-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DOMq8VP+kihDR4FGEsXQy7cE3sEODkakP5JTUsTRwJFlSZFKxXGP+UfOSN7Uu5RL SeQm7EvRm3MJYjPoUXoxvQ== 0001240051-03-000117.txt : 20031210 0001240051-03-000117.hdr.sgml : 20031210 20031210162401 ACCESSION NUMBER: 0001240051-03-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHN JOHN D CENTRAL INDEX KEY: 0001180036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 031047609 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVE. STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-09 0001024478 ROCKWELL AUTOMATION INC ROK 0001180036 COHN JOHN D 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100Sr. Vice PresidentCommon Stock2003-12-094M0670011.6038A9742DCommons Stock2003-12-094S0670035.00D3042DCommon Stock7936.2264ISavings PlanEmployee stock option (right to buy)13.77471996-12-062005-12-06Common Stock29152915DEmployee stock option (right to buy)21.94792000-06-012009-06-01Common Stock1000010000DEmployee stock option (right to buy)20.3492000-10-042009-10-04Common Stock2550025500DEmployee stock option (right to buy)11.60382003-12-094M067000D2001-10-022010-10-02Common Stock67003300DEmployee stock option (right to buy)13.402002-10-012011-10-01Common Stock4200042000DEmployee stock option (right to buy)15.502003-10-072012-10-07Common Stock4200042000DEmployee stock option (right to buy)27.752004-10-062013-10-06Common Stock4500045000DCommon stock share equivalentsCommon Stock457.8522457.8522INonqual. Savings PlanShares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 12/1/2003.27,999 shares are currently exercisable and 14,001 shares become exercisable on 10/1/2004.The option vests in three substantially equal annual installments beginning on the date exercisable.The share equivalents are payable in cash upon retirement or after termination of employment.Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 12/1/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. K. A. Balistreri, Attorney-in-Fact for John D. Cohn2003-12-10 -----END PRIVACY-ENHANCED MESSAGE-----