0001209191-16-129240.txt : 20160622 0001209191-16-129240.hdr.sgml : 20160622 20160622163807 ACCESSION NUMBER: 0001209191-16-129240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160621 FILED AS OF DATE: 20160622 DATE AS OF CHANGE: 20160622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINGLETON RAY J JR CENTRAL INDEX KEY: 0001094121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 161726906 MAIL ADDRESS: STREET 1: 9400 E ILIFF AVENUE #191 CITY: DENVER STATE: CO ZIP: 80231 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-21 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001094121 SINGLETON RAY J JR 633 17TH STREET SUITE 2320 DENVER CO 80202 1 1 0 0 EVP Common Stock 2016-06-21 4 P 0 9500 10.50 A 527502 D Represents a purchase from the underwriters in the Issuer's public offering. Includes 65,000 restricted stock units that vest as follows: 21,500 units on January 1, 2017 and the remaining 43,500 units in 12 equal monthly installments beginning on January 31, 2017, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. /s/ Ray Singleton 2016-06-22