0001246360-18-000375.txt : 20180130
0001246360-18-000375.hdr.sgml : 20180130
20180130154917
ACCESSION NUMBER: 0001246360-18-000375
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180126
FILED AS OF DATE: 20180130
DATE AS OF CHANGE: 20180130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitt Susan
CENTRAL INDEX KEY: 0001405747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 18559037
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 S. 2ND STREET, E-7F19
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2018-01-26
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001405747
Schmitt Susan
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP, HR
Common Stock
2424.7045
I
By Savings Plan
Common Stock
2018-01-26
4
M
false
11500
80.11
A
20926
D
Common Stock
2018-01-26
4
M
false
8900
108.89
A
29826
D
Common Stock
2018-01-26
4
M
false
11300
115.69
A
41126
D
Common Stock
2018-01-26
4
M
false
1300
74.14
A
42426
D
Common Stock
2018-01-26
4
S
false
11617
200.5412
D
30809
D
Common Stock
2018-01-26
4
S
false
8266
201.35
D
22543
D
Common Stock
2018-01-26
4
S
false
8917
202.5566
D
13626
D
Common Stock
2018-01-26
4
F
false
1884
203.01
D
11742
D
Employee Stock Option (Right to Buy)
80.11
2018-01-26
4
M
false
11500
0
D
2013-12-06
2022-12-06
Common Stock
11500
0
D
Employee Stock Option (Right to Buy)
108.89
2018-01-26
4
M
false
8900
0
D
2014-12-04
2023-12-04
Common Stock
8900
0
D
Employee Stock Option (Right to Buy)
115.69
2018-01-26
4
M
false
11300
0
D
2015-12-02
2024-12-02
Common Stock
11300
0
D
Employee Stock Option (Right to Buy)
74.14
2018-01-26
4
M
false
1300
0
D
2012-12-01
2021-12-01
Common Stock
1300
0
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $200.00 to $200.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $201.00 to $201.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.11 to $202.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt
2018-01-30