0001246360-17-002761.txt : 20170915
0001246360-17-002761.hdr.sgml : 20170915
20170915111411
ACCESSION NUMBER: 0001246360-17-002761
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170914
FILED AS OF DATE: 20170915
DATE AS OF CHANGE: 20170915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moret Blake D.
CENTRAL INDEX KEY: 0001515154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 171087278
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2017-09-14
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001515154
Moret Blake D.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
true
true
false
false
President and CEO
Common Stock
166.9331
I
By Savings Plan
Common Stock
2017-09-14
4
M
false
1723
69.57
A
22849
D
Common Stock
2017-09-14
4
S
false
1723
170.0618
D
21126
D
Employee Stock Option (Right to Buy)
69.57
2017-09-14
4
M
false
1723
0
D
2011-12-07
2020-12-07
Common Stock
1723
0
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 6/30/2017.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on February 22, 2017.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $170.00 to $170.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Blake D. Moret
2017-09-15