FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TAYLOR CAPITAL GROUP INC [ TAYC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/21/2012 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/21/2012 | 03/21/2012 | Z | 25,000 | A | $13.68 | 4,753,945 | I | by Voting Trust(1) | |
Common Stock | 03/21/2012 | 03/21/2012 | Z | 74,686 | D | $13.68 | 4,679,259 | I | by Voting Trust(1) | |
Common Stock | 39,780 | I | by Gift Trust(2) | |||||||
Common Stock | 39,780 | I | by Gift Trust(3) | |||||||
Common Stock | 4,050 | I | by Wife(4) | |||||||
Common Stock | 120,000 | D | ||||||||
Common Stock | 16,151 | I | by IRA(5) | |||||||
Common Stock | 4,888 | I | Restricted Stock(6) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents shares held by a Voting Trust under agreement dated November 30, 1998, of which Jeffrey W. Taylor, Bruce W. Taylor and Cindy Taylor Robinson each serve as trustees. |
2. Represents shares held in the Jeffrey W. Taylor Gift Trust under agreement dated June 10, 1982 of which Jeffrey W. Taylor and Brian Taylor serve as co-trustees. |
3. Represents shares held in the Cindy Taylor Gift Trust under agreement dated June 10, 1982 of which Cindy Taylor and Susan Taylor serve as co-trustees. |
4. Includes 375 shares held by Susan Taylor as custodian for Adam Taylor UTMA, 375 shares held by Susan Taylor as custodian for Brian Taylor UTMA, 300 shares held by Susan Taylor as custodian for Lisa Taylor UTMA and 3,000 shares owned by Susan Taylor |
5. Represents shares owned by the Jeffrey W. Taylor Individual Retirement Account. |
6. Represents a grant of restricted stock, 50% of which vests on May 22, 2010, and an additional 25% will vest on each of May 22, 2011 and 2012. |
Randall T. Conte, Attorney in Fact | 03/22/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |