0001024478-23-000064.txt : 20230607 0001024478-23-000064.hdr.sgml : 20230607 20230607181406 ACCESSION NUMBER: 0001024478-23-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woods Isaac CENTRAL INDEX KEY: 0001825762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 231000180 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_168617603265666.xml FORM 4 X0407 4 2023-06-06 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001825762 Woods Isaac 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Vice President and Treasurer 1 Common Stock 2023-06-06 4 M 0 931 0 A 1383 D Common Stock 2023-06-07 4 S 0 57 295.9046 D 1326 D Common Stock 2023-06-07 4 S 0 236 296.7249 D 1090 D Common Stock 407.50 I By Savings Plan Restricted Stock Units 2023-06-06 4 M 0 931 0 D 2023-06-06 2025-06-06 Common Stock 931.0 1862 D Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 6/6/2023. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.4100 to $296.3300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.4500 to $297.1600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Isaac Woods 2023-06-07