Chief Financial Officer

0001567619-22-004372.txt : 20220214 0001567619-22-004372.hdr.sgml : 20220214 20220214161837 ACCESSION NUMBER: 0001567619-22-004372 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P. CENTRAL INDEX KEY: 0001024896 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22122 FILM NUMBER: 22632351 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126102000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CANTOR FITZGERALD L P DATE OF NAME CHANGE: 19961015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001024896 XXXXXXXX 12-31-2021 12-31-2021 CANTOR FITZGERALD, L. P.

110 EAST 59TH STREET NEW YORK NY 10022

13F COMBINATION REPORT 028-22122 0001690680 NEWMARK GROUP, INC. 0001893134 028-21401 Smith Group Asset Management, LLC 0001710477 028-18098 CANTOR FITZGERALD INVESTMENT ADVISOR L.P N Steve Bisgay Chief Financial Officer 212-294-7849 /s/ Steve Bisgay New York NY 02-14-2022 3 401 1401873 false 1 0000017018 CANTOR FITZGERALD & CO. 2 0001219066 CANTOR FITZGERALD SECURITIES 3 0001372349 Cantor Fitzgerald Europe INFORMATION TABLE 2 form13fInfoTable.xml 10X Capital Venture Acquisition Corp II Common Stock G87076108 2000 200000 SH DFND 1 0 200000 0 26 Capital Acquisition Corp Warrants 90138P118 55 82786 SH DFND 1 0 82786 0 7GC & Co Holdings Inc Warrants 81786A115 61 100000 SH DFND 1 0 100000 0 ABG Acquisition Corp I Common Stock G00496102 978 100000 SH DFND 2 0 100000 0 Acacia Research Corp Equity Options 003881957 6 24500 SH Put DFND 1 0 24500 0 Accelerate Acquisition Corp Common Stock 00439D102 4648 478149 SH DFND 1, 2 0 478149 0 Accelerate Acquisition Corp Units 00439D201 1052 105652 SH DFND 1 0 105652 0 Accelerate Acquisition Corp Warrants 00439D110 28 33333 SH DFND 1 0 33333 0 ACE Convergence Acquisition Corp Warrants G0083D104 66 100000 SH DFND 1 0 100000 0 AEye, Inc. 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200000 SH DFND 2 0 200000 0 Berkshire Grey Inc Warrants 084656115 40 44166 SH DFND 1 0 44166 0 BioPlus Acquisition Corp Units G11217109 6800 680000 SH DFND 1,2 0 680000 0 Black Spade Acquisition Co Common Stock G11537100 2423 250000 SH DFND 2 0 250000 0 Blockchain Coinvestors Acquisition Corp I Units G11765123 5055 500000 SH DFND 2 0 500000 0 Blue Whale Acquisition Corp I Units G1330M111 994 100337 SH DFND 1 0 100337 0 BlueRiver Acquisition Corp Common Stock G1261Q107 5609 577030 SH DFND 1,2 0 577030 0 BlueRiver Acquisition Corp Warrants G1261Q115 30 49999 SH DFND 1 0 49999 0 BOA Acquisition Corp Common Stock 05601A109 2791 283954 SH DFND 2 0 283954 0 BP PLC Common Stock 055622104 20174 757565 SH DFND 3 0 757565 0 Bright Lights Acquisition Corp Common Stock 10920K101 9732 987713 SH DFND 1,2 0 987713 0 Broadscale Acquisition Corp Common Stock 11134Y101 5282 531400 SH DFND 2 0 531400 0 Build Acquisition Corp Common Stock 12008J105 3416 350000 SH DFND 2 0 350000 0 Build Acquisition Corp Warrants 12008J113 80 116666 SH DFND 2 0 116666 0 Bull Horn Holdings Corp Warrants G1686P122 34 106459 SH DFND 1 0 106459 0 BuzzFeed Inc Warrants 12430A110 22 44936 SH DFND 1 0 44936 0 Cadiz Inc Common Stock 127537207 211 54758 SH DFND 3 0 54758 0 Capstar Special Purpose Acquisition Corp Warrants 14070Y119 252 400000 SH DFND 1 0 400000 0 Carney Technology Acquisition Corp II Units 143636207 171 17100 SH DFND 1 0 17100 0 Carney Technology Acquisition Corp II Warrants 143636116 423 613138 SH DFND 1 0 613138 0 Cartesian Growth Corp Common Stock G19276107 14101 1427247 SH DFND 1,2 0 1427247 0 Cartesian Growth Corp Warrants G19276115 115 103495 SH DFND 