Chief Financial Officer

0001567619-22-010965.txt : 20220516 0001567619-22-010965.hdr.sgml : 20220516 20220516162848 ACCESSION NUMBER: 0001567619-22-010965 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P. CENTRAL INDEX KEY: 0001024896 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22122 FILM NUMBER: 22929689 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126102000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CANTOR FITZGERALD L P DATE OF NAME CHANGE: 19961015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001024896 XXXXXXXX 03-31-2022 03-31-2022 CANTOR FITZGERALD, L. P.

110 EAST 59TH STREET NEW YORK NY 10022

13F COMBINATION REPORT 028-22122 0001690680 028-22125 NEWMARK GROUP, INC. 0001893134 028-21401 Smith Group Asset Management, LLC 0001710477 028-18098 CANTOR FITZGERALD INVESTMENT ADVISOR L.P N Steve Bisgay Chief Financial Officer 212-294-7849 /s/ Steve Bisgay New York NY 05-16-2022 3 428 1374476 false 1 0000017018 028-22127 CANTOR FITZGERALD & CO. 2 0001219066 028-22131 CANTOR FITZGERALD SECURITIES 3 0001372349 028-22129 Cantor Fitzgerald Europe INFORMATION TABLE 2 form13fInfoTable.xml 10X CAPITAL VENTURE ACQ III UNIT 99/99/9999 G87077122 5015 772000 SH DFND 1,2 0 772000 0 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 42 82786 SH DFND 1 0 82786 0 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 23 100000 SH DFND 1 0 100000 0 ABG ACQUISITION CORP I CL A SHS G00496102 981 100000 SH DFND 2 0 100000 0 ACCELERATE ACQUISITION CORP COM CL A 00439D102 5698 583801 SH DFND 1,2 0 583801 0 ACCELERATE ACQUISITION CORP *W EXP 03/15/202 00439D110 26 68550 SH DFND 1 0 68550 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 70 100000 SH DFND 1 0 100000 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 1534 152646 SH DFND 1 0 152646 0 ADVANCED MICRO DEVICES INC COM 007903107 530 4849 SH DFND 3 0 4849 0 AEYE INC CL A COM 008183105 30141 4426000 SH DFND 0 4426000 0 AEYE INC *W EXP 09/30/202 008183113 187 166666 SH DFND 0 166666 0 AGILE GROWTH CORP CLASS A ORD G01202103 2128 217569 SH DFND 2 0 217569 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 253 2324 SH DFND 3 0 2324 0 ALPHA PARTNERS TECH MERGR CO CLASS A ORD SHS G63290111 2243 231502 SH DFND 2 0 231502 0 ALPHABET INC CAP STK CL C 02079K107 279 100 SH DFND 3 0 100 0 ALPHABET INC CAP STK CL A 02079K305 289 104 SH DFND 3 0 104 0 ALTIMAR ACQUISITION CORP III SHS CL A G0370U108 578 59055 SH DFND 2 0 59055 0 AMRYT PHARMA PLC SPONSORED ADS 03217L106 843 101985 SH DFND 3 0 101985 0 ANZU SPECIAL ACQUISITIN CORP COM CL A 03737A101 2861 292812 SH DFND 1,2 0 292812 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 22 93480 SH DFND 1 0 93480 0 APEIRON CAPITAL INVEST CORP CL A COM 03752A101 2994 300000 SH DFND 2 0 300000 0 APEIRON CAPITAL INVEST CORP *W EXP 04/02/202 03752A119 26 900000 SH DFND 1,2 0 900000 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 1069 109109 SH DFND 1,2 0 109109 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 41 70000 SH DFND 1 0 70000 0 APPLE INC COM 037833100 562 3220 SH DFND 3 0 3220 0 APPLIED GENETIC TECHNOLOGIES COM 03820J100 2524 2359199 SH DFND 1 0 2359199 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 25 13500 SH DFND 3 0 13500 0 ARBOR RAPHA CAP BIOHLDS CORP CLASS A COM 03881F104 3504 350000 SH DFND 2 0 350000 