-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ursb3D7E04N+xLNi1o0pES+ZBBY6ZO94Hwa4QzHMqA8Yu8bfN5oGvIFOOabuMMKq Aqzvx2sJehNuA/H0NevYmg== 0000893838-07-000349.txt : 20071129 0000893838-07-000349.hdr.sgml : 20071129 20071128204945 ACCESSION NUMBER: 0000893838-07-000349 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071129 DATE AS OF CHANGE: 20071128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-147658 FILM NUMBER: 071272816 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 FWP 1 rokfwp.htm FWP
Filed Pursuant to Rule 433
Registration Statement File No. 333-147658

 
Rockwell Automation, Inc.

Pricing Term Sheet
November 28, 2007

5.65% Notes due 2017
6.25% Debentures due 2037

Issuer: Rockwell Automation, Inc.

Trade Date: November 28, 2007

Settlement Date: (T+3); December 3, 2007

Interest Payment Dates: June 1 and December 1,
commencing June 1, 2008

Ratings: A2 Stable / A Stable / A Stable

Underwriters: Joint Book-Running Managers: Banc of America Securities LLC
Goldman, Sachs & Co.
UBS Securities LLC

Co-Managers: Citigroup Global Markets Inc.
J.P. Morgan Securities Inc.

Junior Co-Managers: Barclays Capital Inc.
Wells Fargo & Co.

Notes Debentures

Size: $250,000,000 $250,000,000

Maturity: December 1, 2017 December 1, 2037

Coupon: 5.65% per annum, accruing from December 3, 2007 6.25% per annum, accruing from December 3, 2007

Price to Public: 99.849% of face amount, plus accrued interest, if any, from December 3, 2007 99.384% of face amount, plus accrued interest, if any, from December 3, 2007

Yield to maturity: 5.67% 6.296%

Spread to Benchmark Treasury: +165 bps +190 bps

Benchmark Treasury: 4.25% due November 15, 2017 4.75% due February 15, 2037

Benchmark Treasury Price and Yield: 101-28 / 4.02% 105-25 / 4.396%

Redemption Make-Whole Call: At any time at a discount rate of Treasury plus 25 basis points At any time at a discount rate of Treasury plus 30 basis points

Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time.
 
The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling Banc of America Securities LLC, toll free, at 1-800-294-1322, Goldman, Sachs & Co., toll free, at 1-866-471-2526, or UBS Securities LLC, collect, at 1-888-722-9555 (ext 3371088).
 
This pricing term sheet supplements the preliminary form of prospectus supplement issued by Rockwell Automation, Inc. on November 28, 2007 relating to their Prospectus dated November 28, 2007.
 
Any disclaimer or other notice that may appear below is not applicable to this communication and should be disregarded. Such disclaimer or notice was automatically generated as a result of this communication being sent by Bloomberg or another email system.
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