0001246360-18-000375.txt : 20180130 0001246360-18-000375.hdr.sgml : 20180130 20180130154917 ACCESSION NUMBER: 0001246360-18-000375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Susan CENTRAL INDEX KEY: 0001405747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 18559037 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 S. 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-01-26 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001405747 Schmitt Susan 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP, HR Common Stock 2424.7045 I By Savings Plan Common Stock 2018-01-26 4 M false 11500 80.11 A 20926 D Common Stock 2018-01-26 4 M false 8900 108.89 A 29826 D Common Stock 2018-01-26 4 M false 11300 115.69 A 41126 D Common Stock 2018-01-26 4 M false 1300 74.14 A 42426 D Common Stock 2018-01-26 4 S false 11617 200.5412 D 30809 D Common Stock 2018-01-26 4 S false 8266 201.35 D 22543 D Common Stock 2018-01-26 4 S false 8917 202.5566 D 13626 D Common Stock 2018-01-26 4 F false 1884 203.01 D 11742 D Employee Stock Option (Right to Buy) 80.11 2018-01-26 4 M false 11500 0 D 2013-12-06 2022-12-06 Common Stock 11500 0 D Employee Stock Option (Right to Buy) 108.89 2018-01-26 4 M false 8900 0 D 2014-12-04 2023-12-04 Common Stock 8900 0 D Employee Stock Option (Right to Buy) 115.69 2018-01-26 4 M false 11300 0 D 2015-12-02 2024-12-02 Common Stock 11300 0 D Employee Stock Option (Right to Buy) 74.14 2018-01-26 4 M false 1300 0 D 2012-12-01 2021-12-01 Common Stock 1300 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $200.00 to $200.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $201.00 to $201.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.11 to $202.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Susan Schmitt 2018-01-30