-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8fFsoYLlgkRNi2wCf/f0F3JTXyAhOHteNaA2W1QTIbPzsFWqTOJlld8F+hZCPTT DeG7HJlzLXiqBG5UR5DFPg== 0001240051-03-000104.txt : 20031112 0001240051-03-000104.hdr.sgml : 20031111 20031112093358 ACCESSION NUMBER: 0001240051-03-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031110 FILED AS OF DATE: 20031112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLESS MICHAEL A CENTRAL INDEX KEY: 0001204903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03990999 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-10 0001024478 ROCKWELL AUTOMATION INC ROK 0001204903 BLESS MICHAEL A 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100Sr. V. President and CFOCommon Stock2003-11-104M0300015.527A15656DCommon Stock2003-11-104M01460020.349A30256DCommon Stock2003-11-104M0550011.6038A35756DCommon Stock2003-11-104 M03840013.40A74156DCommon Stock2003-11-104M026 20015.50A100356DCommon Stock2003-11-104S08770031.8995D12656DCommon Stock5359.6574IBy Savings Plan Employee stock option (right to buy)15.5272003-11-104M030000D1998-12-032007-12-03Common Stock30002000DEmployee stock option (right to buy)10.58661999-10-052008-10-05Common Stock36043604DEmployee stock option (right to buy)20.349 2003-11-104M0146000D2009-10-04Common Stock1460010150DEmployee stock option (right to buy)11.60382003-11-104M055000D2001-10-022010-10-02Common Stock55003300DEmployee Stock Option13.402003-11-104M0384000D2002-10-012011-10-01Common Stock3840031600DEmployee stock option (right to buy)15.502003-11-104M0262000D2003-10-072012-10-07Common Stock2620058800DCommon Stock Share EquivalentsCommon Stock2945.03062945.0306INonq. Savings PlanShares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 10/31/03. 16,500 shares are currently exercisable and 8,250 shares become exe rcisable on the date on which the closing price of the shares on the New York Stock Exchange-Composite Transactions shall have exceeded 150% of the Fair Market Value on 10/04/99, for at least 20 consecutive trading days, or, if earlier, on 10/4/06.The option vests in three substantially equal installments beginning on the date exercisable.Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 10/31/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan.The share equivalents are payable in cash upon r etirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Michael A. Bless2003-11-10 -----END PRIVACY-ENHANCED MESSAGE-----