against Against 8 Elect Tyler Jacks Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For Against Against 12 Elect Leonard Schaeffer Mgmt For Against Against 13 Elect Kevin Sharer Mgmt For For For 14 Elect Ronald Sugar Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Authorize Shareholder Mgmt For For For Action by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding CEO to Serve on a Maximum of One Other Board ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Timothy Cook Mgmt For For For 1.3 Elect Millard Drexler Mgmt For Withhold Against 1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against 1.5 Elect Robert Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur Levinson Mgmt For Withhold Against 1.8 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Conflict of Interest Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Terrell Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Antonio Maciel Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition of Political Contributions 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainable Palm Oil ________________________________________________________________________________ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Enrique Salem Mgmt For For For 1.10 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Crowley Mgmt For For For 2 Elect Sue Gove Mgmt For For For 3 Elect Earl Graves, Jr. Mgmt For For For 4 Elect Robert Grusky Mgmt For For For 5 Elect J.R. Hyde III Mgmt For For For 6 Elect W. Andrew McKenna Mgmt For For For 7 Elect George Mrkonic Mgmt For For For 8 Elect Luis Nieto Mgmt For For For 9 Elect William Rhodes III Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Mgmt For For For Jr. 1.3 Elect Martin Craighead Mgmt For For For 1.4 Elect Chad Deaton Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For Withhold Against 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect James Stewart Mgmt For For For 1.12 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ruth Bruch Mgmt For Against Against 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For Against Against 5 Elect Richard Kogan Mgmt For Against Against 6 Elect Michael Kowalski Mgmt For For For 7 Elect John Luke, Jr. Mgmt For For For 8 Elect Mark Nordenberg Mgmt For For For 9 Elect Catherine Rein Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Samuel Scott III Mgmt For Against Against 12 Elect Wesley von Schack Mgmt For Against Against 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Robert Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Aaron Regent Mgmt For For For 1.12 Elect Nathaniel Mgmt For Withhold Against Rothschild 1.13 Elect Steven Shapiro Mgmt For For For 1.14 Elect John Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Allison IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Mgmt For For For Jr. 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect J. Littleton Mgmt For Withhold Against Glover, Jr. 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect Nido Qubein Mgmt For Withhold Against 1.12 Elect Thomas Skains Mgmt For For For 1.13 Elect Thomas Thompson Mgmt For For For 1.14 Elect Edwin Welch Ph.D. Mgmt For For For 1.15 Elect Stephen Williams Mgmt For Withhold Against 2 2012 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Kathy Higgins Mgmt For For For Victor 1.3 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect David King Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Long-Term Mgmt For For For Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Jon Huntsman, Jr. Mgmt For For For 1.8 Elect Peter Magowan Mgmt For For For 1.9 Elect Dennis Muilenburg Mgmt For For For 1.10 Elect Douglas Oberhelman Mgmt For For For 1.11 Elect William Osborn Mgmt For For For 1.12 Elect Charles Powell Mgmt For For For 1.13 Elect Edward Rust, Jr. Mgmt For For For 1.14 Elect Susan Schwab Mgmt For For For 1.15 Elect Joshua Smith Mgmt For For For 1.16 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Right to Call a Special Mgmt For For For Meeting 5 Amendment to Advance Mgmt For Against Against Notice Requirement 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 8 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Human Rights Policies 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Chuck Hagel Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George Kirkland Mgmt For For For 6 Elect Charles Moorman, Mgmt For For For IV 7 Elect Kevin Sharer Mgmt For For For 8 Elect John Stumpf Mgmt For For For 9 Elect Ronald Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Exclusive Forum Provisions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 18 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ CHINA PETROLEUM & CHEMICAL CORPORATION Ticker Security ID: Meeting Date Meeting Status 0386 CUSIP 16941R108 10/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Domestic Mgmt For For For Corporate Bonds 2 Issuance of Convertible Mgmt For For For Corporate Bonds 3 Type of Securities to Mgmt For For For be Issued 4 Issuance Size Mgmt For For For 5 Nominal Value and Issue Mgmt For For For Price 6 Term Mgmt For For For 7 Interest Rate Mgmt For For For 8 Method and Timing of Mgmt For For For Interest Payment 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of