-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vs71XjmJ9NYK8PmvaW7HztDJBWviMC3/laNi23FL6IeKTUFjD1nCPMFAG8AKx50U rquq5cToAMJohwa3IRHtbQ== 0001240051-03-000087.txt : 20031007 0001240051-03-000087.hdr.sgml : 20031007 20031007175231 ACCESSION NUMBER: 0001240051-03-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031006 FILED AS OF DATE: 20031007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHN JOHN D CENTRAL INDEX KEY: 0001180036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03932150 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVE. STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-06 0001024478 ROCKWELL AUTOMATION INC ROK 0001180036 COHN JOHN D 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100Sr. Vice PresidentCommon Stock3042DCommon Stock7944.7871ISavings PlanEmployee stock option (right to buy)13.77471996-12-062005-12-06Common Stock29152915DEmployee stock option (right to buy)21.94792000-06-012009-06-01Common Stock1000010000DEmployee stock option (right to buy)20.3492000-10-042009-10-04Common Stock2550025500DEmployee stock option (right to buy)11.60382001-10-022010-10-02Common Stock2000020000DEmployee stock option (right to buy)13.402002-10-022011-10-02Common Stock4200042000D< value>Employee stock option (right to buy)15.502003-10-072012-10-07Common Stock4200042000DEmployee stock option (right to buy)27.752003-10-064A0450000A2004-10-062013-10-06Common Stock4500045000DCommon stock share equivalentsCommon Stock428.5269428.5269INonqual. Savings PlanShares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursu ant to the Plan, based on information furnished by the Plan Administrator as of 09/30/2003.17,000 shares are currently exercisable and 8,500 shares become exercisable on the date on which the closing price of the shares on the New York Stock Exchange-Composite Transactions shall have exceeded 150% of the Fair Market Value on 10/04/1999, for at least 20 consecutive trading days, or, if earlier, on 10/04/2006.The option vests in three substantially equal annual installments beginning on the date exercisable.The share equivalents are payable in cash upon retirement or after termination of employment.Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 09/30/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not e xactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. K. A. Balistreri, Attorney-in-Fact for John D. Cohn2003-10-07 -----END PRIVACY-ENHANCED MESSAGE-----