0000010254-20-000076.txt : 20200605 0000010254-20-000076.hdr.sgml : 20200605 20200605161443 ACCESSION NUMBER: 0000010254-20-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200603 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Robert John CENTRAL INDEX KEY: 0001397146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 20946452 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_159138806592108.xml FORM 4 X0306 4 2020-06-03 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001397146 Anderson Robert John 1400 WOODLOCH FOREST DRIVE SUITE 300 THE WOODLANDS TX 77380 0 1 0 0 President and CEO Performance Stock Unit 2020-06-03 4 A 0 262500 0 A 2023-01-31 Class A Common Stock 262500.0 262500 D This performance stock unit award is subject to the terms of the performance stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning February 1, 2020 and ending January 31, 2023. The number of shares of Class A common stock delivered upon vesting can range from 0% to 200% of the number presented above. Each performance stock unit ("PSU") represents the contingent right to receive one share of Class A common stock of the Issuer. /s/ Robert J. Anderson 2020-06-03