Conversion Price 11 Downward Adjustment to Mgmt For For For Conversion Price 12 Conversion Method of Mgmt For For For Fractional Share 13 Redemption Terms Mgmt For For For 14 Terms of Sale Back Mgmt For For For 15 Dividend Rights of the Mgmt For For For Year of Conversion 16 Issuance Method and Mgmt For For For Target Subscribers 17 Subscription Arrangement Mgmt For For For 18 Convertible Bonds Mgmt For For For Holders Meetings 19 Use of Proceeds Mgmt For For For 20 Guarantee Mgmt For For For 21 Validity Period Mgmt For For For 22 Authority to Issue Mgmt For For For Convertible Bonds 23 Feasibility Analysis Mgmt For For For Report on the Use of Proceeds 24 Use of Proceeds from Mgmt For For For Last Issuance of Securities ________________________________________________________________________________ CME Group Inc. Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Chookaszian Mgmt For Withhold Against 1.2 Elect Larry Gerdes Mgmt For Withhold Against 1.3 Elect Daniel Glickman Mgmt For For For 1.4 Elect James Oliff Mgmt For For For 1.5 Elect Edemir Pinto Mgmt For For For 1.6 Elect Alex Pollock Mgmt For Withhold Against 1.7 Elect William Shepard Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board and Amendments Related to the Expiration of the Rights Plan and Director Removal 5 Amendment to the Mgmt For For For Omnibus Stock Plan 6 Amendment to the Mgmt For For For Employee Stock Purchase Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francisco D'Souza Mgmt For For For 2 Elect John Fox, Jr. Mgmt For For For 3 Elect Thomas Wendel Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Right to Call a Special Mgmt For For For Meeting 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Mgmt For For For Jr. 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Ryan Lance Mgmt For For For 7 Elect Mohd Hassan Mgmt For For For Marican 8 Elect Harold McGraw III Mgmt For Against Against 9 Elect James Mulva Mgmt For For For 10 Elect Robert Niblock Mgmt For For For 11 Elect Harald Norvik Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Elect Victoria Tschinkel Mgmt For For For 14 Elect Kathryn Turner Mgmt For Against Against 15 Elect William Wade, Jr. Mgmt For Against Against 16 Ratification of Auditor Mgmt For Against Against 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Louisiana Wetlands 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 22 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ivor Evans Mgmt For Against Against 2 Elect Kirk Hachigian Mgmt For For For 3 Elect Lawrence Kingsley Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Authority of Mgmt For For For Subsidiaries to Repurchase Shares 8 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ Corn Products International, Inc. Ticker Security ID: Meeting Date Meeting Status CPO CUSIP 219023108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Luis Mgmt For Withhold Against Aranguren-Trellez 1.3 Elect Paul Hanrahan Mgmt For For For 1.4 Elect Wayne Hewett Mgmt For For For 1.5 Elect Gregory Kenny Mgmt For For For 1.6 Elect James Ringler Mgmt For For For 2 Company Name Change Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mortimer Caplin Mgmt For For For 2 Elect Donald Ehrlich Mgmt For For For 3 Elect Linda Hefner Mgmt For For For 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter Lohr, Jr. Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Increase of Authorized Mgmt For For For Common Stock 8 Re-approve the Material Mgmt For For For Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Charles Holliday, Mgmt For For For Jr. 4 Elect Dipak Jain Mgmt For For For 5 Elect Clayton Jones Mgmt For For For 6 Elect Joachim Milberg Mgmt For For For 7 Elect Richard Myers Mgmt For For For 8 Elect Thomas Patrick Mgmt For For For 9 Elect Sherry Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Employee Director Mgmt For For For Stock Ownership Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 2012 Equity and Cash Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ E.I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect Eleuthere Du Pont Mgmt For For For 8 Elect Marillyn Hewson Mgmt For For For 9 Elect Lois Juliber Mgmt For For For 10 Elect Ellen Kullman Mgmt For For For 11 Elect Lee Thomas Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Executive Compensation ________________________________________________________________________________ Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect William DeLaney Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Myrtle Potter Mgmt For For For 11 Elect William Roper Mgmt For For For 12 Elect Samuel Skinner Mgmt For For For 13 Elect Seymour Sternberg Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Express Scripts, Inc. Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 302182100 12/21/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Henrietta Fore Mgmt For For For 1.6 Elect Kenneth Frazier Mgmt For For For 1.7 Elect William George Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation Anti-Bias Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 9 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Paul Donahue Mgmt For For For 1.3 Elect Jean Douville Mgmt For For For 1.4 Elect Thomas Gallagher Mgmt For For For 1.5 Elect George Guynn Mgmt For For For 1.6 Elect John Holder Mgmt For For For 1.7 Elect John Johns Mgmt For Withhold Against 1.8 Elect Michael Johns Mgmt For For For 1.9 Elect J. Hicks Lanier Mgmt For For For 1.10 Elect Robert Mgmt For For For Loudermilk, Jr. 1.11 Elect Wendy Needham Mgmt For For For 1.12 Elect Jerry Nix Mgmt For Withhold Against 1.13 Elect Gary Rollins Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect Diane Greene Mgmt For For For 1.6 Elect John Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Establish Class C Mgmt For Against Against Capital Stock 4 Increase in Authorized Mgmt For Against Against Shares of Class A Common Stock 5 Adopt Article Mgmt For Against Against Amendments to Ensure the Fair Treatment of Class A Common Stock 6 2012 Stock Plan Mgmt For Against Against 7 2012 Incentive Mgmt For Against Against Compensation Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 9 Shareholder Proposal ShrHoldr Against Against For Regarding Arbitration 10 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect S. Malcolm Gillis Mgmt For Against Against 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Robillard, Mgmt For For For Jr. 1.2 Elect Francis Rooney Mgmt For For For 1.3 Elect Edward Rust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Authority to Remove Mgmt For For For Directors With or Without Cause ________________________________________________________________________________ Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.A CUSIP 443510201 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lynn Good Mgmt For For For 1.2 Elect Anthony Guzzi Mgmt For For For 1.3 Elect Neal Keating Mgmt For For For 1.4 Elect John Malloy Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect Timothy Powers Mgmt For For For 1.7 Elect G. Jackson Mgmt For For For Ratcliffe 1.8 Elect Carlos Rodriguez Mgmt For For For 1.9 Elect John Russell Mgmt For For For 1.10 Elect Richard Swift Mgmt For For For 1.11 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy Bryant Mgmt For For For 3 Elect Susan Decker Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Elect Reed Hundt Mgmt For For For 6 Elect Paul Otellini Mgmt For For For 7 Elect James Plummer Mgmt For For For 8 Elect David Pottruck Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For Against Against 5 Elect David Farr Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect James Owens Mgmt For For For 10 Elect Samuel Palmisano Mgmt For For For 11 Elect Virginia Rometty Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Hector Mgmt For Against Against Zambrano Trevino 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Mark Vergnano Mgmt For For For 1.3 Elect Richard Goodman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Jos. A. Bank Clothiers, Inc. Ticker Security ID: Meeting Date Meeting Status JOSB CUSIP 480838101 06/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Giordano Mgmt For For For 2 Elect William Herron Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOY CUSIP 481165108 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Gremp Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Amendment to the 2007 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bell Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Stephen Burke Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy Flynn Mgmt For For For 8 Elect Ellen Futter Mgmt For Against Against 9 Elect Laban Jackson, Jr. Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mortgage Loan Servicing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Fabian Garcia Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Nancy Karch Mgmt For For For 10 Elect Ian Read Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Marc Shapiro Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For For For 4 Elect N. Anthony Coles, Mgmt For For For Jr. 5 Elect Wendy Lane Mgmt For For For 6 Elect Thomas Mac Mahon Mgmt For For For 7 Elect Robert Mgmt For For For Mittelstaedt, Jr. 8 Elect Arthur Rubenstein Mgmt For For For 9 Elect M. Keith Weikel Mgmt For For For 10 Elect R. Sanders Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2012 Omnibus Incentive Mgmt For For For Plan 13 Amendment to the 1997 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lincare Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LNCR CUSIP 532791100 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For Withhold Against 1.4 Elect Angela Bryant Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect William Miller III Mgmt For For For 1.7 Elect Ellen Zane Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Richard Dreiling Mgmt For For For 1.6 Elect Dawn Hudson Mgmt For For For 1.7 Elect Robert Johnson Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For Withhold Against 1.9 Elect Richard Lochridge Mgmt For For For 1.10 Elect Robert Niblock Mgmt For For For 1.11 Elect Eric Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect C. Angela Bontempo Mgmt For For For 1.3 Elect Robert Brady Mgmt For Withhold Against 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark Czarnecki Mgmt For For For 1.6 Elect Gary Geisel Mgmt For For For 1.7 Elect Patrick Hodgson Mgmt For For For 