United States
Securities and Exchange Commission
Washington, D.C. 20549
Form SD
(Specialized Disclosure Report)
Rockwell Automation, Inc.
| Delaware | 1-12383 | 25-1797617 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 1201 South Second Street, Milwaukee, Wisconsin |
53204 | |||
| (Address of principal executive offices) | (Zip code) |
Martin Thomas, Senior VP of Operations and Engineering Services (414-382-2000)
The rule pursuant to which this form is being filed, and the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. |
Section 1 - Conflict Minerals Disclosure
Item 1.01 - Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
A Conflict Minerals Report for the calendar year ended December 31, 2013 is provided as Exhibit 1.02 and is available at the following Internet website: http://www.rockwellautomation.com/rockwellautomation/about-us/sustainability-ethics/integrity-compliance-overview.page?
Section 2 – Exhibits
Item 2.01 – Exhibits
Exhibit 1.02 – Conflict Minerals Report (attached)
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| /s/ Martin Thomas |
||||
| (Registrant) | Date June 2, 2014 |
Martin Thomas
Sr. VP Operations and Engineering Services
Rockwell Automation
(414-382-2000)
2
Exhibit 1.02
Conflict Minerals Report
OF ROCKWELL AUTOMATION, INC.
IN ACCORD WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934
This is the Conflict Minerals Report of Rockwell Automation, Inc. (the Company or Rockwell Automation) for calendar year 2013 in accord with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”). Numerous terms in this Conflict Minerals Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions.
Introduction
Rockwell Automation is a leading global provider of industrial automation power, control and information solutions. The Company has two operating segments: Architecture & Software and Control Products & Solutions. The Architecture & Software segment contains all of the hardware, software and communication components of our integrated control and information architecture. The Control Products & Solutions segment portfolio includes electro-mechanical and electronic motor starters, motor and circuit protection devices, AC/DC variable frequency drives, push buttons, signaling devices, termination and protection devices, relays, timers and condition sensors.
Rockwell Automation’s supply chain is complex. Rockwell Automation is not a direct purchaser of metals from mines or smelters, but instead there are multiple tiers between the Company and the mine. Rockwell Automation relies on its suppliers to provide information on the origin of the conflict minerals contained in components which are included in Rockwell Automation products.
As a part of the development and execution of Rockwell Automation’s conflict minerals compliance program, the Company incorporated leading practices from multi-industry initiatives such as MAPI (Manufacturers Alliance for Productivity and Innovation), NEMA (National Electrical Manufactures Association), NAM (National Association of Manufacturers), EICC (Electronic Industry Citizen Coalition) and GeSI (Global e-Sustainability Initiative).
Rockwell Automation’s intent is to use our suppliers to influence the smelters and refiners of tin, tantalum, tungsten and gold (3TG) to be conflict free. The smelters and refiners are consolidating points for raw ore and are in the best position in the total supply chain to know the origin of the ores.
Because of the complexity and size of our supply chain, Rockwell Automation developed a risk-based approach that focused on our “high-spend suppliers” (those suppliers that represent the majority of Rockwell Automation annual spend on components used for producing hardware for sale to our customers), as well as suppliers that we believed were likely to provide us with components and raw materials containing 3TG.
Rockwell Automation Reasonable Country of Origin Inquiry
Rockwell Automation’s actions and processes to identify sources of 3TG in our products included:
| • | Conducting a supply-chain survey with direct suppliers using the EICC/GeSI Conflict Minerals Reporting Template 2.03a (the “Template”) to identify the smelters and refiners who contribute 3TG to Rockwell Automation’s products. |
| • | Reviewing supplier responses for reasonableness and completeness, and, where appropriate, performing further inquiries of our suppliers. |
Rockwell Automation utilizes an executive steering committee and relevant staff functions and technical experts (e.g. Legal, Purchasing, Strategic Sourcing, Chemistry & Materials Engineering) to support the Company’s conflict minerals compliance strategy.
