0000010254-23-000018.txt : 20230110 0000010254-23-000018.hdr.sgml : 20230110 20230110160657 ACCESSION NUMBER: 0000010254-23-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230106 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oviedo Tony CENTRAL INDEX KEY: 0001416272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 23521206 MAIL ADDRESS: STREET 1: 909 FANNIN, SUITE 1850 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167338480377926.xml FORM 4 X0306 4 2023-01-06 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001416272 Oviedo Tony 1400 WOODLOCH FOREST DRIVE SUITE 300 THE WOODLANDS TX 77380 0 1 0 0 EVP, PAO Class A Common Stock 2023-01-06 4 A 0 31325 0 A 98161 D Performance Unit 2023-01-06 4 A 0 31325 0 A Class A Common Stock 31325.0 31325 D This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2023, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. This performance unit award is subject to the terms of the performance restricted stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning on January 1, 2023 and ending on December 31, 2025. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in stock but a portion may be settled in cash upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above. /s/ Tony Oviedo 2023-01-10