1.8 Elect Richard King Mgmt For Withhold Against 1.9 Elect Jorge Pereira Mgmt For For For 1.10 Elect Michael Pinto Mgmt For For For 1.11 Elect Melinda Rich Mgmt For For For 1.12 Elect Robert Sadler, Jr. Mgmt For For For 1.13 Elect Herbert Washington Mgmt For For For 1.14 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Eckert Mgmt For For For 2 Elect Enrique Mgmt For For For Hernandez, Jr. 3 Elect Jeanne Jackson Mgmt For For For 4 Elect Andrew McKenna Mgmt For For For 5 Elect Donald Thompson Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 2012 Omnibus Stock Mgmt For For For Ownership Plan 8 Declassification of the Mgmt For For For Board of Directors 9 Right to Call Special Mgmt For For For Meetings 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Childhood Obesity ________________________________________________________________________________ Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For Withhold Against 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect Omar Ishrak Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For Withhold Against 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect C. Robert Kidder Mgmt For For For 6 Elect Klaus Kleinfield Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Hutham Olayan Mgmt For For For 9 Elect James Owens Mgmt For For For 10 Elect O. Griffith Sexton Mgmt For For For 11 Elect Ryosuke Tamakoshi Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Mgmt For For For Equity Incentive Compensation Plan 16 Amendment to the Mgmt For For For Directors' Equity Capital Accumulation Plan 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank Blue Mgmt For For For 2 Elect Steven Cosse Mgmt For For For 3 Elect Claiborne Deming Mgmt For For For 4 Elect Robert Hermes Mgmt For For For 5 Elect James Kelley Mgmt For For For 6 Elect Walentin Mirosh Mgmt For For For 7 Elect R. Madison Murphy Mgmt For For For 8 Elect Neal Schmale Mgmt For For For 9 Elect David Smith Mgmt For For For 10 Elect Caroline Theus Mgmt For For For 11 Elect David Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Long-Term Mgmt For For For incentive Plan 14 2012 Annual Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill Miller, Mgmt For For For Jr. 2 Elect Greg Armstrong Mgmt For For For 3 Elect David Harrison Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Aziz Syriani Mgmt For For For 11 Elect Rosemary Tomich Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Kalpana Morparia Mgmt For For For 9 Elect Lucio Noto Mgmt For For For 10 Elect Robert Polet Mgmt For For For 11 Elect Carlos Slim Helu Mgmt For For For 12 Elect Stephen Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2012 Performance Mgmt For For For Incentive Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Ethics Committee ________________________________________________________________________________ PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Bunch Mgmt For For For 1.2 Elect Robert Ripp Mgmt For For For 1.3 Elect Thomas Usher Mgmt For For For 1.4 Elect David Whitwam Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Repeal of Classified Mgmt For For For Board 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect Raja Rajamannar Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect William Spence Mgmt For For For 1.10 Elect Natica von Althann Mgmt For For For 1.11 Elect Keith Williamson Mgmt For For For 2 2012 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Bret Clayton Mgmt For For For 1.4 Elect Nance Dicciani Mgmt For For For 1.5 Elect Edward Galante Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Ira Hall Mgmt For For For 1.8 Elect Raymond LeBoeuf Mgmt For For For 1.9 Elect Larry McVay Mgmt For For For 1.10 Elect Wayne Smith Mgmt For For For 1.11 Elect Robert Wood Mgmt For For For 2 Right to Call a Special Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Baltimore Mgmt For For For Jr. 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Mgmt For For For Hund-Mejean 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Elimination of Mgmt For For For Supermajority Requirement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Paul Jacobs Mgmt For For For 1.7 Elect Robert Kahn Mgmt For For For 1.8 Elect Sherry Lansing Mgmt For For For 1.9 Elect Duane Nelles Mgmt For For For 1.10 Elect Francisco Ros Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Plurality Voting Standard for Election of Directors ________________________________________________________________________________ Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Hake Mgmt For For For 1.2 Elect Terrell Crews Mgmt For For For 1.3 Elect Timothy Bernlohr Mgmt For For For 1.4 Elect James Rubright Mgmt For For For 1.5 Elect Bettina Whyte Mgmt For For For 1.6 Elect James Young Mgmt For For For 2 Amendment to the Mgmt For For For Omnibus Stock Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Boeckmann Mgmt For Against Against 2 Elect James Brocksmith, Mgmt For For For Jr. 3 Elect Donald Felsinger Mgmt For For For 4 Elect Wilford Godbold, Mgmt For For For Jr. 5 Elect William Jones Mgmt For For For 6 Elect William Ouchi Mgmt For Against Against 7 Elect Debra Reed Mgmt For For For 8 Elect Carlos Ruiz Mgmt For For For Sacristan 9 Elect William