-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QYzul+4YuXx8WAzn9hpeaMLZkGcrxcGviWBXUlEnkI2CRxj6j/1SC/b415LIciF+ kc5JYi5rZZjSiX4Ic8O3fw== 0000935836-06-000138.txt : 20060306 0000935836-06-000138.hdr.sgml : 20060306 20060306190641 ACCESSION NUMBER: 0000935836-06-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060303 FILED AS OF DATE: 20060306 DATE AS OF CHANGE: 20060306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTRAWARE INC CENTRAL INDEX KEY: 0001025134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 680389976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 25 ORINDA WAY CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 9252534500 MAIL ADDRESS: STREET 1: 25 ORINDA WAY CITY: ORINDA STATE: CA ZIP: 94563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROSSLINK CAPITAL INC CENTRAL INDEX KEY: 0001104329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25249 FILM NUMBER: 06668424 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4156933355 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-03-03 0 0001025134 INTRAWARE INC ITRA 0001104329 CROSSLINK CAPITAL INC TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2006-03-03 4 P 0 2000 6.6544 A 696804 I See Notes Common Stock 2006-03-06 4 P 0 4512 6.4539 A 701316 I See Notes The securities reported as beneficially owned by Crosslink Capital, Inc. ("Crosslink") on this Form 4 include securities also beneficially owned by the following affiliates of Crosslink (collectively, the "Crosslink Affiliates"): Crossover Fund III Management, L.L.C. ("Crossover III Management"), Crossover Fund IV Management, L.L.C. ("Crossover IV"), Delta Growth Management, Inc. ("Delta Growth"), Ten Mile Management, L.L.C. ("Ten Mile"), Michael J. Stark, Seymour F. Kaufman, Daniel John Dunn and Thomas Edward Bliska. Crosslink is filing this Form 4 on behalf of itself and the Crosslink Affiliates. Crosslink is an investment adviser to investment funds of which Crossover III Management, Crossover IV, Delta Growth or Ten Mile is the general partner. Mr. Stark and Mr. Kaufman are control persons of Crosslink. Mr. Stark, Mr. Kaufman, Mr. Bliska and Mr. Dunn are control persons of Crossover III Management and Crossover IV. Mr. Stark is the control person of Delta Growth. Mr. Bliska is a control person of Ten Mile. Crosslink and the Crosslink Affiliates constitute a group, but disclaim membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with any other person. These securities are held directly by investment funds to which Crosslink or Crossover III Management is investment adviser for the benefit of the investors in those funds. These securities are indirectly beneficially owned by Crosslink or Crossover III Management in such capacity as investment adviser, by Crossover III Management, Crossover IV, Delta Growth and Ten Mile as the general partner of one or more of those funds, and by Mr. Stark, Mr. Kaufman, Mr. Bliska and Mr. Dunn as the control persons of those entities. Each of Crosslink and the Crosslink Affiliates disclaim beneficial ownership of such securities, except to the extent of its pecuniary interest therein. Crosslink Capital, Inc. by Michael J. Stark, President 2006-03-06 -----END PRIVACY-ENHANCED MESSAGE-----