0001209191-23-050961.txt : 20231002 0001209191-23-050961.hdr.sgml : 20231002 20231002133646 ACCESSION NUMBER: 0001209191-23-050961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bagan Sean CENTRAL INDEX KEY: 0001988429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 231298842 MAIL ADDRESS: STREET 1: C/O HELIOS TECHNOLOGIES, INC. STREET 2: 7456 16TH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-01 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001988429 Bagan Sean C/O HELIOS TECHNOLOGIES, INC. 7456 16TH ST E SARASOTA FL 34243 0 1 0 0 Chief Financial Officer 0 Restricted Stock Units 2023-10-01 4 A 0 2312 0.00 A Common Stock 2312 2312 D Performance-Based Restricted Stock Units 2023-10-01 4 A 0 2312 0.00 A Common Stock 2312 2312 D Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Restricted stock units granted to reporting person on October 1, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026. /s/ Marc Greenberg, Attorney-in-Fact for Sean Bagan 2023-10-02