0001193125-17-200588.txt : 20170612 0001193125-17-200588.hdr.sgml : 20170612 20170612062333 ACCESSION NUMBER: 0001193125-17-200588 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20170612 DATE AS OF CHANGE: 20170612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 17904542 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 8-K/A 1 d405637d8ka.htm FORM 8-K/A Form 8-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 12, 2017 (February 7, 2017)

 

 

Rockwell Automation, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   1-12383   25-1797617
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

1201 South Second Street

Milwaukee, Wisconsin 53204

(Address of Principal Executive Offices) (Zip Code)

(414) 382-2000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


INFORMATION TO BE INCLUDED IN THE REPORT

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

Explanatory Note

This Amendment No. 1 to the Company’s Current Report on Form 8-K dated February 10, 2017 updates Item 5.07, Submission of Matters to a Vote of Security Holders, regarding the results of the annual meeting of shareowners of the Company held February 7, 2017, to disclose the decision of the Company’s Board of Directors regarding how frequently it will include an advisory shareowner vote on the compensation of its named executive officers in its proxy statement. This Amendment No. 1 does not make any other changes to the original Form 8-K.

At the annual meeting of shareowners of the Company held on February 7, 2017, shareowners approved on an advisory basis the holding of a shareowner vote on the compensation of the Company’s named executive officers on an annual basis by a vote as follows:

 

1 year

     83,606,391  

2 years

     506,734  

3 years

     8,837,762  

Abstentions

     531,473  

Broker Nonvotes

     15,091,574  

The Board of Directors considered these voting results and other factors at a meeting held on June 8, 2017 and decided that the Company should continue to include an advisory shareowner vote on the compensation of its named executive officers in its proxy statement every year until the next required advisory vote on the frequency of the shareowner vote on executive compensation, which will occur no later than the Company’s annual meeting of shareowners in 2023.

 

(Page 2 of 3 Pages)


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

ROCKWELL AUTOMATION, INC.

                    (Registrant)

By   /s/ Rebecca W. House
  Rebecca W. House
 

Senior Vice President, General Counsel

and Secretary

Date: June 12, 2017

 

(Page 3 of 3 Pages)