Rockwell Automation adopted and communicated conflict minerals expectations to suppliers and the public via a Conflict Minerals Supply Chain Statement, which is available at the following internet website: http://www.rockwellautomation.com/rockwellautomation/about-us/sustainability-ethics/integrity-compliance-overview.page?
Rockwell Automation adopted a conflict minerals transparency contract provision that has been incorporated into purchase orders and new contracts and inserted into existing contracts as they were renewed.
Rockwell Automation provided training on its conflict minerals policies to internal Rockwell Automation employees (e.g. supplier quality, corporate purchasing, strategic sourcing, sales, design, design support organizations and compliance personnel) and to certain distributors.
Rockwell Automation’s employees and suppliers can report violations of its policies at http://www.rockwellautomation.com/rockwellautomation/about-us/sustainability-ethics/ombudsman.page?
Existing Rockwell Automation processes for risk mitigation and record retention will be utilized as required.
Part I: Due Diligence
Design of Due Diligence
Rockwell Automation’s due diligence measures have been designed to conform to the framework in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition (OECD 2013), and related Supplements for gold, tantalum, tin and tungsten (OECD Framework).
Due Diligence Measures Performed
Smelter information obtained from suppliers was evaluated for risk based on their EICC-GeSI declaration indicating the use of 3TG from the DRC region.
| • | Any supplier who identified a smelter from the region was asked to specifically explain this information via an e-mail. |
| • | Rockwell Automation then compared smelters with valid identification numbers against the list of smelter facilities which have received a “conflict free” designation (such as EICC/GeSI Conflict Free Smelter Initiative (hereinafter “CFSI”) lists for 3TG) by participating in an independent third-party smelter audit |
Rockwell Automation executives were kept informed of this information through the Product Compliance Council meetings sponsored by the Chief Technology Officer, three times a year at minimum.
Suppliers who did not respond to Rockwell Automation’s 2013 request for information after two or more follow up e-mails, were designated as a priority in the 2014 data collection.
Any suppliers who identified smelters that support rebel activity, and refuse to take actions to change that relationship (through either changing their suppliers or driving their suppliers to source only from conflict free sources) would have been the subject of additional risk mitigation. Risk mitigation could ultimately result in suspended trade or termination as a supplier to Rockwell Automation. We found no instance to date where it was necessary to implement risk mitigation efforts.
Risk Mitigation/Future Due Diligence Measures
Rockwell Automation will undertake the following steps during the next compliance periods:
| • | Provide suppliers conflict minerals information to reinforce Rockwell Automation’s expectations regarding conflict minerals |
| • | Customize the 2014 request for information for suppliers who did not respond to Rockwell Automation’s 2013 request for information |
| • | Engage with relevant trade associations to define and improve best practices |
| • | Become a member of the EICC Conflict Free Smelter Initiative working group |
| • | If a smelter is determined to support the rebel activity and is identified as a smelter used by a Rockwell Automation supplier, a verification process will be followed to determine the specific source of each actual component Rockwell Automation purchases from the supplier to determine whether corrective action is necessary. |
Part II: Product Description
Rockwell Automation is a leading global provider of industrial automation power, control and information solutions. In-scope products include:
| • | Controllers, electronic operator interface devices, electronic input/output devices, communication and networking products industrial computers and Logix controllers |
| • | Rotary and linear motion control products, sensors and machine safety components. |
| • | Low and medium voltage electro-mechanical and electronic motor starters, motor and circuit protection devices, AC/DC variable frequency drives, push buttons, signaling devices, termination and protection devices, relays, timers and condition sensors. |
| • | Packaged solutions such as configured drives and motor control centers and automation and information solutions for manufacturing applications. |
Rockwell Automation received company-level or division-level responses from 48% of all the suppliers to whom Rockwell Automation sent requests for information. Of those responding, 14% provided smelter information from 100% of their supply base.