0 ARBOR RAPHA CAP BIOHLDS CORP *W EXP 10/31/202 03881F112 18 96166 SH DFND 2 0 96166 0 ARCTOS NORTHSTAR ACQUIS CORP SHS CL A G0477L100 3788 386932 SH DFND 1,2 0 386932 0 ARCTOS NORTHSTAR ACQUIS CORP *W EXP 99/99/999 G0477L126 116 334836 SH DFND 1 0 334836 0 ARES ACQUISITION CORPORATION COM CL A G33032106 20565 2096353 SH DFND 1,2 0 2096353 0 ARES ACQUISITION 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100000 0 COLOMBIER ACQUISITION CORP UNIT 99/99/9999 19533H207 1608 164752 SH DFND 1 0 164752 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 630 64383 SH DFND 1 0 64383 0 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 26 54215 SH DFND 1 0 54215 0 CONX CORP COM CL A 212873103 585 59403 SH DFND 2 0 59403 0 CONYERS PARK III ACQSITN COR CLASS A COM 21289P102 2472 253513 SH DFND 1 0 253513 0 CONYERS PARK III ACQSITN COR *W EXP 08/12/202 21289P110 43 85066 SH DFND 1 0 85066 0 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 2481 252598 SH DFND 2 0 252598 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 48 201999 SH DFND 1 0 201999 0 COVA ACQUISITION CORP CL A SHS G2554Y104 4778 488061 SH DFND 1 0 488061 0 COVA ACQUISITION CORP *W EXP 02/05/202 G2554Y120 69 388601 SH DFND 1 0 388601 0 CROWDSTRIKE HLDGS INC PUT 22788C955 5 25000 SH Put DFND 1 0 25000 0 DECARBONIZATION PLUS ACQUISI COM CL A G2773W103 2227 224005 SH DFND 2 0 224005 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS 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0 ELLIOTT OPPORTUNITY II CORP SHS CL A G30092103 26682 2728209 SH DFND 1,2 0 2728209 0 ELLIOTT OPPORTUNITY II CORP *W EXP 03/02/202 G30092111 64 107369 SH DFND 1 0 107369 0 ENDURANCE ACQUISITION CORP CL A ORD G3041W107 0 1000000 SH DFND 1 0 1000000 0 ENOCHIAN BIOSCIENCES INC COM 29350E104 309 37500 SH DFND 3 0 37500 0 ENTERPRISE 4.0 TEC ACQSTN CO CLASS A ORD SHS G3137C106 14115 1420000 SH DFND 2 0 1420000 0 ENTERPRISE 4.0 TEC ACQSTN CO *W EXP 10/21/202 G3137C114 207 560000 SH DFND 2 0 560000 0 ENTERPRISE 4.0 TEC ACQSTN CO UNIT 10/14/2026 G3137C122 0 100000 SH DFND 1 0 100000 0 EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 737 425000 SH DFND 1,2 0 425000 0 EPIPHANY TECHNOLOGY ACQUISIT *W EXP 01/12/202 29429X117 74 217800 SH DFND 1 0 217800 0 EPR PPTYS COM SH BEN INT 26884U109 1258 23000 SH DFND 3 0 23000 0 EQUITY DISTR ACQUISITION COR *W EXP 09/09/202 29465E114 195 481357 SH DFND 1 0 481357 0 ESM ACQUISITION CORPORATION SHS CL A G3195H104 1352 138404 SH DFND 2 0 138404 0 EVE MOBILITY 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SPONSORED ADR 456837103 221 21176 SH DFND 3 0 21176 0 INNOVATIVE INTL ACQUSITIN CO CLASS A ORD G4809M109 6500 720000 SH DFND 1 0 720000 0 INNOVATIVE INTL ACQUSITIN CO *W EXP 07/01/202 G4809M125 74 324999 SH DFND 2 0 324999 0 INSIGHT ACQUISITION CORP COM CL A 45784L100 1266 129213 SH DFND 2 0 129213 0 INSIGHT ACQUISITION CORP *W EXP 08/26/202 45784L118 9 1226557 SH DFND 1,2 0 1226557 0 INSU ACQUISITION CORP III COM CL A 457817104 2455 250000 SH DFND 2 0 250000 0 INTEGRATED RAIL AND RES ACQ CL A COM 45827R106 2521 253329 SH DFND 2 0 253329 0 INTELLIGENT MEDI ACQSITN COR CLASS A COM 45828D106 4000 400000 SH DFND 2 0 400000 0 INTELLIGENT MEDI ACQSITN COR *W EXP 11/05/202 45828D114 36 1163939 SH DFND 1,2 0 1163939 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 