Rusnack Mgmt For Against Against 10 Elect William Rutledge Mgmt For Against Against 11 Elect Lynn Schenk Mgmt For For For 12 Elect Luis Tellez Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For Against Against 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Short Mgmt For For For Term Incentive Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending ________________________________________________________________________________ Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For For For 4 Elect Pamela Patsley Mgmt For For For 5 Elect Robert Sanchez Mgmt For For For 6 Elect Wayne Sanders Mgmt For For For 7 Elect Ruth Simmons Mgmt For For For 8 Elect Richard Templeton Mgmt For For For 9 Elect Christine Whitman Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For Against Against 8 Elect Lakshmi Mittal Mgmt For For For 9 Elect James Schiro Mgmt For For For 10 Elect Debra Spar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Susan Mgmt For For For Desmond-Hellmann 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James Mgmt For For For McNerney, Jr. 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Margaret Whitman Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Technical Amendments Mgmt For For For Regarding Preferred Stock 16 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 18 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditure ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Baranco Mgmt For For For 2 Elect Jon Boscia Mgmt For For For 3 Elect Henry Clark III Mgmt For For For 4 Elect Thomas Fanning Mgmt For For For 5 Elect H. William Mgmt For For For Habermeyer, Jr. 6 Elect Veronica Hagen Mgmt For For For 7 Elect Warren Hood, Jr. Mgmt For For For 8 Elect Donald James Mgmt For Against Against 9 Elect Dale Klein Mgmt For For For 10 Elect William Smith, Jr. Mgmt For For For 11 Elect Steven Specker Mgmt For For For 12 Elect Larry Thompson Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Coal Combustion Waste 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Alan Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of Material Mgmt For For For Terms of Executive Officer Performance Goals Under Cash Incentive Plans 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect John Chen Mgmt For Against Against 3 Elect Judith Estrin Mgmt For For For 4 Elect Robert Iger Mgmt For For For 5 Elect Fred Langhammer Mgmt For Against Against 6 Elect Aylwin Lewis Mgmt For Against Against 7 Elect Monica Lozano Mgmt For For For 8 Elect Robert Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2011 Mgmt For Against Against Stock Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Torchmark Corporation Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Boren Mgmt For For For 2 Elect M. Jane Buchan Mgmt For For For 3 Elect Robert Ingram Mgmt For For For 4 Elect Mark McAndrew Mgmt For For For 5 Elect Sam Perry Mgmt For For For 6 Elect Lamar Smith Mgmt For For For 7 Elect Paul Zucconi Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine Bertini Mgmt For For For 2 Elect Susan Cameron Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect E. V. Goings Mgmt For For For 5 Elect Joe Lee Mgmt For For For 6 Elect Angel Martinez Mgmt For For For 7 Elect Antonio Monteiro Mgmt For For For de Castro 8 Elect Robert Murray Mgmt For For For 9 Elect David Parker Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect M. Anne Szostak Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Mgmt For For For Gluckman 4 Elect Arthur Collins, Mgmt For Against Against Jr. 5 Elect Richard Davis Mgmt For For For 6 Elect Roland Hernandez Mgmt For For For 7 Elect Joel Johnson Mgmt For For For 8 Elect Olivia Kirtley Mgmt For For For 9 Elect Jerry Levin Mgmt For For For 10 Elect David O'Maley Mgmt For For For 11 Elect O'Dell Owens Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Elect Doreen Woo Ho Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 1.10 Elect Frank Hermance Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Mgmt For For For Hope 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Mgmt For For For Garnier 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Harold McGraw III Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Whitman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Jerry Choate Mgmt For Against Against 3 Elect Ruben Escobedo Mgmt For Against Against 4 Elect William Klesse Mgmt For For For 5 Elect Bob Marbut Mgmt For Against Against 6 Elect Donald Nickles Mgmt For Against Against 7 Elect Phillip Pfeiffer Mgmt For For For 8 Elect Robert Profusek Mgmt For Against Against 9 Elect Susan Purcell Mgmt For For For 10 Elect Stephen Waters Mgmt For For For 11 Elect Randall Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For Against Against Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report ________________________________________________________________________________ Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Allen Mgmt For For For 1.2 Elect John Bode Mgmt For For For 1.3 Elect Jeffrey Curler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P105 02/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Guertin Mgmt For For For 1.2 Elect David Illingworth Mgmt For For For 1.3 Elect