1,2 0 103495 0 Cascadia Acquisition Corp Common Stock 14739D100 1265 130000 SH DFND 2 0 130000 0 Cascadia Acquisition Corp Warrants 14739D118 77 143371 SH DFND 1 0 143371 0 Catalyst Partners Acquisition Corp Common Stock G19550105 1902 195329 SH DFND 2 0 195329 0 Catalyst Partners Acquisition Corp Warrants G19550121 34 39065 SH DFND 2 0 39065 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Acquisition Corp Common Stock G85094103 13790 1500000 SH DFND 1,2 0 1500000 0 StoneBridge Acquisition Corp Warrants G85094129 337 700000 SH DFND 2 0 700000 0 Sunlight Financial Holdings Inc Common Stock 86738J106 717 150000 SH DFND 1 0 150000 0 Sunlight Financial Holdings Inc Warrants 86738J114 82 124609 SH DFND 1 0 124609 0 Supernova Partners Acquisition Co III Ltd Common Stock G8T90F102 9947 1020190 SH DFND 2 0 1020190 0 Supernova Partners Acquisition Co III Ltd Warrants G8T90F128 76 84408 SH DFND 2 0 84408 0 SVF Investment Corp Common Stock G8601L102 6671 664398 SH DFND 1,2 0 664398 0 SVF Investment Corp Warrants G8601L128 22 17000 SH DFND 1 0 17000 0 SVF Investment Corp 2 Common Stock G8601M100 6857 692489 SH DFND 1,2 0 692489 0 SVF Investment Corp 3 Common Stock G8601N108 9435 943464 SH DFND 1,2 0 943464 0 Tailwind Acquisition Corp Warrants 87403Q110 32 61381 SH DFND 1 0 61381 0 Tailwind International Acquisition Corp Common Stock G8662F101 2468 253124 SH DFND 2 0 253124 0 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Capital Partners III Inc Common Stock 88605T100 5136 525938 SH DFND 1,2 0 525938 0 Thunder Bridge Capital Partners III Inc Units 88605T209 1371 137964 SH DFND 1 0 137964 0 Thunder Bridge Capital Partners III Inc Warrants 88605T118 117 140685 SH DFND 1,2 0 140685 0 Thunder Bridge Capital Partners IV Inc Common Stock 88605L107 16555 1696207 SH DFND 2 0 1696207 0 Thunder Bridge Capital Partners IV Inc Units 88605L206 2114 213527 SH DFND 1 0 213527 0 Thunder Bridge Capital Partners IV Inc Warrants 88605L115 167 196900 SH DFND 1,2 0 196900 0 Tishman Speyer Innovation Corp II Common Stock 88825H100 1950 199997 SH DFND 2 0 199997 0 Tishman Speyer Innovation Corp II Units 88825H209 1994 202400 SH DFND 1 0 202400 0 Tishman Speyer Innovation Corp II Warrants 88825H118 110 145300 SH DFND 1 0 145300 0 TortoiseEcofin Acquisition Corp III Common Stock G8956E109 4845 500000 SH DFND 2 0 500000 0 TortoiseEcofin Acquisition Corp III Warrants G8956E117 114 125000 SH DFND 2 0 125000 0 Tribe Capital Growth Corp I Common Stock 89601Y101 3020 1016202 SH DFND 1, 2 0 1016202 0 Tribe Capital Growth Corp I Warrants 89601Y119 35 40262 SH DFND 2 0 40262 0 Uber Technologies Inc Equity Options 90353T900 277 100000 SH Call DFND 1 0 100000 0 USHG Acquisition Corp Warrants 91748P118 564 339632 SH DFND 1 0 339632 0 View, Inc. Common Stock 92671V106 75541 19320000 SH DFND 1 0 19320000 0 View, Inc. Warrants 92671V114 367 366666 SH DFND 0 366666 0 Vy Global Growth Common Stock G9444H100 13188 1344380 SH DFND 1,2 0 1344380 0 Warburg Pincus Capital Corp I-A Units G9461D123 1101 110060 SH DFND 1 0 110060 0 Warburg Pincus Capital Corp I-B Units G9460M116 2068 207858 SH DFND 1 0 207858 0 Wynn Resorts Ltd Equity Options 983134907 1445 1237500 SH Call DFND 1 0 1237500 0 Zimmer Energy Transition Acquisition Corp Common Stock 989570106 2066 213251 SH DFND 2 0 213251 0 Zimmer Energy Transition Acquisition Corp Warrants 989570114 84 62917 SH DFND 2 0 62917 0 Z-Work Acquisition Corp Common Stock 98880C102 4870 500000 SH DFND 2 0 500000 0 Z-Work Acquisition Corp Warrants 98880C110 103 166666 SH DFND 2 0 166666 0