Rockwell Automation does not have sufficient information from suppliers or other sources to conclude whether the necessary 3TG in its products originated in the Covered Countries or were from recycled or scrap sources. Based on the information provided by Rockwell Automation’s suppliers, the Company reasonably believes that the facilities used to process the necessary 3TG, include the smelters and refiners included below. Rockwell Automation has not verified that all of these smelters contributed to parts that ended up in Rockwell Automation products. The efforts to determine the mine or location of origin includes the ROCI above and due diligence measures noted in Part I.
| Metal (*) |
Smelter Reference List (*) |
Standard Smelter Names (*) |
Smelter Facility Location: Country (*) |
Smelter ID | ||||
| Gold | Aida Chemical Industries Co. Ltd. | Aida Chemical Industries Co. Ltd. | JAPAN | 1JPN072 | ||||
| Gold | Allgemeine Gold- und Silberscheideanstalt A.G. | Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY | 1DEU001 | ||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | 1UZB002 | ||||
| Gold | AngloGold Ashanti Mineração Ltda | AngloGold Ashanti Mineração Ltda | BRAZIL | 1BRA003 | ||||
| Gold | Argor-Heraeus SA | Argor-Heraeus SA | SWITZERLAND | 1CHE004 | ||||
| Gold | Asahi Pretec Corporation | Asahi Pretec Corporation | JAPAN | 1JPN005 | ||||
| Gold | Asaka Riken Co Ltd | Asaka Riken Co Ltd | JAPAN | 1JPN073 | ||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | 1TUR006 | ||||
| Gold | Aurubis AG | Aurubis AG | GERMANY | 1DEU007 | ||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | 1PHL008 | ||||
| Gold | Boliden AB | Boliden AB | SWEDEN | 1SWE009 | ||||
| Gold | Caridad | Caridad | MEXICO | 1MEX010 | ||||
| Gold | Cendres & Métaux SA | Cendres & Métaux SA | SWITZERLAND | 1CHE011 | ||||
| Gold | Central Bank of the DPR of Korea | Central Bank of the DPR of Korea | KOREA, REPUBLIC OF | 1KOR012 | ||||
| Gold | Chimet SpA | Chimet SpA | ITALY | 1ITA013 | ||||
| Gold | Chugai Mining | Chugai Mining | JAPAN | 1JPN078 | ||||
| Gold | Codelco | Codelco | CHILE | 1CHL014 | ||||
| Gold | Daejin Indus Co. Ltd | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF | 1KOR082 | ||||
| Gold | DaeryongENC | DaeryongENC | KOREA, REPUBLIC OF | 1KOR083 | ||||
| Gold | Do Sung Corporation | Do Sung Corporation | KOREA, REPUBLIC OF | 1KOR084 | ||||
| Gold | Dowa | Dowa | JAPAN | 1JPN015 | ||||
| Gold | FSE Novosibirsk Refinery | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 1RUS016 | ||||
| Gold | Heimerle + Meule GmbH | Heimerle + Meule GmbH | CHINA | 1DEU017 | ||||
| Gold | Heraeus Ltd Hong Kong | Heraeus Ltd Hong Kong | HONG KONG | 1HKG019 | ||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Heraeus Precious Metals GmbH & Co. KG | GERMANY | 1DEU018 | ||||
| Gold | Hwasung CJ Co. Ltd | Hwasung CJ Co. Ltd | KOREA, REPUBLIC OF | 1KOR085 | ||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | 1CHN020 | ||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Ishifuku Metal Industry Co., Ltd. | JAPAN | 1JPN021 | ||||
