-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wh7lp0r1yz8qB6uO10YK3vvhZJgJPl+z0ad9pVVjidSTHQ1oQdLOVU/lsjnx1o1f R6508XxGtyg6eivU42Ie2Q== 0001182489-08-000324.txt : 20080401 0001182489-08-000324.hdr.sgml : 20080401 20080401165136 ACCESSION NUMBER: 0001182489-08-000324 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080328 FILED AS OF DATE: 20080401 DATE AS OF CHANGE: 20080401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Philip Morris International Inc. CENTRAL INDEX KEY: 0001413329 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 133435103 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (917) 663-8000 MAIL ADDRESS: STREET 1: 120 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLSENBECK G PENN CENTRAL INDEX KEY: 0001025077 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33708 FILM NUMBER: 08730029 BUSINESS ADDRESS: BUSINESS PHONE: 9176632256 MAIL ADDRESS: STREET 1: ALTRIA GROUP INC STREET 2: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 edgar.xml FORM 3 - X0202 3 2008-03-28 0 0001413329 Philip Morris International Inc. PM 0001025077 HOLSENBECK G PENN 120 PARK AVENUE NEW YORK NY 10017 0 1 0 0 VP & Corporate Secretary Common Stock 98762 D Common Stock 527 I DPS Option (Right to Buy) 25.6426 2003-01-31 2011-06-12 Common Stock 5801 D Option (Right to Buy) 23.8151 2002-01-24 2010-01-26 Common Stock 6367 D Option (Right to Buy) 25.9224 2002-08-04 2010-01-26 Common Stock 8403 D Option (Right to Buy) 23.4491 2004-04-20 2010-01-26 Common Stock 14635 D Option (Right to Buy) 44.0485 2007-03-30 2008-06-23 Common Stock 13345 D Option (Right to Buy) 44.0485 2007-03-30 2009-06-29 Common Stock 14517 D Option (Right to Buy) 44.0485 2007-03-30 2009-06-29 Common Stock 5081 D Option (Right to Buy) 44.0485 2007-03-30 2011-01-31 Common Stock 16972 D Option (Right to Buy) 44.0485 2007-03-30 2011-06-12 Common Stock 9819 D Includes shares or share equivalents of common stock of the Issuer in connection with the pro rata distribution by Altria Group, Inc. ("Altria") to its stockholders of 100% of the outstanding shares of the Issuer's common stock on March 28, 2008 (the "Spin-Off"). The total includes 7,420 shares of Restricted Stock and 20,750 shares of Deferred Stock of the Issuer received as a result of the Spin-Off in connection with the previously granted Altria awards. The number of Deferred Shares reflects 11,596 Deferred Shares of the Issuer in substitution of previously granted deferred shares awarded by Altria Group, Inc. on January 30, 2008 in accordance with the terms of the Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. in connection with the Spin-Off of Philip Morris International Inc. on March 28, 2008. Shares held in the Philip Morris International Deferred Profit Sharing Plan. These options were originally granted by Altria. In connection with the Spin-Off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. G. Penn Holsenbeck 2008-04-01 -----END PRIVACY-ENHANCED MESSAGE-----