0001024478-22-000101.txt : 20221207 0001024478-22-000101.hdr.sgml : 20221207 20221207185019 ACCESSION NUMBER: 0001024478-22-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221205 FILED AS OF DATE: 20221207 DATE AS OF CHANGE: 20221207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riesterer Terry L. CENTRAL INDEX KEY: 0001794668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 221451135 MAIL ADDRESS: STREET 1: 1201 S. 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_167045699879506.xml FORM 4 X0306 4 2022-12-05 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001794668 Riesterer Terry L. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Vice President and Controller Common Stock 2022-12-05 4 M 0 531 0 A 1771 D Common Stock 2022-12-07 4 S 0 12 255.25 D 1759 D Common Stock 2022-12-07 4 S 0 150 256.4927 D 1609 D Common Stock 2022-12-07 4 S 0 64 257.2294 D 1545 D Common Stock 703.79 I By Savings Plan Performance Shares 2022-12-05 4 M 0 531 0 D 2022-12-05 2022-12-05 Common Stock 531.0 0 D Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $254.8101 to $255.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.90 to $256.89. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.02 to $257.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Danielle White, Attorney-in-fact for Terry L. Riesterer 2022-12-07