| Gold | Istanbul Gold Refinery | Istanbul Gold Refinery | TURKEY | 1TUR069 | ||||
| Gold | Japan Mint | Japan Mint | JAPAN | 1JPN022 | ||||
| Gold | Jiangxi Copper Company Limited | Jiangxi Copper Company Limited | CHINA | 1CHN023 | ||||
| Gold | Johnson Matthey Inc | Johnson Matthey Inc | UNITED STATES | 1USA025 | ||||
| Gold | Johnson Matthey Limited | Johnson Matthey Limited | UNITED STATES | 1CAN024 | ||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | 1RUS026 | ||||
| Gold | JSC Uralectromed | JSC Uralectromed | RUSSIAN FEDERATION | 1RUS027 | ||||
| Gold | JX Nippon Mining & Metals Co., Ltd | JX Nippon Mining & Metals Co., Ltd | JAPAN | 1JPN028 | ||||
| Gold | Kazzinc Ltd | Kazzinc Ltd | KAZAKHSTAN | 1KAZ029 | ||||
| Gold | Kojima Chemicals Co. Ltd | Kojima Chemicals Co. Ltd | JAPAN | 1JPN074 | ||||
| Gold | Korea Metal Co. Ltd | Korea Metal Co. Ltd | JAPAN | 1KOR086 | ||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzaltyn JSC | KYRGYZSTAN | 1KGZ030 | ||||
| Gold | L’ azurde Company For Jewelry | L’ azurde Company For Jewelry | SAUDI ARABIA | 1SAU031 | ||||
| Gold | LS-Nikko Copper Inc | LS-Nikko Copper Inc | KOREA, REPUBLIC OF | 1KOR032 | ||||
| Gold | Materion | Materion | UNITED STATES | 1USA033 | ||||
| Gold | Matsuda Sangyo Co. Ltd | Matsuda Sangyo Co. Ltd | JAPAN | 1JPN034 | ||||
| Gold | Metalor Technologies (Hong Kong) Ltd | Metalor Technologies (Hong Kong) Ltd | HONG KONG | 1HKG036 | ||||
| Gold | Metalor Technologies SA | Metalor Technologies SA | SWITZERLAND | 1CHE035 | ||||
| Gold | Metalor USA Refining Corporation | Metalor USA Refining Corporation | UNITED STATES | 1USA037 | ||||
| Gold | Met-Mex Peñoles, S.A. | Met-Mex Peñoles, S.A. | MEXICO | 1MEX038 | ||||
| Gold | Mitsubishi Materials Corporation | Mitsubishi Materials Corporation | JAPAN | 1JPN039 | ||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Mitsui Mining and Smelting Co., Ltd. | JAPAN | 1JPN040 | ||||
| Gold | Moscow Special Alloys Processing Plant | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | 1RUS041 | ||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | 1TUR070 | ||||
| Gold | Navoi Mining and Metallurgical Combinat | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | 1UZB042 | ||||
| Gold | Nihon Material Co. LTD | Nihon Material Co. LTD | JAPAN | 1JPN071 | ||||
| Gold | Ohio Precious Metals LLC. | Ohio Precious Metals LLC. | UNITED STATES | 1USA043 | ||||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | 1RUS044 | ||||
| Gold | OJSC Kolyma Refinery | OJSC Kolyma Refinery | RUSSIAN FEDERATION | 1RUS067 | ||||
| Gold | PAMP SA | PAMP SA | SWITZERLAND | 1CHE045 | ||||
| Gold | Pan Pacific Copper Co. LTD | Pan Pacific Copper Co. LTD | JAPAN | 1JPN080 | ||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | 1RUS047 | ||||
| Gold | PT Aneka Tambang (Persero) Tbk | PT Aneka Tambang (Persero) Tbk | INDONESIA | 1IDN048 | ||||
| Gold | PX Précinox SA | PX Précinox SA | SWITZERLAND | 1CHE068 | ||||
