0001246360-13-004186.txt : 20130903 0001246360-13-004186.hdr.sgml : 20130902 20130903173508 ACCESSION NUMBER: 0001246360-13-004186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130829 FILED AS OF DATE: 20130903 DATE AS OF CHANGE: 20130903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Martin CENTRAL INDEX KEY: 0001388866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 131076091 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-08-29 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001388866 Thomas Martin 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP Operations & Eng. Svcs. Common Stock 731.4497 I By Savings Plan Common Stock 2013-08-29 4 M false 20250 46.16 A 42720 D Common Stock 2013-08-29 4 S false 20250 97.7352 D 22470 D Common Stock 2013-08-30 4 M false 2100 46.16 A 24570 D Common Stock 2013-08-30 4 F false 996 97.23 D 23574 D Employee Stock Option (Right to Buy) 46.16 2013-08-29 4 M false 20250 0 D 2010-12-09 2019-12-09 Common Stock 20250 22350 D Employee Stock Option (Right to Buy) 46.16 2013-08-30 4 M false 2100 0 D 2010-12-09 2019-12-09 Common Stock 2100 20250 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2013. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $97.66 to $97.7925. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 5,190 shares held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-fact for Martin Thomas 2013-09-03