0000010254-19-000018.txt : 20190130 0000010254-19-000018.hdr.sgml : 20190130 20190130171648 ACCESSION NUMBER: 0000010254-19-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190128 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lodzinski Frank Alan CENTRAL INDEX KEY: 0001397150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 19552833 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_154888659143951.xml FORM 4 X0306 4 2019-01-28 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001397150 Lodzinski Frank Alan 1400 WOODLOCH FOREST DRIVE SUITE 300 THE WOODLANDS TX 77380 1 1 0 0 CEO Class A Common Stock 2019-01-28 4 A 0 184275 A 314396 D Class A Common Stock 2019-01-28 4 G 0 11371 0 D 303025 D Class A Common Stock 2019-01-28 4 G 0 11371 0 A 296532 I By Azure Energy, LLC This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2019, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. This transaction involved a gift of securities by the reporting person to Azure Energy, LLC. The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein. /s/ Frank A. Lodzinski 2019-01-30