Ruediger Mgmt For For For Naumann-Etienne 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Omnibus Stock Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida Alvarez Mgmt For Against Against 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For Against Against 4 Elect James Cash, Jr. Mgmt For Against Against 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For Against Against 8 Elect Marissa Mayer Mgmt For For For 9 Elect Gregory Penner Mgmt For For For 10 Elect Steven Reinemund Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For Against Against 12 Elect Arne Sorenson Mgmt For Against Against 13 Elect Jim Walton Mgmt For For For 14 Elect S. Robson Walton Mgmt For For For 15 Elect Christopher Mgmt For Against Against Williams 16 Elect Linda Wolf Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Director Qualifications 21 Shareholder Proposal ShrHoldr Against Against For Regarding an Incentive Compensation Report ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect Elaine Chao Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Lloyd Dean Mgmt For For For 5 Elect Susan Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald James Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Federico Pena Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect John Stumpf Mgmt For For For 15 Elect Susan Swenson Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting in Contested Elections 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ________________________________________________________________________________ Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gail Boudreaux Mgmt For For For 2 Elect Fredric Corrigan Mgmt For For For 3 Elect Richard Davis Mgmt For For For 4 Elect Benjamin Fowke III Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Mgmt For For For Policinski 7 Elect A. Patricia Mgmt For For For Sampson 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Mgmt For For For Cumulative Voting 14 Amendments to Articles Mgmt For For For of Incorporation Regarding Terms of Preferred Stock 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman Item 16: Proxy Voting Record Registrant: ICON Funds Fund Name: ICON Utilities Fund Report Period: 07/01/2011 - 06/30/2012 ________________________________________________________________________________ AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 001204106 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Norman Bobins Mgmt For For For 1.4 Elect Charles Crisp Mgmt For For For 1.5 Elect Brenda Gaines Mgmt For Withhold Against 1.6 Elect Arthur Johnson Mgmt For For For 1.7 Elect Wyck Knox, Jr. Mgmt For For For 1.8 Elect Dennis Love Mgmt For For For 1.9 Elect Charles McTier Mgmt For For For 1.10 Elect Dean O'Hare Mgmt For For For 1.11 Elect Armando Olivera Mgmt For Withhold Against 1.12 Elect John Rau Mgmt For For For 1.13 Elect James Rubright Mgmt For For For 1.14 Elect John Somerhalder Mgmt For For For II 1.15 Elect Bettina Whyte Mgmt For For For 1.16 Elect Henry Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Brekken Mgmt For For For 2 Elect Kathryn Dindo Mgmt For For For 3 Elect Heidi Eddins Mgmt For For For 4 Elect Sidney Emery, Jr. Mgmt For For For 5 Elect James Haines, Jr. Mgmt For For For 6 Elect Alan Hodnik Mgmt For For For 7 Elect James Hoolihan Mgmt For For For 8 Elect Madeleine Ludlow Mgmt For For For 9 Elect Douglas Neve Mgmt For For For 10 Elect Leonard Rodman Mgmt For For For 11 Elect Bruce Stender Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nicholas Atkins Mgmt For For For 2 Elect David Anderson Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Sara Tucker Mgmt For For For 12 Elect John Turner Mgmt For For For 13 Senior Officer Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Atmos Energy Corporation Ticker Security ID: Meeting Date Meeting Status ATO CUSIP 049560105 02/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kim Cocklin Mgmt For For For 2 Elect Richard Douglas Mgmt For For For 3 Elect Ruben Esquivel Mgmt For For For 4 Elect Richard Gordon Mgmt For For For 5 Elect Thomas Meredith Mgmt For For For 6 Elect Nancy Quinn Mgmt For For For 7 Elect Stephen Springer Mgmt For For For 8 Elect Richard Ware II Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dominion Resources Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect Helen Dragas Mgmt For For For 4 Elect Thomas Farrell II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Frank Royal Mgmt For For For 9 Elect Robert Spilman, Mgmt For For For Jr. 10 Elect David Wollard Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Establishment of 15% Renewable Energy Goal 14 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Policy Options 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Impact of Plant Closures 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mountaintop Removal Coal Mining 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Natural Gas 18 Shareholder Proposal ShrHoldr Against Against For Regarding Board Review of Nuclear Safety Policies ________________________________________________________________________________ DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerard Anderson Mgmt For For For 1.2 Elect Charles McClure, Mgmt For For For Jr. 1.3 Elect Eugene Miller Mgmt For For For 1.4 Elect Charles Pryor, Jr. Mgmt For For For 1.5 Elect Ruth Shaw Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2006 Mgmt For Against Against Long-Term Incentive Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 264399 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Mgmt For For For Bernhardt, Sr. 