85 117060 SH DFND 1,1 0 117060 0 ION ACQUISITION CORP 3 LTD SHS CL A G4940J114 419 43059 SH DFND 1,2 0 43059 0 ISHARES TR US HOME CONS ETF 464288752 3417 57666 SH DFND 1 0 57666 0 ITHAX ACQUISITION CORP CL A SHS G49775102 2440 456699 SH DFND 1 0 456699 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 66 198299 SH DFND 1 0 198299 0 IX ACQUISITION CORP CLASS A ORD SHS G5000D103 2937 300000 SH DFND 2 0 300000 0 IX ACQUISITION CORP *W EXP 07/31/202 G5000D111 22 1115034 SH DFND 1,2 0 1115034 0 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 1053 107800 SH DFND 1 0 107800 0 JAWS HURRICANE ACQUISITN COR *W EXP 03/26/202 47201B111 20 26950 SH DFND 1 0 26950 0 JAWS JUGGERNAUT ACQUISITN CO CLASS A ORD SHS G50735102 245 25078 SH DFND 1 0 25078 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 12030 1226323 SH DFND 1,2 0 1226323 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 57 116221 SH DFND 1 0 116221 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 9 50000 SH DFND 1 0 50000 0 KHOSLA VENTURES ACQUT CO III COM CL A 482506102 18977 1942376 SH DFND 1,2 0 1942376 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 11777 1198113 SH DFND 1,2 0 1198113 0 KKR ACQUISITION HOLDING I CO *W EXP 03/17/202 48253T117 215 325247 SH DFND 1,2 0 325247 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 6 33333 SH DFND 1 0 33333 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 4 25000 SH DFND 1 0 25000 0 LANDCADIA HOLDINGS IV INC CLASS A COM 51477A104 8816 897772 SH DFND 1,2 0 897772 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 67 140435 SH DFND 1 0 140435 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 11236 1146511 SH DFND 1,2 0 1146511 0 LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 110 209898 SH DFND 1,2 0 209898 0 LDH GROWTH CORP I CLASS A ORD SHS G54094100 2585 264095 SH DFND 2 0 264095 0 LEAD EDGE GROWTH OPRTUNTS LT UNIT 04/01/2026 G54085124 1475 149703 SH DFND 1 0 149703 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 9 25000 SH DFND 1 0 25000 0 LERER HIPPEAU ACQUISITION CO CL A 526749106 556 56976 SH DFND 1 0 56976 0 LEVERE HOLDINGS CORP CLASS A ORD SHS G5462L106 2860 291575 SH DFND 2 0 291575 0 LIBERTY MEDIA ACQUISITION CO COM SR A 53073L104 876 88374 SH DFND 1 0 88374 0 LIBERTY MEDIA ACQUISITION CO *W EXP 99/99/999 53073L112 12 17674 SH DFND 1 0 17674 0 LILLY ELI & CO COM 532457108 623 2175 SH DFND 3 0 2175 0 LIVE OAK MOBILITY ACQUISI CO COM CL A 538126103 2337 238262 SH DFND 1,2 0 238262 0 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 8 17652 SH DFND 1 0 17652 0 LUCID DIAGNOSTICS INC COM 54948X109 1121 333717 SH DFND 1 0 333717 0 M3 BRIGADE ACQUISITION II CO *W EXP 03/09/202 553800111 0 1740000 SH DFND 1 0 1740000 0 M3 BRIGADE ACQUISITION III CL A COM 55407R103 16384 1645000 SH DFND 2 0 1645000 0 M3 BRIGADE ACQUISITION III *W EXP 07/31/202 55407R111 85 342836 SH DFND 2 0 342836 0 MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 120 124808 SH DFND 1 0 124808 0 MARAVAI LIFESCIENCES HLDGS I COM CL A 56600D107 3210 91001 SH DFND 3 0 91001 0 MARBLEGATE ACQUISITION CORP UNIT 08/31/2028 56608A204 0 300000 SH DFND 1 0 300000 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 6561 671507 SH DFND 1,2 0 671507 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 83 251540 SH DFND 1,2 0 