0001246360-17-002817.txt : 20171002
0001246360-17-002817.hdr.sgml : 20171002
20171002170717
ACCESSION NUMBER: 0001246360-17-002817
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170213
FILED AS OF DATE: 20171002
DATE AS OF CHANGE: 20171002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DORGAN DAVID M
CENTRAL INDEX KEY: 0001204907
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 171115235
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4/A
1
form.xml
PRIMARY DOCUMENT
X0306
4/A
2017-02-13
2017-02-14
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001204907
DORGAN DAVID M
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
VP and Controller
Common Stock
2017-02-13
4
M
false
2100
46.16
A
12555
D
Common Stock
2017-02-13
4
S
false
4100
152.9913
D
8455
D
Employee Stock Option (right to buy)
46.16
2017-02-13
4
M
false
2100
0
D
2010-12-09
2019-12-09
Common Stock
2100
0
D
Includes 2,100 shares that were originally reported as acquired in a separate transaction but inadvertently omitted from the final total amount of shares beneficially owned following the reported transactions because of an administrative error.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.7506 to $153.2206. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for David M. Dorgan
2017-10-02