0000929638-24-002803.txt : 20240814
0000929638-24-002803.hdr.sgml : 20240814
20240814155848
ACCESSION NUMBER: 0000929638-24-002803
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240814
DATE AS OF CHANGE: 20240814
EFFECTIVENESS DATE: 20240814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P.
CENTRAL INDEX KEY: 0001024896
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-22122
FILM NUMBER: 241207111
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126102000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: CANTOR FITZGERALD L P
DATE OF NAME CHANGE: 19961015
13F-HR
1
primary_doc.xml
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06-30-2024
06-30-2024
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CANTOR FITZGERALD, L. P.
110 EAST 59TH STREET
NEW YORK
NY
10022
13F COMBINATION REPORT
028-22122
028-18098
000159296
801-72852
Cantor Fitzgerald Investment Advisors L.P.
028-21401
000106301
801-50835
Smith Group Asset Management, LLC
N
Danny Salinas
Chief Financial Officer
212-294-7849
/s/ Danny Salinas
New York
NY
08-14-2024
3
255
507619272
1
028-22127
000000134
8-201
Cantor Fitzgerald & Co.
2
028-22131
000019660
8-37708
Cantor Fitzgerald Securities
3
028-22129
Cantor Fitzgerald Europe
INFORMATION TABLE
2
informationtable.xml
GCM GROSVENOR INC
COM CL A
36831E108
62966982
6451535
SH
DFND
0
6451535
0
RUMBLE INC
COM CL A
78137L105
44009517
9326205
SH
DFND
0
9326205
0
SUPER MICRO COMPUTER INC
COM
86800U104
24438752
29827
SH
DFND
3
0
29827
0
MICROSTRATEGY INC
CL A
594972408
23739490
17234
SH
DFND
3
0
17234
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
18436824
256067
SH
DFND
3
0
256067
0
ISHARES BITCOIN TR
SHS
46438F101
18370871
538104
SH
DFND
3
0
538104
0
PROSHARES TR
ULTRAPRO QQQ
74347X831
16845133
228192
SH
DFND
3
0
228192
0
CRITICAL METALS CORP
PUBCO ORD SHS
G2662B103
14056508
1247250
SH
DFND
1
0
1247250
0
ADVANCED MICRO DEVICES INC
COM
007903107
12156991
74946
SH
DFND
3
0
74946
0
SATELLOGIC INC
CLASS A ORD SHS
G7823S101
11996501
13380873
SH
DFND
2
0
13380873
0
XBP EUROPE HOLDINGS INC
COM
98400V101
10612707
6064404
SH
DFND
0
6064404
0
ALARUM TECHNOLOGIES LTD
SPONSORD ADS
78643B500
10586248
253806
SH
DFND
3
0
253806
0
ILEARNINGENGINES INC
COM
45175Q106
9281086
1022146
SH
DFND
1
0
1022146
0
IMMUNOCORE HLDGS PLC
ADS
45258D105
8608975
254027
SH
DFND
1
0
254027
0
OCCIDENTAL PETE CORP
COM
674599105
7796811
123700
SH
DFND
3
0
123700
0
HUBSPOT INC
COM
443573100
7232594
12263
SH
DFND
1,3
0
12263
0
VALE S A
SPONSORED ADS
91912E105
6643927
594801
SH
DFND
3
0
594801