251540 0 MASTERCARD INCORPORATED CL A 57636Q104 2977 8330 SH DFND 3 0 8330 0 META PLATFORMS INC CL A 30303M102 313 1409 SH DFND 3 0 1409 0 METALS ACQUISITION CORP SHS CL A G60405100 995 99900 SH DFND 2 0 99900 0 MICROSOFT CORP COM 594918104 328 1064 SH DFND 3 0 1064 0 MICT INC COM 55328R109 144 236109 SH DFND 3 0 236109 0 MISSION ADVANCEMENT CORP CL A 60501L101 3287 335733 SH DFND 2 0 335733 0 MOMENTUS INC COM CL A 60879E101 160 50000 SH DFND 1 0 50000 0 MONUMENT CIRCLE ACQUISITN CO COM CL A 61531M101 1344 137308 SH DFND 2 0 137308 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 14 65000 SH DFND 1 0 65000 0 MORGAN STANLEY COM NEW 617446448 524 6000 SH DFND 3 0 6000 0 MSD ACQUISITION CORP CLASS A ORD SHS G5709C109 5277 537393 SH DFND 1 0 537393 0 MSD ACQUISITION CORP *W EXP 03/25/202 G5709C125 84 107348 SH DFND 1 0 107348 0 NCINO INC COM 63947X101 612 14945 SH DFND 3 0 14945 0 NEPHROS INC COM 640671400 56 12813 SH DFND 1 0 12813 0 NETFLIX INC COM 64110L106 544 1452 SH DFND 3 0 1452 0 NEWCOURT ACQUISITION CORP CLASS A ORD SHS G6448C103 7508 750000 SH DFND 2 0 750000 0 NEWCOURT ACQUISITION CORP UNIT 10/20/2026 G6448C111 0 187000 SH DFND 1 0 187000 0 NEWCOURT ACQUISITION CORP *W EXP 04/12/202 G6448C129 90 375000 SH DFND 2 0 375000 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM 65413D105 1301 133200 SH DFND 1 0 133200 0 NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 65413D113 13 26640 SH DFND 1 0 26640 0 NIO INC SPON ADS 62914V106 241 11449 SH DFND 3 0 11449 0 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 1799 183404 SH DFND 2 0 183404 0 NOKIA CORP SPONSORED ADR 654902204 308 56378 SH DFND 3 0 56378 0 NORTHERN STAR INVEST CORP II COM CL A 66574L100 15557 1589023 SH DFND 2 0 1589023 0 NORTHERN STAR INVEST CORP II *W EXP 02/25/202 66574L118 62 139837 SH DFND 2 0 139837 0 NORTHERN STAR INVEST CORP IV COM CL A 66575B101 15470 1585000 SH DFND 2 0 1585000 0 NORTHERN STAR INVEST CORP IV *W EXP 02/25/202 66575B119 39 83333 SH DFND 2 0 83333 0 NORTHERN STAR INVSTMNT CORP COM CLASS A 66573W107 5067 518074 SH DFND 2 0 518074 0 NVIDIA CORPORATION COM 67066G104 549 2012 SH DFND 3 0 2012 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 308 31500 SH DFND 1 0 31500 0 ORACLE CORP CALL 68389X905 60 200000 SH Call DFND 1 0 200000 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 17 55225 SH DFND 1 0 55225 0 ORION BIOTECH OPPORTUNTES CO CLASS A ORD SHS G6780C109 4768 489286 SH DFND 1,2 0 489286 0 ORION BIOTECH OPPORTUNTES CO *W EXP 04/15/202 G6780C117 68 183005 SH DFND 1,2 0 183005 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 6 25000 SH DFND 1 0 25000 0 P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 191 119623 SH DFND 1 0 119623 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 2503 275000 SH DFND 1 0 275000 0 PAPAYA GRWT OPPORTUNITY CORP UNIT 12/31/2028 69882P201 5005 712500 SH DFND 1,2 0 712500 0 PATHFINDER ACQUISITION CORP *W EXP 02/19/202 G04119122 13 34792 SH DFND 1 0 34792 0 PEAR THERAPEUTICS INC *W EXP 12/03/202 704723113 63 79605 SH DFND 1 0 79605 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 4973 250000 SH DFND 1 0 250000 0 PHOENIX BIOTECH ACQUISITION CLASS A COM 71902K105 7504 750000 SH DFND 2 0 750000 0 PHOENIX BIOTECH ACQUISITION *W EXP 09/01/202 71902K113 79 363548 SH DFND 2 0 363548 0 PHOENIX