X0202 4 2007-11-05 0001046861 ENERGY EAST CORP EAS 0001025355 VON SCHACK WESLEY W ENERGY EAST CORPORATION 217 COMMERCIAL STREET PORTLAND ME 04101 1 1 0 0 Chairman, President & CEO Common Stock 2007-11-05 5 G 0 1200 D 587255.23 D Common Stock 2007-11-05 4 M 0 200000 23.0625 A 787255.23 D Common Stock 2007-11-05 4 D 0 200000 27.73 D 587255.23 D Common Stock 2007-11-05 4 M 0 200000 20.18 A 787255.23 D Common Stock 2007-11-05 4 D 0 200000 27.73 D 587255.23 D Common Stock 2007-11-05 4 M 0 70000 19.10 A 657255.23 D Common Stock 2007-11-05 4 D 0 70000 27.73 D 587255.23 D Common Stock 10827.1686 I By 401(k) Plan Employee Stock Option (right to buy) / SAR 26.7188 1999-02-19 2009-02-19 Common Stock 200000 200000 D Employee Stock Option (right to buy) / SAR 23.0625 2007-11-05 4 M 0 200000 27.73 D 2000-02-11 2010-02-11 Common Stock 200000 0 D Employee Stock Option (right to buy) / SAR 20.1800 2007-11-05 4 M 0 200000 27.73 D 2001-05-29 2011-05-29 Common Stock 200000 0 D Employee Stock Option (right to buy) / SAR 19.1000 2007-11-05 4 M 0 70000 27.73 D 2003-02-12 2013-02-12 Common Stock 70000 0 D Employee Stock Option (right to buy) / SAR 23.89 2004-02-12 2014-02-12 Common Stock 270000 270000 D Employee Stock option (right to buy) / SAR 26.22 2005-04-01 2015-04-01 Common Stock 135645 135645 D Employee Stock Option (right to buy) / SAR 24.83 2006-02-17 2016-02-17 Common Stock 75000 75000 D Employee Stock Option (right to buy) / SAR 24.76 2007-02-07 2017-02-07 Common Stock 75000 75000 D Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting. The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 11, 2000; (b) in aggregate as to no more than 66 2/3% on January 1, 2001; and (c) on January 1, 2002 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on May 29, 2001; (b) in aggregate as to no more than 66 2/3% on January 1, 2002; and (c) on January 1, 2003 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2003; (b) in aggregate as to no more than 66 2/3% on January 1, 2004; and (c) on January 1, 2005 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised. Includes equity securities acquired with reinvested dividends that are exempt from reporting under Rule 16a-11. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 17, 2006; (b) in aggregate as to no more than 66 2/3% on January 1, 2007; and (c) on January 1, 2008 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 7, 2007; (b) in aggregate as to no more than 66 2/3% on January 1, 2008; and (c) on January 1, 2009 as to 100% of all options which have not been previously exercised. Gift Transaction Wesley W. von Schack 2007-11-06