0
LIONHEART HOLDINGS
UNIT 99/99/9999
G5501C125
6582098
659060
SH
DFND
1
0
659060
0
NVIDIA CORPORATION
COM
67066G104
6195778
50152
SH
DFND
1,3
0
50152
0
PDD HOLDINGS INC
SPONSORED ADS
722304102
6188158
46545
SH
DFND
3
0
46545
0
THUNDER BRDG CAP PRTNRS IV I
CLASS A COM
88605L107
6088100
575000
SH
DFND
1
0
575000
0
CME GROUP INC
COM
12572Q105
5905150
30036
SH
DFND
1
0
30036
0
REKOR SYSTEMS INC
COM
759419104
5526634
3565570
SH
DFND
3
0
3565570
0
HESS CORP
COM
42809H107
4926135
33393
SH
DFND
1,3
0
33393
0
DOUBLELINE ETF TRUST
FORTUNE 500 EQUA
25861R600
4757940
178000
SH
DFND
1
0
178000
0
SILENCE THERAPEUTICS PLC
ADS
82686Q101
4711354
247966
SH
DFND
3
0
247966
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
4233942
127991
SH
DFND
3
0
127991
0
ABRDN PALLADIUM ETF TRUST
PHYSICAL PALLADM
003262102
4048784
45446
SH
DFND
3
0
45446
0
MICROSOFT CORP
COM
594918104
3975620
8895
SH
DFND
3
0
8895
0
ALPHABET INC
CAP STK CL C
02079K107
3954902
21562
SH
DFND
3
0
21562
0
JOHNSON & JOHNSON
COM
478160104
3873386
26501
SH
DFND
3
0
26501
0
ENDEAVOR GROUP HLDGS INC
CL A COM
29260Y109
3851775
142500
SH
DFND
3
0
142500
0
FIDELITY WISE ORIGIN BITCOIN
SHS
315948109
3844898
73292
SH
DFND
3
0
73292
0
ALCOA CORP
COM
013872106
3840202
96536
SH
DFND
3
0
96536
0
DIREXION SHS ETF TR
DAILY 20+ YEAR T
25460G138
3720678
76715
SH
DFND
3
0
76715
0
BATTERY FUTURE ACQUISITION C
CL A ORD SHS
G0888J108
3312000
300000
SH
DFND
1
0
300000
0
NIKE INC
CL B
654106103
3282439
43551
SH
DFND
3
0
43551
0
CENTURION ACQUISITION CORP
UNIT 05/31/2032
G20315126
2980337
298332
SH
DFND
1
0
298332
0
MODERNA INC
COM
60770K107
2968750
25000
SH
DFND
1
0
25000
0
AMAZON COM INC
COM
023135106
2961556
15325
SH
DFND
1,3
0
15325
0
DISNEY WALT CO
COM
254687106
2725610
27451
SH
DFND
3
0
27451
0
APPLE INC
CALL
037833900
2691290
100000
SH
Call
DFND
1
0
100000
0
TRIPADVISOR INC
COM
896945201
2395872
134524
SH
DFND
3
0
134524
0
U S SILICA HLDGS INC
COM
90346E103
2317500
150000
SH
DFND
3
0
150000
0
AMEDISYS INC
COM
023436108
2226150
24250
SH
DFND
3
0
24250
0
HIBBETT INC
COM
428567101
2180250
25000
SH
DFND
3
0
25000
0
VIR BIOTECHNOLOGY INC
COM
92764N102
2163679
243110
SH
DFND
1
0
243110
0
PAPAYA GRWT OPPORTUNITY CORP
CLASS A COM
69882P102
2125000
212500
SH
DFND
1
0
212500
0
DIREXION SHS ETF TR
DLY SCOND 3XBU
25459W458
2045773
36954
SH
DFND
3
0
36954
0
MACYS INC
COM
55616P104
2016000
105000
SH
DFND
1
0
105000
0
DIGIASIA CORP
SHS
G27617102
2012983
358182
SH
DFND
1
0
358182
0
INFINERA CORP
COM
45667G103
1921255
315477
SH
DFND
1
0
315477