BIOTECH ACQUISITION UNIT 99/99/9999 71902K204 0 155000 SH DFND 1 0 155000 0 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 976 99600 SH DFND 1 0 99600 0 PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 33 162800 SH DFND 1 0 162800 0 PIVOTAL INVESTMENT CORP III COM CL A 72582M106 1659 169665 SH DFND 2 0 169665 0 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 499 51076 SH DFND 2 0 51076 0 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 136 524560 SH DFND 1 0 524560 0 PONTEM CORPORATION SHS CL A G71707106 13064 1331710 SH DFND 1,2 0 1331710 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 38 116936 SH DFND 1 0 116936 0 PORTAGE FINTECH ACQUISITN CO CLASS A ORD SHS G7185D106 1974 201200 SH DFND 1,2 0 201200 0 PORTAGE FINTECH ACQUISITN CO *W EXP 07/08/202 G7185D114 15 33333 SH DFND 1 0 33333 0 POSEIDA THERAPEUTICS INC COM 73730P108 135 30205 SH DFND 3 0 30205 0 POST HOLDINGS PARTNERING COR COM SER A 737465104 1081 110511 SH DFND 1,2 0 110511 0 POST HOLDINGS PARTNERING COR *W EXP 04/12/202 737465112 55 97631 SH DFND 1 0 97631 0 POWERED BRANDS CL A G7209M108 1474 149982 SH DFND 2 0 149982 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 1772 179168 SH DFND 2 0 179168 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 24 101608 SH DFND 1 0 101608 0 PRIVETERRA ACQUISITION CORP CL A 74275N102 1665 170225 SH DFND 1,2 0 170225 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 39 130000 SH DFND 1 0 130000 0 PROGRESS ACQUISITION CORP COM CL A 74327P105 1475 150000 SH DFND 2 0 150000 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 84 332574 SH DFND 1 0 332574 0 PROSPECTOR CAPITAL CORP CL A G7273A105 1300 132497 SH DFND 2 0 132497 0 PROSPECTOR CAPITAL CORP *W EXP 01/11/202 G7273A113 28 100834 SH DFND 1 0 100834 0 PROVIDENT ACQUISITION CORP CL A G7282L100 3637 368818 SH DFND 2 0 368818 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 282 35235 SH DFND 1 0 35235 0 PURECYCLE TECHNOLOGIES INC CALL 74623V903 730 400000 SH Call DFND 1 0 400000 0 PWP FORWARD ACQUISITION CORP CLASS A COM 74709Q101 3640 372316 SH DFND 1,2 0 372316 0 PWP FORWARD ACQUISITION CORP *W EXP 03/12/202 74709Q119 25 74463 SH DFND 1,2 0 74463 0 PYROPHYTE ACQUISITION CORP CL A ORD SHS G7308P101 994 100000 SH DFND 1 0 100000 0 REDBALL ACQUISITION CORP COM CL A G7417R105 1525 153566 SH DFND 1 0 153566 0 REVOLUTION HEALTHCAR AQ CORP CLASS A COM 76155Y108 11201 1141760 SH DFND 2 0 1141760 0 REVOLUTION HEALTHCAR AQ CORP *W EXP 12/31/202 76155Y116 92 205413 SH DFND 1,2 0 205413 0 RIVERVIEW ACQUISITION CORP *W EXP 99/99/999 769395112 22 50043 SH DFND 1 0 50043 0 ROCKET INTERNET GRWT OPRT CO SHS CL A G7613T103 6353 648248 SH DFND 1,2 0 648248 0 ROCKET INTERNET GRWT OPRT CO UNIT 99/99/9999 G7613T111 983 99702 SH DFND 1 0 99702 0 ROCKET INTERNET GRWT OPRT CO *W EXP 99/99/999 G7613T129 60 157256 SH DFND 1 0 157256 0 ROSE HILL ACQUISITION CORP CLASS A ORD G7637J107 2002 200000 SH DFND 2 0 200000 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 26 905000 SH DFND 1,2 0 905000 0 ROSS ACQUISITION CORP II SHS CL A G7641C106 7446 758261 SH DFND 1,2 0 758261 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 29 71695 SH DFND 1 0 71695 0 RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 9 20000 SH DFND 1 0 20000 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 