-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RD/HSE/Jq6p8Brc5nn2vBtoyEblw3bBpt/CGAVlzeWdQDcZBV+kfo9iqiC0jAW34 LrdflgcSE3YtbelGx+a1qg== 0001044321-10-000180.txt : 20101021 0001044321-10-000180.hdr.sgml : 20101021 20101021153447 ACCESSION NUMBER: 0001044321-10-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101019 FILED AS OF DATE: 20101021 DATE AS OF CHANGE: 20101021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORLD HEART CORP CENTRAL INDEX KEY: 0001024520 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4750 WILEY POST WAY STREET 2: SUITE 120 CITY: SALT LAKE CITY STATE: UT ZIP: 84116 BUSINESS PHONE: 801-355-6255 MAIL ADDRESS: STREET 1: 4750 WILEY POST WAY STREET 2: SUITE 120 CITY: SALT LAKE CITY STATE: UT ZIP: 84116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28882 FILM NUMBER: 101135061 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-19 0 0001024520 WORLD HEART CORP WHRT 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Common Stock 2010-10-19 4 P 0 2461825 2.01 A 6309079 I By Limited Partnership Warrants 0.125 2010-10-19 4 P 0 2461825 0.125 A 2010-10-19 2015-10-19 Common Stock 2461825 2461825 I By Limited Partnerships This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE) and Special Situations Life Sciences Fund, L.P. (LS). 2,178,712 shares of Common Stock are owned by QP, 790,719 shares of CS are owned by Cayman, 790,718 shares of CS are owned by PE and 1,221,596 shares of CS are owned by LS. Marxe individually owns 1,015,286 shares of CS and Greenhouse individually owns 312,048 shares of CS. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, PE, LS, Marxe and Greenhouse are limited to the extent of his pecuniary interest. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE) and Special Situations Life Sciences Fund, L.P. (LS). 543,326 Warrants are owned by QP, 196,721 Warrants are owned by Cayman, 196,721 Warrants are owned by PE, 936,673 Warrants owned by LS, Marxe individually owns 468,384 Warrants and Greenhouse individually owns 120,000 Warrants. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP, Cayman, PE, LS, Marxe and Greenhouse are limited to the extent of his pecuniary interest. Austin W. Marxe 2010-10-21 David M. Greenhouse 2010-10-21 -----END PRIVACY-ENHANCED MESSAGE-----