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
1865750
85000
SH
DFND
3
0
85000
0
EXELA TECHNOLOGIES INC
6% CONV PFD SR B
30162V607
1812672
151056
SH
DFND
1
0
151056
0
HASHICORP INC
COM CL A
418100103
1726242
51239
SH
DFND
1
0
51239
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1665865
3477
SH
DFND
3
0
3477
0
COINBASE GLOBAL INC
COM CL A
19260Q107
1609167
7241
SH
DFND
3
0
7241
0
ELI LILLY & CO
COM
532457108
1584415
1750
SH
DFND
3
0
1750
0
PAYPAL HLDGS INC
COM
70450Y103
1560717
26895
SH
DFND
3
0
26895
0
PURECYCLE TECHNOLOGIES INC
CALL
74623V903
1524755
1325000
SH
Call
DFND
1
0
1325000
0
JASPER THERAPEUTICS INC
COM
471871202
1398388
61603
SH
DFND
1
0
61603
0
RIVIAN AUTOMOTIVE INC
PUT
76954A953
1332500
500000
SH
Put
DFND
1
0
500000
0
REPLIMUNE GROUP INC
COM
76029N106
1313271
145919
SH
DFND
1
0
145919
0
ESTABLISHMENT LABS HLDGS INC
COM
G31249108
1312125
28876
SH
DFND
3
0
28876
0
GP-ACT III ACQUISITION CORP
UNIT 99/99/9999
G4035N111
1300951
129706
SH
DFND
1
0
129706
0
MAREX GROUP PLC
ORD
G5S37H101
1200000
60000
SH
DFND
3
0
60000
0
BROADCOM INC
COM
11135F101
1194514
744
SH
DFND
3
0
744
0
EQUITRANS MIDSTREAM CORP
COM
294600101
1190227
91697
SH
DFND
1
0
91697
0
ENCORE WIRE CORP
COM
292562105
1159320
4000
SH
DFND
3
0
4000
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1132727
14524
SH
DFND
3
0
14524
0
EVE MOBILITY ACQUISITION COR
CL A ORD SHS
G3218G109
1100000
110000
SH
DFND
1
0
110000
0
ISHARES TR
IBOXX HI YD ETF
464288513
1036762
13440
SH
DFND
3
0
13440
0
THE REAL BROKERAGE INC
COM
75585H206
1007286
248100
SH
DFND
3
0
248100
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
1005800
50670
SH
DFND
3
0
50670
0
MEREO BIOPHARMA GROUP PLC
SPON ADS
589492107
990000
275000
SH
DFND
1
0
275000
0
BP PLC
SPONSORED ADR
055622104
976866
27060
SH
DFND
3
0
27060
0
ALBERTSONS COS INC
COMMON STOCK
013091103
965479
48885
SH
DFND
3
0
48885
0
R1 RCM INC
COM
77634L105
942000
75000
SH
DFND
3
0
75000
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
935139
49954
SH
DFND
3
0
49954
0
SAREPTA THERAPEUTICS INC
COM
803607100
916400
5800
SH
DFND
1
0
5800
0
PROSHARES TR
BITCOIN STRATE
74347G440
913906
40600
SH
DFND
3
0
40600
0
ROKU INC
COM CL A
77543R102
897452
14975
SH
DFND
1
0
14975
0
GCM GROSVENOR INC
*W EXP 11/17/202
36831E116
882180
1800000
SH
DFND
0
1800000
0
MICRON TECHNOLOGY INC
COM
595112103
875201
6654
SH
DFND
3
0
6654
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
850911
832
SH
DFND
3
0
832
0
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
761159
20757
SH
DFND
3
0
20757
0
LEARN CW INVESTMENT COR
