-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uvc8yfmHagJuBwu9d5hWRwioqGogNQHGtvjvLVdYrwkxIJ5q65uphIQ74D4o1OOu 4B+EtphqV+LCjQikKJfk9Q== 0001240051-03-000114.txt : 20031209 0001240051-03-000114.hdr.sgml : 20031209 20031209115555 ACCESSION NUMBER: 0001240051-03-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 031044019 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-08 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100Senior Vice President Common Stock2003-12-084M0200010.5866A19608.1837DCommon Stock1863.9973IBy Savings PlanEmployee stock option (right to buy)10.58662003-12-084M020000D1999-10-052008-10-05Common Stock200051624DEmployee stock option (right to buy)14.01471999-11-042008-11-04Common Stock9299192991DEmployee stock option (right to buy)20.3492000-10-042009-10-04Common Stock232 208232208DEmployee stock option (right to buy)11.60382001-10-022010-10-02Common Stock309611309611DEmployee Stock Option (right to buy)13.402002-10-012011-10-01Common Stock125000125000DEmployee stock option (right to buy)15.502003-10-072012-10-07Common Stock125000125000DEmployee Stock Option (right to buy)27.752004-10-062013-10-0 6Common Stock150000150000DCommon Stock Share EquivalentsCommon Stock2389.41152389.4115INonqual. Savings PlanIncludes shares acquired since the last report under the Company's dividend reinvestment plan.Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 12/1/2003.83,333 shares are currently exercisable and 41,667 shares become exercisable on 10/1/2004.The option vests in three substantially equal annual installments beginning on the date exercisable.Share equivalents repr esented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 12/1/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balisteri, Attorney-in-Fact for Keith D. Nosbusch2003-12-09 -----END PRIVACY-ENHANCED MESSAGE-----