0001209191-24-001058.txt : 20240105 0001209191-24-001058.hdr.sgml : 20240105 20240105181827 ACCESSION NUMBER: 0001209191-24-001058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matosevic Josef CENTRAL INDEX KEY: 0001492606 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 24517797 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-01-03 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001492606 Matosevic Josef 7456 SIXTEENTH STREET EAST SARASOTA FL 34243 0 1 0 0 President and CEO 0 Common Stock 2024-01-03 4 M 0 5386 0.00 A 39743 D Common Stock 2024-01-03 4 F 0 2276 42.67 D 37502 D Performance-Based Restricted Stock Units 0.00 2024-01-03 4 A 0 55660 0.00 A Common Stock 55660 55660 D Restricted Stock Units 0.00 2024-01-03 4 A 0 73589 0.00 A Common Stock 73589 73589 D Restricted Stock Units 0.00 2024-01-03 4 M 0 5386 0.00 D Common Stock 5386 5386 D No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. The number of direct shares has been reduced by 35 shares to correct the number of shares withheld from the Reporting Persons vesting dated January 3, 2023. The performance-based RSUs granted to the reporting person on January 3, 2024, represent the right to receive, following vesting, a number of shares of Common Stock up to 200% of the number of performance-based RSUs. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2024 and ending the last day of the fiscal year of 2026, subject to continuous employment with the Company through March 15, 2027 Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 17,929 RSUs shall vest and convert on April 1,2024, and 33-1/3% of the remainder of the awards will vest and convert into Common Stock on each of the first three anniversaries of the grant date. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. /s/ Marc Greenberg, Attorney-in-Fact for Josef Matosevic 2024-01-05