*W EXP 10/08/202
G54157113
750000
5000000
SH
DFND
2
0
5000000
0
ALPHABET INC
CALL
02079K905
743922
320000
SH
Call
DFND
1
0
320000
0
NOVO-NORDISK A S
ADR
670100205
727974
5100
SH
DFND
3
0
5100
0
SOW GOOD INC
COM
84612H106
680680
34000
SH
DFND
3
0
34000
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
673789
8184
SH
DFND
3
0
8184
0
CORE SCIENTIFIC INC
CALL
21874A906
651445
502500
SH
Call
DFND
1
0
502500
0
HOLLYSYS AUTOMATION TCHNGY L
SHS
G45667105
649200
30000
SH
DFND
3
0
30000
0
AMERICAN AIRLS GROUP INC
COM
02376R102
593669
52398
SH
DFND
3
0
52398
0
RUMBLE INC
*W EXP 09/16/202
78137L113
575300
550000
SH
DFND
0
550000
0
AGNICO EAGLE MINES LTD
COM
008474108
561001
8578
SH
DFND
3
0
8578
0
FLUTTER ENTMT PLC
SHS
G3643J108
558933
3065
SH
DFND
3
0
3065
0
CELLEBRITE DI LTD
*W EXP 99/99/999
M2197Q115
557192
192800
SH
DFND
3
0
192800
0
CITIGROUP INC
COM
172967424
552102
8700
SH
DFND
3
0
8700
0
ALAMOS GOLD INC
COM CL A
011532108
551936
35200
SH
DFND
3
0
35200
0
ARK ETF TR
INNOVATION ETF
00214Q104
544189
12382
SH
DFND
3
0
12382
0
MODERNA INC
PUT
60770K957
540865
25000
SH
Put
DFND
1
0
25000
0
DIREXION SHS ETF TR
DRX DLYSOKOR3X
25459Y520
539730
64101
SH
DFND
3
0
64101
0
LOCKHEED MARTIN CORP
COM
539830109
521284
1116
SH
DFND
3
0
1116
0
ZOOMINFO TECHNOLOGIES INC
COMMON STOCK
98980F104
510800
40000
SH
DFND
3
0
40000
0
APA CORPORATION
COM
03743Q108
499508
16967
SH
DFND
3
0
16967
0
CHAMPIONX CORPORATION
COM
15872M104
498150
15000
SH
DFND
3
0
15000
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
492441
19441
SH
DFND
3
0
19441
0
ISHARES TR
HIGH YLD CORP BD
46436E320
491250
15000
SH
DFND
3
0
15000
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
489482
105039
SH
DFND
1
0
105039
0
ANSYS INC
COM
03662Q105
487073
1515
SH
DFND
3
0
1515
0
STONEX GROUP INC
COM
861896108
485298
6444
SH
DFND
3
0
6444
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
474467
8016
SH
DFND
3
0
8016
0
TEVOGEN BIO HLDGS INC
COM
88165K101
470080
650000
SH
DFND
1
0
650000
0
CHEWY INC
CL A
16679L109
445864
16368
SH
DFND
3
0
16368
0
WEX INC
COM
96208T104
442850
2500
SH
DFND
3
0
2500
0
UNITED STATES STL CORP
COM
912909108
434700
11500
SH
DFND
3
0
11500
0
NICE LTD
SPONSORED ADR
653656108
429925
2500
SH
DFND
3
0
2500
0
CIPHER MINING INC
CALL
17253J906
426645
550000
SH
Call
DFND
1
0
550000
0
MURANO GLOBAL INVTS PLC
*W EXP 03/19/202
G63369113
412000
2500000
SH
DFND
1
0
2500000
0
IRIS ENERGY LTD
ORDINARY SHARES
Q4982L109
395150
35000
SH
DFND
1
0
35000
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
388663
1718
SH
DFND
