0001209191-23-027233.txt : 20230504
0001209191-23-027233.hdr.sgml : 20230504
20230504104520
ACCESSION NUMBER: 0001209191-23-027233
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230426
FILED AS OF DATE: 20230504
DATE AS OF CHANGE: 20230504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martich Frederick Joseph
CENTRAL INDEX KEY: 0001976339
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40935
FILM NUMBER: 23887027
MAIL ADDRESS:
STREET 1: C/O HELIOS TECHNOLOGIES, INC.
STREET 2: 7456 16TH ST E
CITY: SARASOTA
STATE: FL
ZIP: 34243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001024795
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 592754337
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7456 SIXTEENTH STREET EAST
CITY: SARASOTA
STATE: FL
ZIP: 34243
BUSINESS PHONE: 9413621200
MAIL ADDRESS:
STREET 1: 7456 SIXTEENTH STREET EAST
CITY: SARASOTA
STATE: FL
ZIP: 34243
FORMER COMPANY:
FORMER CONFORMED NAME: SUN HYDRAULICS CORP
DATE OF NAME CHANGE: 19970423
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-04-26
0
0001024795
HELIOS TECHNOLOGIES, INC.
HLIO
0001976339
Martich Frederick Joseph
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
SARASOTA
FL
34243
0
1
0
0
Pres. of Hydraulics, Americas
Common Stock
8235
D
Restricted Stock Units
0.00
Common Stock
294
D
Performance-based Restricted Stock Units
0.00
Common Stock
880
D
Restricted Stock Units
0.00
Common Stock
532
D
Performance-based Restricted Stock Units
0.00
Common Stock
797
D
Restricted Stock Units
0.00
Common Stock
1545
D
Performance-based Restricted Stock Units
0.00
Common Stock
1546
D
Restricted stock units granted to reporting person on January 28, 2021; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Each RSU represents the right to receive, following vesting, one share of Common Stock.
Performance-Based Restricted stock units granted to reporting person on January 28, 2021, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.
Restricted stock units granted to reporting person on January 3, 2022; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Performance-Based Restricted stock units granted to reporting person on January 3, 2022, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee over a three-year performance period beginning on the first day of the fiscal year of 2022 and ending on the last day of the fiscal year of 2024.
Restricted stock units granted to reporting person on January 6, 2023; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Performance-Based Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending on the last day of the fiscal year of 2025.
/s/ Marc A. Greenberg, Attorney-in-Fact for Frederick Joseph Martich
2023-05-04
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY FOR SECTION 16 FILINGS
The undersigned, Frederick Joseph Martich, an individual, (the "Undersigned")
does hereby make, constitute and appoint Marc A. Greenberg, his true and lawful
attorneys for the purposes hereinafter set forth, effective as of this 26th day
of April, 2023.
References in this power of attorney to "attorney-in-fact" are to each of the
persons named above and to the person or persons substituted hereunder pursuant
to the power of substitution granted herein.
The Undersigned hereby grants to the Attorney-in-Fact, for the Undersigned and
in his name, place and stead the power to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes, passwords, and passphrases enabling the undersigned to make
electronic filings with the SEC of reports required by Section l 6(a) of the
Securities Exchange Act of 1934 or any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Helios Technologies, Inc. or one or more of its
subsidiaries (the "Company"), Forms 3, 4, and 5 in accordance with Section l
6(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any
other forms or reports the undersigned may be required to file in connection
with the undersigned's ownership, acquisition, or disposition of securities of
the Company;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form ID, 3, 4, or
5, or other form or report, complete and execute any amendment or amendments
thereto, and timely file such form with the United States Securities and
Exchange Commission and any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by vi11ue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934. The Undersigned shall
indemnify and hold harmless each attorney-in-fact for any exercise of the powers
granted hereby.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
This Power of Attorney may be executed and delivered by facsimile, PDF or other
electronic transmission and shall be deemed to have the same legal effect as
delivery of an original signed copy of this Power of Attorney.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed on the date first written above.
/s/ Frederick Joseph Martich