1259 14448 SH DFND 3 0 14448 0 S&P GLOBAL INC COM 78409V104 931 2270 SH DFND 3 0 2270 0 SARISSA CAPITAL ACQUISITN CO CL A G7823W102 1254 126672 SH DFND 2 0 126672 0 SARISSA CAPITAL ACQUISITN CO *W EXP 10/23/202 G7823W110 19 85198 SH DFND 1 0 85198 0 SATELLOGIC INC CLASS A ORD SHS G7823S101 132897 13243020 SH DFND 1,2 0 13243020 0 SATELLOGIC INC *W EXP 01/25/202 G7823S119 400 533333 SH DFND N/A 0 533333 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 2632 268320 SH DFND 2 0 268320 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 12 55403 SH DFND 2 0 55403 0 SEMPER PARATUS ACQUISITION C CLASS A ORD G8028L107 4995 500000 SH DFND 2 0 500000 0 SEMPER PARATUS ACQUISITION C UNIT 11/04/2026 G8028L123 0 150000 SH DFND 1 0 150000 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 50 185500 SH DFND 2 0 185500 0 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 2057 209454 SH DFND 2 0 209454 0 SHARECARE INC COM CL A 81948W104 830 336216 SH DFND 1 0 336216 0 SHELTER ACQUISITION CORP I CLASS A COM 822821104 8455 862785 SH DFND 2 0 862785 0 SHELTER ACQUISITION CORP I *W EXP 02/25/202 822821112 116 330792 SH DFND 2 0 330792 0 SHIFT TECHNOLOGIES INC CL A 82452T107 124 56250 SH DFND 1 0 56250 0 SIERRA LAKE ACQUISITION CORP CLASS A COM 826332108 0 3000000 SH DFND 1 0 3000000 0 SILENCE THERAPEUTICS PLC ADS 82686Q101 3301 173725 SH DFND 3 0 173725 0 SILVER SPIKE ACQUISITN CORP CLASS A ORD SHS G8201H105 487 49700 SH DFND 1 0 49700 0 SILVER SPIKE ACQUISITN CORP *W EXP 02/26/202 G8201H113 12 37935 SH DFND 1 0 37935 0 SILVERSPAC INC CLASS A ORD G8136V104 4586 475000 SH DFND 2 0 475000 0 SILVERSPAC INC *W EXP 09/09/202 G8136V112 62 158332 SH DFND 2 0 158332 0 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 7342 750678 SH DFND 1,2 0 750678 0 SIMON PROPERTY GRP ACQ HOLDI *W EXP 02/04/202 82880R111 65 138737 SH DFND 1 0 138737 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 4975 567500 SH DFND 1,2 0 567500 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 40 250000 SH DFND 2 0 250000 0 SKYDECK ACQUISITION CORP CLASS A ORD SHS G82220123 1372 141179 SH DFND 2 0 141179 0 SLAM CORP CL A SHS G8210L105 20344 2082325 SH DFND 1,2 0 2082325 0 SLAM CORP *W EXP 02/23/202 G8210L121 133 319516 SH DFND 1,2 0 319516 0 SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 2127 217272 SH DFND 1,2 0 217272 0 SOUTHPORT ACQUISITION CORP UNIT 99/99/9999 84465L204 4062 405000 SH DFND 1 0 405000 0 SPDR GOLD TR CALL 78463V907 2 200000 SH Call DFND 1 0 200000 0 SPDR S&P 500 ETF TR CALL 78462F903 555 155000 SH Call DFND 1 0 155000 0 SPDR S&P 500 ETF TR PUT 78462F953 4986 2719500 SH Put DFND 1 0 2719500 0 SPDR SER TR S&P BIOTECH 78464A870 899 10000 SH DFND 1 0 10000 0 STONEBRIDGE ACQUISITION CORP CLASS A ORD SHS G85094103 15376 1645285 SH DFND 1,2 0 1645285 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 198 682930 SH DFND 2 0 682930 0 SUNLIGHT FINANCIAL HOLDINGS *W EXP 07/09/202 86738J114 110 124609 SH DFND 1 0 124609 0 SUPERNOVA PARTN ACQ CO III L SHS CL A G8T90F102 9977 1020190 SH DFND 2 0 1020190 0 SUPERNOVA PARTN ACQ CO III L *W EXP 99/99/999 G8T90F128 39 84408 SH DFND 2 0 84408 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 3592 366888 SH DFND 2 0 366888 0 SVF INVESTMENT CORP CL A SHS G8601L102 6511 664398 SH DFND 1,2 0 664398 0 SVF INVESTMENT