3
0
1718
0
BAIDU INC
CALL
056752908
388608
110000
SH
Call
DFND
1
0
110000
0
ARK 21SHARES BITCOIN ETF
SHS BEN INT
040919102
361619
6029
SH
DFND
3
0
6029
0
VERTIV HOLDINGS CO
COM CL A
92537N108
341086
3940
SH
DFND
3
0
3940
0
FIRST TR EXCHANGE-TRADED FD
BLOOMBERG R
33738R621
337254
15000
SH
DFND
1
0
15000
0
DELL TECHNOLOGIES INC
CL C
24703L202
334708
2427
SH
DFND
3
0
2427
0
NUSCALE PWR CORP
CL A COM
67079K100
326151
27900
SH
DFND
3
0
27900
0
RF ACQUISITION CORP II
UNIT 05/01/2026
G75389125
324888
32295
SH
DFND
1
0
32295
0
DIREXION SHS ETF TR
OIL GAS BL 2X SH
25460G500
313165
8834
SH
DFND
3
0
8834
0
GRAIL INC
COM
384747101
307400
20000
SH
DFND
1,3
0
20000
0
META PLATFORMS INC
CL A
30303M102
304045
603
SH
DFND
3
0
603
0
SPDR GOLD TR
GOLD SHS
78463V107
272848
1269
SH
DFND
3
0
1269
0
TMC THE METALS COMPANY INC
COM
87261Y106
270000
200000
SH
DFND
1
0
200000
0
AXONICS INC
COM
05465P101
268920
4000
SH
DFND
3
0
4000
0
4D MOLECULAR THERAPEUTICS IN
COM
35104E100
262375
12500
SH
DFND
1
0
12500
0
INHIBRX BIOSCIENCES INC
COM
45720N103
258787
18263
SH
DFND
3
0
18263
0
CASSAVA SCIENCES INC
PUT
14817C957
252181
42500
SH
Put
DFND
1
0
42500
0
BANK MONTREAL MEDIUM
BIG OIL 3X LEV
06367V105
237030
474
SH
DFND
3
0
474
0
AEYE INC
CL A
008183204
222690
114200
SH
DFND
0
114200
0
ALIMERA SCIENCES INC
COM
016259202
210646
37886
SH
DFND
1
0
37886
0
META PLATFORMS INC
CALL
30303M902
196566
526500
SH
Call
DFND
1
0
526500
0
BANZAI INTERNATIONAL INC
COM CL A
06682J100
189368
1113927
SH
DFND
1
0
1113927
0
NOVAVAX INC
PUT
670002951
169497
21800
SH
Put
DFND
1
0
21800
0
INFLECTION PT ACQUISITN CRP
*W EXP 08/31/202
G4790U110
160115
1690756
SH
DFND
1
0
1690756
0
GOLD ROYALTY CORP
COMMON SHARES
38071H106
157325
111578
SH
DFND
3
0
111578
0
SLAM CORP
*W EXP 99/99/999
G8210L121
153731
617889
SH
DFND
1
0
617889
0
NETFLIX INC
CALL
64110L906
153665
86000
SH
Call
DFND
1
0
86000
0
SPDR S&P 500 ETF TR
PUT
78462F953
149850
500000
SH
Put
DFND
1
0
500000
0
ZOOMCAR HLDGS INC
COM
45784G101
149700
1000000
SH
DFND
1
0
1000000
0
GAN LTD
SHS
G3728V109
147500
100000
SH
DFND
3
0
100000
0
POSEIDA THERAPEUTICS INC
COM
73730P108
146599
50205
SH
DFND
3
0
50205
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
135680
16000
SH
DFND
3
0
16000
0
ADLAI NORTYE LTD
SPONSORED ADS
00704R109
131415
40310
SH
DFND
1
0
40310
0
CADIZ INC
COM
127537207
123600
40000
SH
DFND
3
0
40000
0
MATTERPORT INC
COM CL A
577096100
117114
26200
SH
DFND
3
0
26200
0
PROSHARES TR
ULTRAPRO SHT QQQ
74347G432
115995
14009
SH
DFND
3
0
14009
0
WESTROCK COFFEE CO
*W EXP 08/29/202
