0001209191-13-049958.txt : 20131031 0001209191-13-049958.hdr.sgml : 20131031 20131031151032 ACCESSION NUMBER: 0001209191-13-049958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National American University Holdings, Inc. CENTRAL INDEX KEY: 0001399855 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 830479936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 5301 S. HIGHWAY 16, SUITE 200 CITY: RAPID CITY STATE: SD ZIP: 57701 BUSINESS PHONE: (605) 721-5220 MAIL ADDRESS: STREET 1: 5301 S. HIGHWAY 16, SUITE 200 CITY: RAPID CITY STATE: SD ZIP: 57701 FORMER COMPANY: FORMER CONFORMED NAME: Camden Learning CORP DATE OF NAME CHANGE: 20070517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAGLER JASON CENTRAL INDEX KEY: 0001583196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182414 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Shane H. CENTRAL INDEX KEY: 0001565230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182416 MAIL ADDRESS: STREET 1: 500 E. PRATT STREET, SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND III-A LP CENTRAL INDEX KEY: 0001283498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182417 BUSINESS ADDRESS: STREET 1: 1 SOUTH ST STREET 2: SUITE 2150 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-895-3800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND III LP CENTRAL INDEX KEY: 0001283497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182418 BUSINESS ADDRESS: STREET 1: 1 SOUTH ST STREET 2: SUITE 2150 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-895-3800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Camden Partners Strategic III, LLC CENTRAL INDEX KEY: 0001317017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182419 BUSINESS ADDRESS: STREET 1: ONE SOUTH STREET STREET 2: SUITE 2150 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-895-3800 MAIL ADDRESS: STREET 1: ONE SOUTH STREET STREET 2: SUITE 2150 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Camden Learning, LLC CENTRAL INDEX KEY: 0001409600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182421 BUSINESS ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-878-6800 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNOCK DAVID L CENTRAL INDEX KEY: 0001025664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182423 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Camden Partners Strategic Manager, LLC CENTRAL INDEX KEY: 0001365552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182420 BUSINESS ADDRESS: STREET 1: 500 E. PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-878-6800 MAIL ADDRESS: STREET 1: 500 E. PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHERMAN JOSEPH T CENTRAL INDEX KEY: 0001583194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182415 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES DONALD W CENTRAL INDEX KEY: 0001211899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34751 FILM NUMBER: 131182422 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-29 0 0001399855 National American University Holdings, Inc. NAUH 0001025664 WARNOCK DAVID L 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 1 0 0 1 See Remarks 0001211899 HUGHES DONALD W 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001409600 Camden Learning, LLC 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001365552 Camden Partners Strategic Manager, LLC 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001317017 Camden Partners Strategic III, LLC 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001283497 CAMDEN PARTNERS STRATEGIC FUND III LP 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001283498 CAMDEN PARTNERS STRATEGIC FUND III-A LP 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001565230 Kim Shane H. 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001583194 SHERMAN JOSEPH T 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001583196 TAGLER JASON 500 EAST PRATT STREET SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks Common Stock 2013-10-29 4 A 0 5634 0.00 A 2207642 I See Footnote Shares of restricted common stock vest on October 29, 2014 (or such later date as the Issuer's trading window first opens) provided that Mr. David Warnock continues to serve as a director of the Issuer on such date. Shares vest immediately upon death or disability. These securities are owned directly by CLLLC. CPSM, CPS III, Fund III, Fund III-A and the Managing Members may be deemed indirect beneficial owners of the securities held directly by CLLLC as a result of their relationships described in the Remarks. CPSM, CPS III, Fund III, Fund III-A and each of the Managing Members disclaim beneficial ownership of the securities held directly by CLLLC, except to the extent of its or his pecuniary interest therein. This Form 4 is being filed jointly by Camden Learning, LLC ("CLLLC"), Camden Partners Strategic Manager, LLC ("CPSM"), Camden Partners Strategic III, LLC ("CPS III"), Camden Strategic Fund III, LP ("Fund III"), Camden Strategic Fund III-A, LP ("Fund III-A"), and Messrs. David L. Warnock, Donald W. Hughes, Christopher Kersey, Jason Tagler, Shane Kim and J. Todd Sherman (collectively,the "Managing Members" and together with CLLLC, CPSM, CPS III, Fund III, and Fund III-A, the "Reporting Persons"). The Managing Members are the managing members of CPSM, which is the managing member of CPS III. CPS III is the general partner of Fund III and Fund III-A. Fund III and Fund IIIA are members of CLLLC. Mr. Warnock is a director of the Issuer. /s/ J. Todd Sherman Attorney-in-Fact for David L. Warnock 2013-10-31 J. Todd Sherman, Attorney-in-Fact for Donald Hughes 2013-10-31 J. Todd Sherman, Attorney-in-Fact for David Warnock 2013-10-31 By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member 2013-10-31 By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member 2013-10-31 By Camden Partners Strategic Fund III, LP, By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member 2013-10-31 By Camden Partners Strategic Fund III-A, LP, By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member 2013-10-31 J. Todd Sherman, Attorney-in-Fact for Shane Kim 2013-10-31 J. Todd Sherman 2013-10-31 J. Todd Sherman, Attorney-in-Fact for Jason Tagler 2013-10-31