0001246360-13-003887.txt : 20130806
0001246360-13-003887.hdr.sgml : 20130806
20130806134909
ACCESSION NUMBER: 0001246360-13-003887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130805
FILED AS OF DATE: 20130806
DATE AS OF CHANGE: 20130806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COPPINS KENT G
CENTRAL INDEX KEY: 0001204906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 131012792
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-08-05
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001204906
COPPINS KENT G
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
VP and General Tax Counsel
Common Stock
2013-08-05
4
M
false
4333
69.57
A
11028
D
Common Stock
2013-08-05
4
S
false
4333
100.0554
D
6695
D
Common Stock
2013-08-05
4
I
false
1498.5015
100.1
D
2576.8614
I
By Savings Plan
Employee Stock Option (Right to Buy)
69.57
2013-08-05
4
M
false
4333
0
D
2011-12-07
2020-12-07
Common Stock
4333
2167
D
The option vests in three substantially equal annual installments beginning on the date exercisable.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $100.05 to $100.065. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
1,050 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 6/30/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Karen A. Balistreri, Attorney-in-Fact for Kent G. Coppins
2013-08-06