96145W111
111095
50043
SH
DFND
1
0
50043
0
MESOBLAST LTD
SPONS ADR
590717401
110288
16195
SH
DFND
3
0
16195
0
UR-ENERGY INC
COM
91688R108
107974
77124
SH
DFND
1
0
77124
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U207
105960
15446
SH
DFND
3
0
15446
0
ENCORE ENERGY CORP
COM
29259W700
105025
26656
SH
DFND
1
0
26656
0
EXXON MOBIL CORP
CALL
30231G902
104763
739500
SH
Call
DFND
1
0
739500
0
PSYENCE BIOMEDICAL LTD
COM
74449F100
101100
337000
SH
DFND
1
0
337000
0
MICROSOFT CORP
CALL
594918904
100729
498000
SH
Call
DFND
1
0
498000
0
ILEARNINGENGINES INC
*W EXP 04/16/202
45175Q114
94621
140200
SH
DFND
1
0
140200
0
EVE MOBILITY ACQUISITION COR
*W EXP 12/31/202
G3218G117
88728
806620
SH
DFND
1
0
806620
0
IOVANCE BIOTHERAPEUTICS INC
PUT
462260950
86250
50000
SH
Put
DFND
1
0
50000
0
4D MOLECULAR THERAPEUTICS IN
PUT
35104E950
85010
50000
SH
Put
DFND
1
0
50000
0
GLOBAL BUSINESS TRAVEL GROUP
COM CL A
37890B100
81583
12361
SH
DFND
1
0
12361
0
SAVARA INC
COM
805111101
80600
20000
SH
DFND
1
0
20000
0
AFRICAN AGRICULTURE HOLDINGS
COM
00792J100
75277
279112
SH
DFND
1
0
279112
0
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
74749
21056
SH
DFND
3
0
21056
0
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
73300
10000
SH
DFND
1
0
10000
0
D MARKET ELECTR SVCS & TRADI
SPONSORED ADS
23292B104
71162
32200
SH
DFND
3
0
32200
0
JASPER THERAPEUTICS INC
PUT
471871952
70544
10000
SH
Put
DFND
1
0
10000
0
PLBY GROUP INC
COM
72814P109
63728
82008
SH
DFND
3
0
82008
0
LUFAX HOLDING LTD
SPONSORED ADR
54975P201
60620
25578
SH
DFND
3
0
25578
0
HUMANA INC
CALL
444859902
53134
5000
SH
Call
DFND
1
0
5000
0
ECARX HOLDINGS INC
CLASS A ORD
G29201103
51500
25000
SH
DFND
1
0
25000
0
CARTESIAN GROWTH CORP II
*W EXP 07/12/202
G19305120
50500
2397500
SH
DFND
1
0
2397500
0
SKYX PLATFORMS CORP
COM
78471E105
50360
53010
SH
DFND
3
0
53010
0
JASPER THERAPEUTICS INC
CALL
471871902
48248
13600
SH
Call
DFND
1
0
13600
0
BIOMEA FUSION INC
COM
09077A106
45000
10000
SH
DFND
3
0
10000
0
AEROVATE THERAPEUTICS INC
PUT
008064957
40108
3700
SH
Put
DFND
1
0
3700
0
AMAZON COM INC
CALL
023135906
38067
40000
SH
Call
DFND
1
0
40000
0
IRIS ACQUISITION CORP
*W EXP 02/28/202
89601Y119
35033
875817
SH
DFND
1
0
875817
0
FREYR BATTERY INC
COM
35834F104
34000
20000
SH
DFND
1
0
20000
0
LUCID GROUP INC
COM
549498103
31683
12139
SH
DFND
3
0
12139
0
SEQUANS COMMUNICATIONS S A
SPONSORED ADS
817323207
31174
62000
SH
DFND
3
0
62000
0
EXELA TECHNOLOGIES INC
COM
30162V805
31041
12774
SH
DFND
1
0
12774
0
ATLANTIC COASTAL AQSTN CORP
*W EXP 99/99/999
04845A116
