-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NU3uVNGp87q2pwIXS7ltHlHvmAfUqg3XyOZpT2jXiaIKmlAHdFHGXekoVkq1Smkn ZleaPAAIlNtAgpV6S4dmTg== 0001240051-03-000091.txt : 20031007 0001240051-03-000091.hdr.sgml : 20031007 20031007175519 ACCESSION NUMBER: 0001240051-03-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031006 FILED AS OF DATE: 20031007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHR DRALLE RONDI CENTRAL INDEX KEY: 0001204915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03932158 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-06 0001024478 ROCKWELL AUTOMATION INC ROK 0001204915 ROHR DRALLE RONDI 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100Vice President Common Stock1300DCommon Stock1240.9071ISavings PlanEmployee stock option (right to buy)17.4422000-11-032009-11-03Common Stock1599615996DEmployee stock option (right to buy)11.60382001-10-022010-10-02Common Stock1315813158DEmployee stock option (right to buy)13.402002-10-022011-10-02Common Stock1200012000DEmployee stock option (right to buy)15.502003-10-072012-10-07Common Stock1500015000DEmployee stock option (right to buy)27.752003-10-064A0150000A2004-10-062013-10-06Common Stock1500015000DCommon stock share equivalentsCommon Stock5.25375.2537INonqual. Savings PlanShares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 09/30/2003.The option vests in three substantially equal annual installments beginning on the date exercisable.Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 09/30/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal annual the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment.K. A. Balistreri, Attorney-in-Fact for Rondi Rohr-Dralle2003-10-07 -----END PRIVACY-ENHANCED MESSAGE-----