0001246360-17-002053.txt : 20170601 0001246360-17-002053.hdr.sgml : 20170601 20170601125611 ACCESSION NUMBER: 0001246360-17-002053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champa Kenneth M CENTRAL INDEX KEY: 0001677463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 17884100 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-05-31 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001677463 Champa Kenneth M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Senior Vice President Common Stock 256.022 I By Savings Plan Common Stock 2017-05-31 4 M false 5000 46.16 A 8169 D Common Stock 2017-05-31 4 S false 5000 159.0754 D 3169 D Employee Stock Option (Right to Buy) 46.16 2017-05-31 4 M false 5000 0 D 2010-12-09 2019-12-09 Common Stock 5000 1700 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The option vests in three substantially equal annual installments beginning on the date exercisable. Includes 260 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A Balistreri, Attorney-in-fact for Kenneth M. Champa 2017-06-01