30000
375000
SH
DFND
1
0
375000
0
RELMADA THERAPEUTICS INC
COM
75955J402
30000
10000
SH
DFND
1
0
10000
0
GLOBAL PARTNER ACQISTN CORP
*W EXP 01/14/202
G3934P128
28537
158540
SH
DFND
1
0
158540
0
THUNDER BRDG CAP PRTNRS IV I
*W EXP 04/30/202
88605L115
28339
166700
SH
DFND
1
0
166700
0
SPECTRAL AI INC
COM CL A
84757T105
26833
15246
SH
DFND
3
0
15246
0
RENALYTIX PLC
ADS
75973T101
26565
115000
SH
DFND
1
0
115000
0
SK GROWTH OPPORTUNITIES CORP
*W EXP 06/28/202
G8192N111
26504
111832
SH
DFND
1
0
111832
0
QURATE RETAIL INC
COM SER A
74915M100
25263
40100
SH
DFND
3
0
40100
0
HAYMAKER ACQUISITION CORP IV
*W EXP 05/31/202
G4375F116
24194
138250
SH
DFND
1
0
138250
0
ECARX HOLDINGS INC
*W EXP 99/99/999
G29201111
23760
696771
SH
DFND
1
0
696771
0
AGRICULTURE & NAT SOL ACQ CO
*W EXP 10/01/202
G0131Y118
23157
140346
SH
DFND
1
0
140346
0
BATTERY FUTURE ACQUISITION C
*W EXP 99/99/999
G0888J124
22275
1125000
SH
DFND
1
0
1125000
0
SPRING VALLEY ACQUISTN CORP
RIGHT 02/25/2026
G83752132
22229
185088
SH
DFND
1
0
185088
0
SAVARA INC
PUT
805111951
21450
20000
SH
Put
DFND
1
0
20000
0
OSISKO DEVELOPMENT CORP
COM
68828E809
21390
11500
SH
DFND
3
0
11500
0
PAPAYA GRWT OPPORTUNITY CORP
*W EXP 12/31/202
69882P110
19250
550000
SH
DFND
1
0
550000
0
KRANESHARES TRUST
CALL
500767906
19250
350000
SH
Call
DFND
1
0
350000
0
NVIDIA CORPORATION
CALL
67066G904
17553
23500
SH
Call
DFND
1
0
23500
0
ALNYLAM PHARMACEUTICALS INC
PUT
02043Q957
16695
2100
SH
Put
DFND
1
0
2100
0
XBP EUROPE HOLDINGS INC
*W EXP 11/30/202
98400V119
15785
385000
SH
DFND
0
385000
0
CHURCHILL CAPITAL CORP VII
*W EXP 02/29/202
17144M110
15218
43481
SH
DFND
1
0
43481
0
BLOCKCHAIN COINVSTRS ACQ CRP
*W EXP 11/01/202
G11765115
14932
249700
SH
DFND
1
0
249700
0
COEPTIS THERAPEUTICS HLDGS I
*W EXP 12/31/202
19207A116
12775
106459
SH
DFND
1
0
106459
0
TESLA INC
CALL
88160R901
12450
3000
SH
Call
DFND
1
0
3000
0
HUBSPOT INC
CALL
443573900
11775
500
SH
Call
DFND
1
0
500
0
LUMEN TECHNOLOGIES INC
COM
550241103
11630
10573
SH
DFND
3
0
10573
0
TIZIANA LIFE SCIENCES LTD
COMMON SHARES
G88912103
11112
12091
SH
DFND
3
0
12091
0
CLOVER LEAF CAPITAL CORP
RIGHT 05/31/2028
18915E121
11078
49900
SH
DFND
1
0
49900
0
SAREPTA THERAPEUTICS INC
CALL
803607900
10768
13800
SH
Call
DFND
1
0
13800
0
HYCROFT MINING HOLDING CORP
*W EXP 05/29/202
44862P117
10394
670600
SH
DFND
1
0
670600
0
IX ACQUISITION CORP
*W EXP 07/31/202
G5000D111
9203
815034
SH
DFND
1
0
815034
0
CERO THERAPEUTICS HLDGS INC
*W EXP 02/13/202
71902K113
8865
441048
SH
DFND
1
0
441048
0
FOCUS IMPACT BH3 ACQUISITION
