0001209191-13-049958.txt : 20131031
0001209191-13-049958.hdr.sgml : 20131031
20131031151032
ACCESSION NUMBER: 0001209191-13-049958
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131029
FILED AS OF DATE: 20131031
DATE AS OF CHANGE: 20131031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: National American University Holdings, Inc.
CENTRAL INDEX KEY: 0001399855
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 830479936
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 5301 S. HIGHWAY 16, SUITE 200
CITY: RAPID CITY
STATE: SD
ZIP: 57701
BUSINESS PHONE: (605) 721-5220
MAIL ADDRESS:
STREET 1: 5301 S. HIGHWAY 16, SUITE 200
CITY: RAPID CITY
STATE: SD
ZIP: 57701
FORMER COMPANY:
FORMER CONFORMED NAME: Camden Learning CORP
DATE OF NAME CHANGE: 20070517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAGLER JASON
CENTRAL INDEX KEY: 0001583196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182414
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Shane H.
CENTRAL INDEX KEY: 0001565230
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182416
MAIL ADDRESS:
STREET 1: 500 E. PRATT STREET, SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND III-A LP
CENTRAL INDEX KEY: 0001283498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182417
BUSINESS ADDRESS:
STREET 1: 1 SOUTH ST
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND III LP
CENTRAL INDEX KEY: 0001283497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182418
BUSINESS ADDRESS:
STREET 1: 1 SOUTH ST
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Camden Partners Strategic III, LLC
CENTRAL INDEX KEY: 0001317017
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182419
BUSINESS ADDRESS:
STREET 1: ONE SOUTH STREET
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
MAIL ADDRESS:
STREET 1: ONE SOUTH STREET
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Camden Learning, LLC
CENTRAL INDEX KEY: 0001409600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182421
BUSINESS ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-878-6800
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNOCK DAVID L
CENTRAL INDEX KEY: 0001025664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182423
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Camden Partners Strategic Manager, LLC
CENTRAL INDEX KEY: 0001365552
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182420
BUSINESS ADDRESS:
STREET 1: 500 E. PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-878-6800
MAIL ADDRESS:
STREET 1: 500 E. PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHERMAN JOSEPH T
CENTRAL INDEX KEY: 0001583194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182415
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHES DONALD W
CENTRAL INDEX KEY: 0001211899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34751
FILM NUMBER: 131182422
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-10-29
0
0001399855
National American University Holdings, Inc.
NAUH
0001025664
WARNOCK DAVID L
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
1
0
0
1
See Remarks
0001211899
HUGHES DONALD W
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001409600
Camden Learning, LLC
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001365552
Camden Partners Strategic Manager, LLC
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001317017
Camden Partners Strategic III, LLC
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001283497
CAMDEN PARTNERS STRATEGIC FUND III LP
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001283498
CAMDEN PARTNERS STRATEGIC FUND III-A LP
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001565230
Kim Shane H.
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001583194
SHERMAN JOSEPH T
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001583196
TAGLER JASON
500 EAST PRATT STREET
SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
Common Stock
2013-10-29
4
A
0
5634
0.00
A
2207642
I
See Footnote
Shares of restricted common stock vest on October 29, 2014 (or such later date as the Issuer's trading window first opens) provided that Mr. David Warnock continues to serve as a director of the Issuer on such date. Shares vest immediately upon death or disability.
These securities are owned directly by CLLLC. CPSM, CPS III, Fund III, Fund III-A and the Managing Members may be deemed indirect beneficial owners of the securities held directly by CLLLC as a result of their relationships described in the Remarks. CPSM, CPS III, Fund III, Fund III-A and each of the Managing Members disclaim beneficial ownership of the securities held directly by CLLLC, except to the extent of its or his pecuniary interest therein.
This Form 4 is being filed jointly by Camden Learning, LLC ("CLLLC"), Camden Partners Strategic Manager, LLC ("CPSM"), Camden Partners Strategic III, LLC ("CPS III"), Camden Strategic Fund III, LP ("Fund III"), Camden Strategic Fund III-A, LP ("Fund III-A"), and Messrs. David L. Warnock, Donald W. Hughes, Christopher Kersey, Jason Tagler, Shane Kim and J. Todd Sherman (collectively,the "Managing Members" and together with CLLLC, CPSM, CPS III, Fund III, and Fund III-A, the "Reporting Persons"). The Managing Members are the managing members of CPSM, which is the managing member of CPS III. CPS III is the general partner of Fund III and Fund III-A. Fund III and Fund IIIA are members of CLLLC. Mr. Warnock is a director of the Issuer.
/s/ J. Todd Sherman
Attorney-in-Fact for David L. Warnock
2013-10-31
J. Todd Sherman, Attorney-in-Fact for Donald Hughes
2013-10-31
J. Todd Sherman, Attorney-in-Fact for David Warnock
2013-10-31
By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2013-10-31
By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2013-10-31
By Camden Partners Strategic Fund III, LP, By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2013-10-31
By Camden Partners Strategic Fund III-A, LP, By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2013-10-31
J. Todd Sherman, Attorney-in-Fact for Shane Kim
2013-10-31
J. Todd Sherman
2013-10-31
J. Todd Sherman, Attorney-in-Fact for Jason Tagler
2013-10-31