CORP *W EXP 12/20/202 G8601L128 10 17000 SH DFND 1 0 17000 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 7279 739886 SH DFND 1,2 0 739886 0 SVF INVESTMENT CORP 3 CL A SHS G8601N108 11332 1143464 SH DFND 1,2 0 1143464 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 10 61381 SH DFND 1 0 61381 0 TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 2478 253124 SH DFND 2 0 253124 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 6 32023 SH DFND 1 0 32023 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1050 6831 SH DFND 1 0 6831 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 8 37500 SH DFND 1 0 37500 0 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 8308 852068 SH DFND 2 0 852068 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 83 257749 SH DFND 1 0 257749 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 1541 157700 SH DFND 2 0 157700 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 10 36948 SH DFND 2 0 36948 0 TENARIS S A SPONSORED ADS 88031M109 2175 72345 SH DFND 3 0 72345 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 41 82982 SH DFND 1 0 82982 0 TESLA INC COM 88160R101 9043 8392 SH DFND 3 0 8392 0 THUNDER BRDG CAP PRTNRS IV I CLASS A COM 88605L107 15250 1543567 SH DFND 1,2 0 1543567 0 THUNDER BRDG CAP PRTNRS IV I *W EXP 04/30/202 88605L115 152 238956 SH DFND 1,2 0 238956 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 6520 663902 SH DFND 1,2 0 663902 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/01/202 88605T118 107 200108 SH DFND 1 0 200108 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 3943 402397 SH DFND 1,2 0 402397 0 TISHMAN SPEYER INNOVATION CO *W EXP 02/11/202 88825H118 72 190780 SH DFND 1 0 190780 0 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 4860 500000 SH DFND 2 0 500000 0 TORTOISEECOFIN ACQUISITION C *W EXP 07/22/202 G8956E117 13 25325 SH DFND 2 0 25325 0 TPG PACE BENEFICIAL II CORP COMMON STOCK G89826104 1287 131019 SH DFND 2 0 131019 0 TRIBE CAPITAL GROWTH CORP I CLASS A COM 89601Y101 3018 1016202 SH DFND 1,2 0 1016202 0 TRIBE CAPITAL GROWTH CORP I *W EXP 02/28/202 89601Y119 21 40262 SH DFND 2 0 40262 0 UBER TECHNOLOGIES INC CALL 90353T900 366 200000 SH Call DFND 1 0 200000 0 USHG ACQUISITION CORP *W EXP 02/24/202 91748P118 350 310540 SH DFND 1 0 310540 0 VIEW INC COM CL A 92671V106 16270 8092500 SH DFND 1 0 8092500 0 VIEW INC *W EXP 03/08/202 92671V114 95 366666 SH DFND 0 366666 0 VY GLOBAL GROWTH COM CL A G9444H100 13309 1344380 SH DFND 1,2 0 1344380 0 WALDENCAST ACQUISITION CORP CLASS A ORD SHS G9460C100 989 100000 SH DFND 1 0 100000 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 2041 207858 SH DFND 1 0 207858 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 19 41571 SH DFND 1 0 41571 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 1082 110060 SH DFND 1 0 110060 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 10 22012 SH DFND 1 0 22012 0 ZIMMER ENERGY TRANSITION ACQ COM CL A 989570106 2063 213251 SH DFND 2 0 213251 0 ZIMMER ENERGY TRANSITION ACQ *W EXP 06/16/202 989570114 28 62917 SH DFND 2 0 62917 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 5416 553500 SH DFND 2 0 553500 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 24 96641 SH DFND 2 0 96641 0 ZYNGA INC CL A 98986T108 739 80000 SH DFND 1 0 80000 0