| Gold | Rand Refinery (Pty) Ltd | Rand Refinery (Pty) Ltd | SOUTH AFRICA | 1ZAF049 | ||||
| Gold | Royal Canadian Mint | Royal Canadian Mint | CANADA | 1CAN050 | ||||
| Gold | Sabin Metal Corp. | Sabin Metal Corp. | UNITED STATES | 1USA075 | ||||
| Gold | SAMWON METALS Corp. | SAMWON METALS Corp. | KOREA, REPUBLIC OF | 1KOR087 | ||||
| Gold | Schone Edelmetaal | Schone Edelmetaal | NETHERLANDS | 1NLD051 | ||||
| Gold | SEMPSA Joyeria Plateria SA | SEMPSA Joyeria Plateria SA | SPAIN | 1ESP052 | ||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | 1CHN054 | ||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | 1RUS055 | ||||
| Gold | Solar Applied Materials Technology Corp. | Solar Applied Materials Technology Corp. | TAIWAN | 1TWN056 | ||||
| Gold | Sumitomo Metal Mining Co. Ltd. | Sumitomo Metal Mining Co. Ltd. | JAPAN | 1JPN057 | ||||
| Gold | Suzhou Xingrui Noble | Suzhou Xingrui Noble | JAPAN | 1CHN079 | ||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Tanaka Kikinzoku Kogyo K.K. | JAPAN | 1JPN058 | ||||
| Gold | The Great Wall Gold and Silver Refinery of China | The Great Wall Gold and Silver Refinery of China | UNITED STATES | 1CHN059 | ||||
| Gold | The Refinery of Shandong Gold Mining Co. Ltd | The Refinery of Shandong Gold Mining Co. Ltd | CHINA | 1CHN053 | ||||
| Gold | Tokuriki Honten Co. Ltd | Tokuriki Honten Co. Ltd | JAPAN | 1JPN060 | ||||
| Gold | Torecom | Torecom | KOREA, REPUBLIC OF | 1KOR081 | ||||
| Gold | Umicore Brasil Ltda | Umicore Brasil Ltda | BRAZIL | 1BRA061 | ||||
| Gold | Umicore SA Business Unit Precious Metals Refining | Umicore SA Business Unit Precious Metals Refining | BELGIUM | 1BEL062 | ||||
| Gold | United Precious Metal Refining, Inc. | United Precious Metal Refining, Inc. | UNITED STATES | 1USA076 | ||||
| Gold | Valcambi SA | Valcambi SA | SWITZERLAND | 1CHE063 | ||||
| Gold | Western Australian Mint trading as The Perth Mint | Western Australian Mint trading as The Perth Mint | AUSTRALIA | 1AUS046 | ||||
| Gold | Xstrata Canada Corporation | Xstrata Canada Corporation | CANADA | 1CAN064 | ||||
| Gold | Yokohama Metal Co Ltd | Yokohama Metal Co Ltd | KOREA, REPUBLIC OF | 1JPN077 | ||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | 1CHN065 | ||||
| Gold | Zijin Mining Group Co. Ltd | Zijin Mining Group Co. Ltd | CHINA | 1CHN066 | ||||
| Tantalum | Conghua Tantalum and Niobium Smeltry | Conghua Tantalum and Niobium Smeltry | CHINA | 3CHN016 | ||||
| Tantalum | Conghua Tantalum and Niobium Smeltry | Conghua Tantalum and Niobium Smeltry | CHINA | 3CHN019 | ||||
| Tantalum | Duoluoshan | Duoluoshan | CHINA | 3CHN001 | ||||
| Tantalum | Exotech Inc. | Exotech Inc. | UNITED STATES | 3USA002 | ||||
| Tantalum | F&X | F&X | CHINA | 3CHN003 | ||||
| Tantalum | Gannon & Scott | Gannon & Scott | UNITED STATES | 3USA004 | ||||
| Tantalum | Global Advanced Metals | Global Advanced Metals | UNITED STATES | 3USA005 | ||||
| Tantalum | H.C. Starck GmbH | H.C. Starck GmbH | GERMANY | 3DEU006 | ||||
