(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
Title of each class | Trading Symbol | Name of each exchange on which registered | ||
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
a. | The annual meeting of shareowners of the Company was held on February 4, 2020. The final results of each of the matters submitted to a vote of shareowners at the annual meeting are set forth below. |
b. | At the annual meeting, the shareowners: |
i. | voted to elect four directors of the Company to a term expiring in 2023. Each nominee was elected by a vote of the shareowners as follows: |
Affirmative Votes | Votes Withheld | Broker Nonvotes | ||||||
Steven R. Kalmanson | 83,038,085 | 2,308,970 | 12,945,039 | |||||
James P. Keane | 83,284,908 | 2,062,147 | 12,945,039 | |||||
Pam Murphy | 84,862,776 | 484,279 | 12,945,039 | |||||
Donald R. Parfet | 84,694,440 | 652,615 | 12,945,039 |
ii. | voted on a proposal to approve on an advisory basis the compensation of the Company's named executive officers as set forth in the Company's proxy statement for the February 4, 2020 annual meeting. The proposal was approved on an advisory basis by a vote of the shareowners as follows: |
Affirmative votes | 73,857,222 | |
Negative votes | 7,872,970 | |
Abstentions | 3,616,863 | |
Broker Nonvotes | 12,945,039 |
iii. | voted on a proposal to approve the selection by the Audit Committee of the Company's Board of Directors of the firm of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. The proposal was approved by a vote of the shareowners as follows: |
Affirmative votes | 92,598,140 | |
Negative votes | 5,304,990 | |
Abstentions | 388,964 |
iv. | voted on a proposal to approve the Rockwell Automation, Inc. 2020 Long-Term Incentives Plan. The proposal was approved by a vote of the shareowners as follows: |
Affirmative votes | 73,034,843 | |
Negative votes | 8,751,845 | |
Abstentions | 3,560,367 | |
Broker Nonvotes | 12,945,039 |
ROCKWELL AUTOMATION, INC. | |||
(Registrant) | |||
By | /S/ REBECCA W. HOUSE | ||
Rebecca W. House | |||
Senior Vice President, Chief Legal Officer and Secretary |