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Certificate of Incorporation to Reduce the Supermajority Requirement 5 Shareholder Proposal ShrHoldr Against Against For Regarding Coal Risk 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C105 08/23/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For For For 2 Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Entergy Corporation Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For For For 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect Christopher Crane Mgmt For For For 3 Elect M. Walter Mgmt For For For D'Alessio 4 Elect Nicholas Mgmt For For For DeBenedictis 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 Elect Ann Berzin Mgmt For For For 18 Elect Yves de Balmann Mgmt For For For 19 Elect Robert Lawless Mgmt For For For 20 Elect Mayo Shattuck III Mgmt For For For 21 Ratification of Auditor Mgmt For For For 22 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 11/17/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Integrys Energy Group Inc. Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect William Brodsky Mgmt For For For 1.3 Elect Albert Budney, Jr. Mgmt For For For 1.4 Elect Pastora San Juan Mgmt For For For Cafferty 1.5 Elect Ellen Carnahan Mgmt For For For 1.6 Elect Michelle Collins Mgmt For For For 1.7 Elect Kathryn Mgmt For For For Hasselblad-Pascale 1.8 Elect John Higgins Mgmt For For For 1.9 Elect Paul Jones Mgmt For For For 1.10 Elect Holly Koeppel Mgmt For For For 1.11 Elect Michael Lavin Mgmt For For For 1.12 Elect William Protz, Jr. Mgmt For For For 1.13 Elect Charles Schrock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Laclede Group, Inc. Ticker Security ID: Meeting Date Meeting Status LG CUSIP 505597104 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnold Donald Mgmt For For For 1.2 Elect Anthony Leness Mgmt For For For 1.3 Elect William Nasser Mgmt For For For 1.4 Elect Suzanne Sitherwood Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ MDU Resources Group, Inc. Ticker Security ID: Meeting Date Meeting Status MDU CUSIP 552690109 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Everist Mgmt For For For 2 Elect Karen Fagg Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sherry Barrat Mgmt For For For 2 Elect Robert Beall II Mgmt For For For 3 Elect James Camaren Mgmt For For For 4 Elect Kenneth Dunn Mgmt For For For 5 Elect J. Brian Ferguson Mgmt For For For 6 Elect Lewis Hay, III Mgmt For For For 7 Elect Toni Jennings Mgmt For For For 8 Elect Oliver Kingsley, Mgmt For For For Jr. 9 Elect Rudy Schupp Mgmt For For For 10 Elect William Swanson Mgmt For For For 11 Elect Michael Thaman Mgmt For For For 12 Elect Hansel Tookes II Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Northwest Natural Gas Company Ticker Security ID: Meeting Date Meeting Status NWN CUSIP 667655104 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Boyle Mgmt For For For 1.2 Elect Mark Dodson Mgmt For For For 1.3 Elect George Puentes Mgmt For For For 2 Amendment to the Long Mgmt For For For Term Incentive Plan and Termination of the Restated Stock Option Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NorthWestern Corporation Ticker Security ID: Meeting Date Meeting Status NWE CUSIP 668074305 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Adik Mgmt For For For 1.2 Elect Dorothy Bradley Mgmt For For For 1.3 Elect E. Linn Draper, Mgmt For For For Jr. 1.4 Elect Dana Dykhouse Mgmt For For For 1.5 Elect Julia Johnson Mgmt For For For 1.6 Elect Philip Maslowe Mgmt For For For 1.7 Elect Denton Peoples Mgmt For For For 1.8 Elect Robert Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pepco Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Dunn, IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For For For 1.12 Elect Lester Silverman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Pepco Mgmt For For For Holdings, Inc. Long-Term Incentive Plan 5 Amendment to the Annual Mgmt For For For Executive Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Anthony Earley, Mgmt For For For Jr. 5 Elect Fred Fowler Mgmt For For For 6 Elect Maryellen Mgmt For Against Against Herringer 7 Elect Roger Kimmel Mgmt For For For 8 Elect Richard Meserve Mgmt For For For 9 Elect Forrest Miller Mgmt For For For 10 Elect Rosendo Parra Mgmt For For For 11 Elect Barbara Rambo Mgmt For For For 12 Elect Barry Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Removing Sexual Orientation from Anti-Bias Policy ________________________________________________________________________________ Piedmont Natural Gas Company, Inc. Ticker Security ID: Meeting Date Meeting Status PNY CUSIP 720186105 03/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect E. James Burton Mgmt For For For 1.2 Elect John Harris Mgmt For For For 1.3 Elect Aubrey Harwell, Mgmt For For For Jr. 1.4 Elect David