0001246360-20-001831.txt : 20201113 0001246360-20-001831.hdr.sgml : 20201113 20201113183509 ACCESSION NUMBER: 0001246360-20-001831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goris Patrick P. CENTRAL INDEX KEY: 0001696060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 201313083 MAIL ADDRESS: STREET 1: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 form.xml PRIMARY DOCUMENT X0306 4 2020-11-12 false 0001024478 ROCKWELL AUTOMATION, INC ROK 0001696060 Goris Patrick P. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP and CFO Common Stock 1552.5643 I By Savings Plan Common Stock 2020-11-12 4 M false 3468 104.08 A 13210.96 D Common Stock 2020-11-12 4 S false 3468 237.2285 D 9742.96 D Common Stock 2020-11-13 4 M false 3100 136.4 A 12842.96 D Common Stock 2020-11-13 4 M false 19532 149.41 A 32374.96 D Common Stock 2020-11-13 4 M false 232 104.08 A 32606.96 D Common Stock 2020-11-13 4 S false 12701 237.993 D 19905.96 D Common Stock 2020-11-13 4 S false 10163 238.7498 D 9742.96 D Employee Stock Option (Right to Buy) 104.08 2020-11-12 4 M false 3468 0 D 2016-12-03 2025-12-03 Common Stock 3468 232 D Employee Stock Option (Right to Buy) 136.4 2020-11-13 4 M false 3100 0 D 2017-12-06 2026-12-06 Common Stock 3100 0 D Employee Stock Option (Right to Buy) 104.08 2020-11-13 4 M false 232 0 D 2016-12-03 2025-12-03 Common Stock 232 0 D Employee stock option (right to buy) 149.41 2020-11-13 4 M false 19532 0 D 2018-02-07 2027-02-07 Common Stock 19532 8868 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-fact for Patrick P. Goris 2020-11-13