| Tantalum | Hi-Temp | Hi-Temp | INDONESIA | 3USA016 | ||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co. Ltd. | JiuJiang JinXin Nonferrous Metals Co. Ltd. | CHINA | 3CHN020 | ||||
| Tantalum | JiuJiang Tambre Co. Ltd. | JiuJiang Tambre Co. Ltd. | CHINA | 3CHN007 | ||||
| Tantalum | Kemet Blue Powder | Kemet Blue Powder | CHINA | 3USA010 | ||||
| Tantalum | King-Tan Tantalum Industry Ltd | King-Tan Tantalum Industry Ltd | CHINA | 3CHN026 | ||||
| Tantalum | LMS Brasil S.A. | LMS Brasil S.A. | BRAZIL | 3BRA021 | ||||
| Tantalum | Mitsui Mining & Smelting | Mitsui Mining & Smelting | JAPAN | 3JPN008 | ||||
| Tantalum | Molycorp Silmet | Molycorp Silmet | ESTONIA | 3EST025 | ||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | 3CHN009 | ||||
| Tantalum | Plansee | Plansee | AUSTRIA | 3AUT011 | ||||
| Tantalum | QuantumClean | QuantumClean | UNITED STATES | 3USA022 | ||||
| Tantalum | RFH | RFH | JAPAN | 3CHN017 | ||||
| Tantalum | Solikamsk Metal Works | Solikamsk Metal Works | RUSSIAN FEDERATION | 3RUS012 | ||||
| Tantalum | Taki Chemicals | Taki Chemicals | JAPAN | 3JPN023 | ||||
| Tantalum | Tantalite Resources | Tantalite Resources | SOUTH AFRICA | 3ZAF024 | ||||
| Tantalum | Tantalite Resources | Tantalite Resources | SOUTH AFRICA | 3ZAF013 | ||||
| Tantalum | Telex | Telex | INDONESIA | 3USA018 | ||||
| Tantalum | Ulba | Ulba | KAZAKHSTAN | 3KAZ014 | ||||
| Tantalum | Zhuzhou Cement Carbide | Zhuzhou Cement Carbide | CHINA | 3CHN015 | ||||
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | 2CHN050 | ||||
| Tin | Cookson | Cookson | UNITED STATES | 2USA001 | ||||
| Tin | Cooper Santa | Cooper Santa | INDONESIA | 2IDN063 | ||||
| Tin | CV DS Jaya Abadi | PT Stanindo Inti Perkasa | INDONESIA | 2IDN002 | ||||
| Tin | CV Duta Putra Bangka | CV Duta Putra Bangka | INDONESIA | 2IDN003 | ||||
| Tin | CV Gita Pesona | CV Gita Pesona | INDONESIA | 2IDN056 | ||||
| Tin | CV JusTindo | CV JusTindo | INDONESIA | 2IDN004 | ||||
| Tin | CV Makmur Jaya | CV Makmur Jaya | INDONESIA | 2IDN005 | ||||
| Tin | CV Nurjanah | CV Nurjanah | INDONESIA | 2IDN006 | ||||
| Tin | CV Prima Timah Utama | CV Prima Timah Utama | INDONESIA | 2IDN007 | ||||
| Tin | CV Serumpun Sebalai | CV Serumpun Sebalai | INDONESIA | 2IDN008 | ||||
| Tin | CV United Smelting | CV United Smelting | INDONESIA | 2IDN009 | ||||
| Tin | EM Vinto | EM Vinto | BOLIVIA | 2BOL010 | ||||
| Tin | Fenix Metals | Fenix Metals | POLAND | 2POL064 | ||||
| Tin | Geiju Non-Ferrous Metal Processing Co. Ltd. | Geiju Non-Ferrous Metal Processing Co. Ltd. | CHINA | 2CHN012 | ||||
| Tin | Gejiu Zi-Li | Gejiu Zi-Li | CHINA | 2CHN011 | ||||
| Tin | Gold Bell Group | Gold Bell Group | CHINA | 2CHN013 | ||||
| Tin | Huichang Jinshunda Tin Co. Ltd | Huichang Jinshunda Tin Co. Ltd | CHINA | 2CHN052 | ||||
| Tin | Jiangxi Nanshan | Jiangxi Nanshan | CHINA | 2CHN014 | ||||
| Tin | Kai Unita Trade Limited Liability Company | Kai Unita Trade Limited Liability Company | CHINA | 2CHN053 | ||||