Shi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles Mgmt For For For of Incorporation to Reduce Supermajority Voting Requirement 4 Amendment to Bylaws to Mgmt For For For Reduce Supermajority Voting Requirement 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect Raja Rajamannar Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect William Spence Mgmt For For For 1.10 Elect Natica von Althann Mgmt For For For 1.11 Elect Keith Williamson Mgmt For For For 2 2012 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Elect Susan Tomasky Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Bennett Mgmt For For For 1.2 Elect Lynne Miller Mgmt For For For 1.3 Elect James Roquemore Mgmt For For For 1.4 Elect Maceo Sloan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Boeckmann Mgmt For Against Against 2 Elect James Brocksmith, Mgmt For For For Jr. 3 Elect Donald Felsinger Mgmt For For For 4 Elect Wilford Godbold, Mgmt For For For Jr. 5 Elect William Jones Mgmt For For For 6 Elect William Ouchi Mgmt For Against Against 7 Elect Debra Reed Mgmt For For For 8 Elect Carlos Ruiz Mgmt For For For Sacristan 9 Elect William Rusnack Mgmt For Against Against 10 Elect William Rutledge Mgmt For Against Against 11 Elect Lynn Schenk Mgmt For For For 12 Elect Luis Tellez Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability ________________________________________________________________________________ TECO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect DuBose Ausley Mgmt For Against Against 2 Elect Evelyn Follit Mgmt For For For 3 Elect Sherrill Hudson Mgmt For For For 4 Elect Joseph Lacher Mgmt For For For 5 Elect Loretta Penn Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Repeal of Classified Mgmt For For For Board 9 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Sexual Orientation Anti-Bias Policy ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juanita Baranco Mgmt For For For 2 Elect Jon Boscia Mgmt For For For 3 Elect Henry Clark III Mgmt For For For 4 Elect Thomas Fanning Mgmt For For For 5 Elect H. William Mgmt For For For Habermeyer, Jr. 6 Elect Veronica Hagen Mgmt For For For 7 Elect Warren Hood, Jr. Mgmt For For For 8 Elect Donald James Mgmt For Against Against 9 Elect Dale Klein Mgmt For For For 10 Elect William Smith, Jr. Mgmt For For For 11 Elect Steven Specker Mgmt For For For 12 Elect Larry Thompson Mgmt For For For 13 Elect E. Jenner Wood III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Coal Combustion Waste 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 1.10 Elect Frank Hermance Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vectren Corporation Ticker Security ID: Meeting Date Meeting Status VVC CUSIP 92240G101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl Chapman Mgmt For For For 1.2 Elect James Mgmt For For For DeGraffenreidt, Jr. 1.3 Elect Niel Ellerbrook Mgmt For For For 1.4 Elect John Engelbrecht Mgmt For For For 1.5 Elect Anton George Mgmt For For For 1.6 Elect Martin Jischke Mgmt For For For 1.7 Elect Robert Jones Mgmt For For For 1.8 Elect J. Timothy Mgmt For For For McGinley 1.9 Elect R. Daniel Sadlier Mgmt For For For 1.10 Elect Michael Smith Mgmt For For For 1.11 Elect Jean Wojtowicz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ WGL Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status WGL CUSIP 92924F106 03/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect George Clancy, Jr. Mgmt For For For 1.3 Elect James Dyke, Jr. Mgmt For For For 1.4 Elect Melvyn Estrin Mgmt For For For 1.5 Elect Nancy Floyd Mgmt For For For 1.6 Elect James Lafond Mgmt For For For 1.7 Elect Debra Lee Mgmt For For For 1.8 Elect Terry McCallister Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Re-Approval of the Mgmt For For For Omnibus Incentive Compensation Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 SHP Regarding ShrHoldr Against For Against Cumulative Voting ________________________________________________________________________________ Wisconsin Energy Corporation Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Mary Ellen Stanek Mgmt For Withhold Against 2 Amend Articles to Adopt Mgmt For For For Majority Vote for Election of Directors 3 Amend Bylaws to Adopt Mgmt For For For Majority Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gail Boudreaux Mgmt For For For 2 Elect Fredric Corrigan Mgmt For For For 3 Elect Richard Davis Mgmt For For For 4 Elect Benjamin Fowke III Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Mgmt For For For Policinski 7 Elect A. Patricia Mgmt For For For Sampson 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Mgmt For For For Cumulative Voting 14 Amendments to Articles Mgmt For For For of Incorporation Regarding Terms of Preferred Stock 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman Item 17: Proxy Voting Record Registrant : ICON Funds Fund Name: ICON Bond Fund Reporting Period: 7/1/2011 - 6/30/2012 The fund did not vote proxies relating to portfolio securities during the period covered by this report. "Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized." Registrant: ICON Funds By: /s/ Craig T. Callahan -------------------------- Name: Craig T. Callahan Title: President & Chairman Date: August 30, 2012