4 1 e4.txt FORM 4 FOR GORDON DUGAN 1 ---------------------------- OMB APPROVAL ---------------------------- ------ OMB Number: 3235-0287 FORM 4 Expires: September 30, 1998 ------ Estimated average burden hours per response .... 0.5 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check this box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to DuGan Gordon F. W.P. Carey & Co. LLC ("WPC") Issuer (Check all applicable) --------------------------------------------------------------------------------------------- x Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Number of Reporting Month/Year x Officer (give Other (Specify 176 E. 77th St. # 17J Person (Voluntary) 7/00 ---- title --- below) --------------------------------------------- ------------------- below) President (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) New York NY 10021 (Month/Year) X --------------------------------------------- ---- Form filed by One Reporting (City) (State) (Zip) Person ---- Form filed by More than One Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) Owned at Direct Owner- (Month/ End of Month (D) or ship Day/ Indirect Year) ----------------------------------------- (Instr. 3 (I) (A) or and 4) (Instr. 4) (Instr. 4) Code V Amount (D) Price ------------------------------------------------------------------------------------------------------------------------------------ Listed Shares 7/24/00 J(1) 66,662 A 401,586 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ (Print or Type Responses) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7.96)
2 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Instr. 8) Acquired (A) Date (Instr. 3 and 4) ative Deri- (Month/ or Disposed (Month/Day/ Secur- vative Day/ of (D) Year) ity Security Year) (Instr. 3, 4,and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares ------------------------------------------------------------------------------------------------------------------------------------ Options $7.69 6/28/00 A V 49,844 4/1/01 4/1/09 Listed 49,844 Shares ------------------------------------------------------------------------------------------------------------------------------------ Options $7.69 6/28/00 A V 49,844 4/1/02 4/1/09 Listed 49,844 Shares ------------------------------------------------------------------------------------------------------------------------------------ Options $7.69 6/28/00 A V 49,845 4/1/03 4/1/09 Listed 49,845 Shares ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------- 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------- D ------------------------------------------------------------------------------------------------- D ------------------------------------------------------------------------------------------------- 149,533 D ------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------- Explanation of Responses: These shares were aquired as a result of the liquidation and distribution of assets of Carey Management as part of the merger between Carey Diversified and Carey Management. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Gordon DuGan 8/10/00 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-98)