0001024478-23-000175.txt : 20231205 0001024478-23-000175.hdr.sgml : 20231205 20231205194716 ACCESSION NUMBER: 0001024478-23-000175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buttermore Robert L. CENTRAL INDEX KEY: 0001963701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 231468177 MAIL ADDRESS: STREET 1: 1201 S. 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wk-form4_1701823625.xml FORM 4 X0508 4 2023-12-04 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001963701 Buttermore Robert L. 1201 S 2ND STREET MILWAUKEE WI 53204 0 1 0 0 SVP,Chief Supply Chain Officer 0 Employee Stock Option (Right to Buy) 279.50 2023-12-04 4 A 0 5588 0 A 2024-12-04 2033-12-04 Common Stock 5588 5588 D Restricted Stock Units 2023-12-04 4 A 0 1718 0 A 2024-12-04 2026-12-04 Common Stock 1718 1718 D Common Stock Share Equivalents Common Stock 61 61 I By Nonqualified Savings Plan Awarded under the Company's 2020 Long-Term Incentives Plan. The options vest in three substantially equal annual installments beginning on the date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Danielle White, Attorney-in-fact for Robert L. Buttermore 2023-12-05