0001213900-21-043590.txt : 20210818
0001213900-21-043590.hdr.sgml : 20210818
20210818132627
ACCESSION NUMBER: 0001213900-21-043590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210816
FILED AS OF DATE: 20210818
DATE AS OF CHANGE: 20210818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P.
CENTRAL INDEX KEY: 0001024896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39699
FILM NUMBER: 211186285
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126102000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: CANTOR FITZGERALD L P
DATE OF NAME CHANGE: 19961015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUTNICK HOWARD W
CENTRAL INDEX KEY: 0001250975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39699
FILM NUMBER: 211186283
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CF Finance Holdings III, LLC
CENTRAL INDEX KEY: 0001830088
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39699
FILM NUMBER: 211186286
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-938-5000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CF GROUP MANAGEMENT INC
CENTRAL INDEX KEY: 0001251145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39699
FILM NUMBER: 211186284
MAIL ADDRESS:
STREET 1: 135 EAST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CF Finance Acquisition Corp. III
CENTRAL INDEX KEY: 0001818644
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 371827430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-938-5000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
ownership.xml
X0306
4
2021-08-16
1
0001818644
CF Finance Acquisition Corp. III
CFAC
0001830088
CF Finance Holdings III, LLC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
0
1
Former 10% holder
0001024896
CANTOR FITZGERALD, L. P.
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
0
1
Former 10% holder
0001251145
CF GROUP MANAGEMENT INC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
0
1
Former 10% holder
0001250975
LUTNICK HOWARD W
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
0
1
Former 10% holder, CEO & Dir.
Class A common stock
2021-08-16
4
M
0
5710000
0.00
A
6210000
D
Class A common stock
2021-08-16
4
P
0
500000
10
A
6710000
D
Class A common stock
2021-08-16
4
J
0
2284000
0.00
D
4426000
D
Class B Common Stock
2021-08-16
4
M
0
5710000
0.00
D
Class A Common Stock
5710000
0
D
Warrants
11.5
2021-08-16
4
A
0
166666
A
2021-11-17
2026-08-16
Class A Common Stock
166666
166666
D
As described in the issuer's registration statement on Form S-1 (File No. 333-249367) under the heading "Description of Securities--Founder Shares", upon consummation of the issuer's initial business combination and waiver of the anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis.
Pursuant to that certain Subscription Agreement, dated February 17, 2021, by and between the issuer and CF Finance Holdings III, LLC ("CF Finance Holdings III"), CF Finance Holdings III purchased an aggregate of 500,000 shares of Class A common stock of the issuer on August 16, 2021 in a private placement in connection with the issuer's initial business combination with AEye, Inc.
CF Finance Holdings III is the record holder of the securities reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of CF Finance Holdings III. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick is the Chairman and Chief Executive Officer of CFGM and is also the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by CF Finance Holdings III. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
CF Finance Holdings III transferred an aggregate of 2,284,000 shares of Class A common stock of the issuer to a third party immediately after the closing of the issuer's initial business combination.
These warrants represent warrants issued to CF Finance Holdings III upon separation of the private units previously purchased by CF Finance Holdings III from the issuer in November 2020. CF Finance Holdings III acquired the private units for a purchase price of $10.00 per unit in a private placement that consummated in connection with the issuer's initial public offering. The warrants become eligible for exercise on November 17, 2021, which is one year from the closing of the issuer's initial public offering.
/s/ Howard Lutnick, as Chief Executive Officer of CF Finance Holdings III, LLC
2021-08-18
/s/ Howard Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P.
2021-08-18
/s/ Howard Lutnick, as Chief Executive Officer of CF Group Management Inc.
2021-08-18
/s/ Howard Lutnick
2021-08-18