*W EXP 99/99/999
22677T110
8361
107187
SH
DFND
1
0
107187
0
SNOWFLAKE INC
CALL
833445909
7850
10000
SH
Call
DFND
1
0
10000
0
TEVOGEN BIO HLDGS INC
*W EXP 02/14/202
88165K119
7685
260500
SH
DFND
1
0
260500
0
SELINA HOSPITALITY PLC
ORDINARY SHARES
G8059B101
7190
100000
SH
DFND
1
0
100000
0
PSQ HOLDINGS INC
*W EXP 99/99/999
693691115
7169
18500
SH
DFND
1
0
18500
0
LAKESHORE BIOPHARMA CO LTD
*W EXP 03/15/202
G9845F117
6770
76931
SH
DFND
1
0
76931
0
ALCHEMY INVTS ACQUISITN CORP
*W EXP 11/30/202
G0232F133
5502
39300
SH
DFND
1
0
39300
0
BRIDGER AEROSPACE GRP HLDGS
*W EXP 01/24/202
96812F110
5215
40113
SH
DFND
1
0
40113
0
PSYENCE BIOMEDICAL LTD
*W EXP 01/25/202
74449F118
4919
468500
SH
DFND
1
0
468500
0
ENVOY MEDICAL INC
*W EXP 09/29/202
29415V117
4674
93480
SH
DFND
1
0
93480
0
ZOOMCAR HLDGS INC
*W EXP 05/31/202
45784G119
4550
324999
SH
DFND
1
0
324999
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
4112
41121
SH
DFND
1
0
41121
0
TORTOISEECOFIN ACQUISITION C
*W EXP 07/22/202
G8956E117
3979
25325
SH
DFND
1
0
25325
0
ESH ACQUISITION CORP
RIGHT 99/99/9999
296424112
3938
35804
SH
DFND
1
0
35804
0
OAK WOODS ACQUISITION CORP
RIGHT 03/23/2028
67190B120
3750
15000
SH
DFND
1
0
15000
0
CHECHE GROUP INC
*W EXP 10/01/203
G20707116
3053
101608
SH
DFND
1
0
101608
0
EXCELFIN ACQUISITION CORP
*W EXP 10/25/202
30069X110
3010
100000
SH
DFND
1
0
100000
0
LEDDARTECH HLDGS INC
*W EXP 12/21/202
52328E113
2723
100834
SH
DFND
1
0
100834
0
COLISEUM ACQUISITION CORP
*W EXP 08/22/202
G2263T107
1667
33333
SH
DFND
1
0
33333
0
BANZAI INTERNATIONAL INC
*W EXP 12/14/202
06682J118
1550
100000
SH
DFND
1
0
100000
0
ISRAEL ACQUISITIONS CORP
*W EXP 99/99/999
G49667119
1500
30000
SH
DFND
1
0
30000
0
INNOVID CORP
*W EXP 11/30/202
457679116
1340
20617
SH
DFND
1
0
20617
0
INSIGHT ACQUISITION CORP
*W EXP 08/26/202
45784L118
1044
866557
SH
DFND
1
0
866557
0
AFRICAN AGRICULTURE HOLDINGS
*W EXP 12/06/202
00792J118
905
66666
SH
DFND
1
0
66666
0
BLUERIVER ACQUISITION CORP
*W EXP 01/04/202
G1261Q115
680
49999
SH
DFND
1
0
49999
0
SURROZEN INC
*W EXP 08/01/203
86889P117
584
35200
SH
DFND
1
0
35200
0
SHAPEWAYS HOLDINGS INC
*W EXP 09/29/202
81947T110
549
144546
SH
DFND
1
0
144546
0
TARGET HOSPITALITY CORP
CALL
87615L907
499
8600
SH
Call
DFND
1
0
8600
0
OAK WOODS ACQUISITION CORP
*W EXP 99/99/999
67190B112
375
15000
SH
DFND
1
0
15000
0
MOMENTUS INC
*W EXP 05/15/202
60879E119
152
15619
SH
DFND
1
0
15619
0
NVIDIA CORPORATION
PUT
67066G954
80
400000
SH
Put
DFND
1
0
400000
0
DIGIASIA CORP
*W EXP 04/02/202
G27617110
1
1482330
SH
DFND
1
0
1482330
0