0001024478-22-000163.txt : 20221213 0001024478-22-000163.hdr.sgml : 20221213 20221213180006 ACCESSION NUMBER: 0001024478-22-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221209 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENEREUX SCOTT CENTRAL INDEX KEY: 0001456171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 221460670 MAIL ADDRESS: STREET 1: 26650 ALISO VIEJO PARKWAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_167097239051834.xml FORM 4 X0306 4 2022-12-09 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001456171 GENEREUX SCOTT 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Sr.VP, Chief Revenue Officer Employee Stock Option (Right to Buy) 259.81 2022-12-09 4 A 0 9663 0 A 2023-12-09 2032-12-09 Common Stock 9663.0 9663 D Restricted Stock Units 2022-12-09 4 A 0 2887 0 A 2023-12-09 2025-12-09 Common Stock 2887.0 2887 D Awarded under the Company's 2020 Long-Term Incentives Plan. The options vest in three substantially equal annual installments beginning on the date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Scott Genereux 2022-12-13