0001246360-13-004186.txt : 20130903
0001246360-13-004186.hdr.sgml : 20130902
20130903173508
ACCESSION NUMBER: 0001246360-13-004186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130829
FILED AS OF DATE: 20130903
DATE AS OF CHANGE: 20130903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Martin
CENTRAL INDEX KEY: 0001388866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 131076091
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-08-29
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001388866
Thomas Martin
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP Operations & Eng. Svcs.
Common Stock
731.4497
I
By Savings Plan
Common Stock
2013-08-29
4
M
false
20250
46.16
A
42720
D
Common Stock
2013-08-29
4
S
false
20250
97.7352
D
22470
D
Common Stock
2013-08-30
4
M
false
2100
46.16
A
24570
D
Common Stock
2013-08-30
4
F
false
996
97.23
D
23574
D
Employee Stock Option (Right to Buy)
46.16
2013-08-29
4
M
false
20250
0
D
2010-12-09
2019-12-09
Common Stock
20250
22350
D
Employee Stock Option (Right to Buy)
46.16
2013-08-30
4
M
false
2100
0
D
2010-12-09
2019-12-09
Common Stock
2100
20250
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $97.66 to $97.7925. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 5,190 shares held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-fact for Martin Thomas
2013-09-03