| Tin | Linwu Xianggui Smelter Co | Linwu Xianggui Smelter Co | CHINA | 2CHN055 | ||||
| Tin | Liuzhou China Tin | Liuzhou China Tin | CHINA | 2CHN015 | ||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia Smelting Corporation (MSC) | MALAYSIA | 2MYS016 | ||||
| Tin | Metallo Chimique | Metallo Chimique | BELGIUM | 2BEL017 | ||||
| Tin | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | 2BRA018 | ||||
| Tin | Minmetals Ganzhou Tin Co. Ltd. | Minmetals Ganzhou Tin Co. Ltd. | CHINA | 2CHN051 | ||||
| Tin | Minsur | Minsur | PERU | 2PER019 | ||||
| Tin | Mitsubishi Materials Corporation | Mitsubishi Materials Corporation | JAPAN | 2JPN020 | ||||
| Tin | Novosibirsk Integrated Tin Works | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | 2RUS021 | ||||
| Tin | OMSA | OMSA | BOLIVIA | 2BOL022 | ||||
| Tin | PT Alam Lestari Kencana | PT Alam Lestari Kencana | INDONESIA | 2IDN023 | ||||
| Tin | PT Artha Cipta Langgeng | PT Artha Cipta Langgeng | INDONESIA | 2IDN024 | ||||
| Tin | PT Babel Inti Perkasa | PT Babel Inti Perkasa | INDONESIA | 2IDN025 | ||||
| Tin | PT Babel Surya Alam Lestari | PT Babel Surya Alam Lestari | INDONESIA | 2IDN026 | ||||
| Tin | PT Bangka Kudai Tin | PT Bangka Kudai Tin | INDONESIA | 2IDN027 | ||||
| Tin | PT Bangka Putra Karya | PT Bangka Putra Karya | INDONESIA | 2IDN028 | ||||
| Tin | PT Bangka Timah Utama Sejahtera | PT Bangka Timah Utama Sejahtera | INDONESIA | 2IDN029 | ||||
| Tin | PT Bangka Tin Industry | PT Bangka Tin Industry | INDONESIA | 2IDN058 | ||||
| Tin | PT Belitung Industri Sejahtera | PT Belitung Industri Sejahtera | INDONESIA | 2IDN030 | ||||
| Tin | PT BilliTin Makmur Lestari | PT BilliTin Makmur Lestari | INDONESIA | 2IDN031 | ||||
| Tin | PT Bukit Timah | PT Bukit Timah | INDONESIA | 2IDN032 | ||||
| Tin | PT DS Jaya Abadi | PT DS Jaya Abadi | INDONESIA | 2IDN059 | ||||
| Tin | PT Eunindo Usaha Mandiri | PT Eunindo Usaha Mandiri | INDONESIA | 2IDN033 | ||||
| Tin | PT Fang Di MulTindo | PT Fang Di MulTindo | INDONESIA | 2IDN034 | ||||
| Tin | PT HP Metals Indonesia | PT HP Metals Indonesia | INDONESIA | 2IDN035 | ||||
| Tin | PT Karimun Mining | PT Karimun Mining | INDONESIA | 2IDN062 | ||||
| Tin | PT Koba Tin | PT Koba Tin | INDONESIA | 2IDN036 | ||||
| Tin | PT Mitra Stania Prima | PT Mitra Stania Prima | INDONESIA | 2IDN037 | ||||
| Tin | PT Panca Mega | PT Panca Mega | INDONESIA | 2IDN060 | ||||
| Tin | PT Refined Banka Tin | PT Refined Banka Tin | INDONESIA | 2IDN038 | ||||
| Tin | PT Sariwiguna Binasentosa | PT Sariwiguna Binasentosa | INDONESIA | 2IDN039 | ||||
| Tin | PT Seirama Tin investment | PT Seirama Tin investment | INDONESIA | 2IDN061 | ||||
| Tin | PT Stanindo Inti Perkasa | PT Stanindo Inti Perkasa | INDONESIA | 2IDN040 | ||||
| Tin | PT Sumber Jaya Indah | PT Sumber Jaya Indah | INDONESIA | 2IDN041 | ||||
| Tin | PT Tambang Timah | PT Tambang Timah | INDONESIA | 2IDN049 | ||||
| Tin | PT Timah | PT Timah | INDONESIA | 2IDN042 | ||||
| Tin | PT Timah Nusantara | PT Timah Nusantara | INDONESIA | 2IDN043 | ||||
