0001246360-17-002817.txt : 20171002 0001246360-17-002817.hdr.sgml : 20171002 20171002170717 ACCESSION NUMBER: 0001246360-17-002817 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORGAN DAVID M CENTRAL INDEX KEY: 0001204907 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 171115235 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4/A 1 form.xml PRIMARY DOCUMENT X0306 4/A 2017-02-13 2017-02-14 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001204907 DORGAN DAVID M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Controller Common Stock 2017-02-13 4 M false 2100 46.16 A 12555 D Common Stock 2017-02-13 4 S false 4100 152.9913 D 8455 D Employee Stock Option (right to buy) 46.16 2017-02-13 4 M false 2100 0 D 2010-12-09 2019-12-09 Common Stock 2100 0 D Includes 2,100 shares that were originally reported as acquired in a separate transaction but inadvertently omitted from the final total amount of shares beneficially owned following the reported transactions because of an administrative error. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.7506 to $153.2206. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for David M. Dorgan 2017-10-02