0001246360-16-006458.txt : 20160810
0001246360-16-006458.hdr.sgml : 20160810
20160810133511
ACCESSION NUMBER: 0001246360-16-006458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160808
FILED AS OF DATE: 20160810
DATE AS OF CHANGE: 20160810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kulaszewicz Frank C
CENTRAL INDEX KEY: 0001516418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 161820877
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2016-08-08
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001516418
Kulaszewicz Frank C
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
SVP
Common Stock
374.7277
I
By Savings Plan
Common Stock
2016-08-08
4
M
false
1367
46.16
A
27607
D
Common Stock
2016-08-08
4
M
false
1000
29.37
A
28607
D
Common Stock
2016-08-08
4
M
false
6900
80.11
A
35507
D
Common Stock
2016-08-08
4
S
false
9267
118.113
D
26240
D
Employee Stock Option (Right to Buy)
29.37
2016-08-08
4
M
false
1000
0
D
2009-12-03
2018-12-03
Common Stock
1000
5500
D
Employee Stock Option (Right to Buy)
46.16
2016-08-08
4
M
false
1367
0
D
2010-12-09
2019-12-09
Common Stock
1367
0
D
Employee Stock Option (Right to Buy)
80.11
2016-08-08
4
M
false
6900
0
D
2013-12-06
2022-12-06
Common Stock
6900
1200
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2016. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $118.000 to $118.300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-fact for Frank C. Kulaszewicz
2016-08-10