| Tin | PT Tinindo Inter Nusa | PT Tinindo Inter Nusa | INDONESIA | 2IDN044 | ||||
| Tin | PT Tommy Utama | PT Tommy Utama | INDONESIA | 2IDN057 | ||||
| Tin | PT Yinchendo Mining Industry | PT Yinchendo Mining Industry | INDONESIA | 2IDN045 | ||||
| Tin | Thaisarco | Thaisarco | THAILAND | 2THA046 | ||||
| Tin | White Solder Metalurgia | White Solder Metalurgia | BRAZIL | 2BRA054 | ||||
| Tin | Yunnan Chengfeng | Yunnan Chengfeng | CHINA | 2CHN047 | ||||
| Tin | Yunnan Tin Company Limited | Yunnan Tin Company Limited | CHINA | 2CHN048 | ||||
| Tungsten | A.L.M.T. Corp. | A.L.M.T. Corp. | JAPAN | 4JPN020 | ||||
| Tungsten | ALMT | A.L.M.T. Corp. | UNITED STATES | 4CHN020 | ||||
| Tungsten | ATI Tungsten Materials | ATI Tungsten Materials | CHINA | 4USA001 | ||||
| Tungsten | Chaozhou Xianglu Tungsten Industry Co Ltd | Chaozhou Xianglu Tungsten Industry Co Ltd | CHINA | 4CHN002 | ||||
| Tungsten | China Minmetals Nonferrous Metals Co Ltd | China Minmetals Nonferrous Metals Co Ltd | CHINA | 4CHN003 | ||||
| Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | Chongyi Zhangyuan Tungsten Co Ltd | CHINA | 4CHN004 | ||||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | Dayu Weiliang Tungsten Co., Ltd. | CHINA | 4CHN021 | ||||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | Fujian Jinxin Tungsten Co., Ltd. | CHINA | 4CHN022 | ||||
| Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd | Ganzhou Grand Sea W & Mo Group Co Ltd | CHINA | 4CHN016 | ||||
| Tungsten | Ganzhou Huaxing Tungsten | CHINA | 4CHN005 | |||||
| Tungsten | Ganzhou Nonferrous Metals Smelting Co Ltd. | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA | 4CHN006 | ||||
| Tungsten | Global Tungsten & Powders Corp | Global Tungsten & Powders Corp | UNITED STATES | 4USA007 | ||||
| Tungsten | HC Starck GmbH | HC Starck GmbH | RUSSIAN FEDERATION | 4DEU008 | ||||
| Tungsten | Hunan Chenzhou Mining Group Co | Hunan Chenzhou Mining Group Co | CHINA | 4CHN018 | ||||
| Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | CHINA | 4CHN023 | ||||
| Tungsten | Japan New Metals Co Ltd | Japan New Metals Co Ltd | JAPAN | 4JPN017 | ||||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | 4CHN024 | ||||
| Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA | 4CHN009 | ||||
| Tungsten | Jiangxi Tungsten Industry Group Co Ltd | CHINA | 4CHN010 | |||||
| Tungsten | Kennametal Inc. | Kennametal Inc. | UNITED STATES | 4USA026 | ||||
| Tungsten | Tejing (Vietnam) Tungsten Co Ltd | Tejing (Vietnam) Tungsten Co Ltd | VIET NAM | 4VNM019 | ||||
| Tungsten | Wolfram Bergbau und Hütten AG | Wolfram Bergbau und Hütten AG | AUSTRIA | 4AUT012 | ||||
| Tungsten | Wolfram Company CJSC | Wolfram Company CJSC | RUSSIAN FEDERATION | 4RUS013 | ||||
| Tungsten | Xiamen Tungsten Co Ltd | Xiamen Tungsten Co Ltd | CHINA | 4CHN014 | ||||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | 4CHN025 | ||||
| Tungsten | Zhuzhou Cemented Carbide Group Co Ltd | Zhuzhou Cemented Carbide Group Co Ltd | CHINA | 4CHN015 | ||||