U-3A-2 1 h88026u-3a2.txt ENRON CORP. - 12/31/2000 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM U-3A-2 Statement by Holding Company Claiming Exemption Under Rule U-3A-2 from the Provisions of the Public Utility Holding Company Act of 1935 To Be Filed Annually Prior to March 1 ENRON CORP. (an Oregon corporation) hereby files with the Securities and Exchange Commission, pursuant to Rule 2, its statement claiming exemption as a holding company from the provisions of the Public Utility Holding Company Act of 1935, and submits the following information. This Form is effective for the reporting period ended December 31, 2000. 1. Name, State of organization, location and nature of business of claimant and every subsidiary thereof, other than any exempt wholesale generator (EWG) or foreign utility company in which claimant directly or indirectly holds an interest. SEE APPENDIX I. 2. A brief description of the properties of claimant and each of its subsidiary public utility companies used for the generation, transmission, and distribution of electric energy for sale, or for the production, transmission and distribution of natural or manufactured gas, indicating the location of principal generating plants, transmission lines, producing fields, gas manufacturing plants, and electric and gas distribution facilities, including all such properties which are outside the State in which claimant and its subsidiaries are organized and all transmission or pipelines which deliver or receive electric energy or gas at the borders of such State. SEE APPENDIX II. 3. The following information for the last calendar year with respect to claimant and each of its subsidiary public utility companies: 2 (a) Number of kWh of electric energy sold (at retail or wholesale), and Mcf of natural or manufactured gas distributed at retail: Electric Energy: Retail: 19,872,544,000 kWh Wholesale: 18,547,755,000 kWh Natural or Manufactured Gas: None (b) Number of kWh of electric energy and Mcf of natural or manufactured gas distributed at retail outside the State in which each such company is organized: None (c) Number of kWh of electric energy and Mcf of natural or manufactured gas distributed at wholesale outside the State in which each such company is organized, or at the State line: 17,247,930,000 kWh - Delivery of electric energy is primarily at the Malin substation in Southern Oregon with ultimate use in California. 2,982,650 Mcf of natural gas with ultimate use in California. (d) Number of kWh of electric energy and Mcf of natural or manufactured gas purchased outside the State in which each such company is organized or at the State line: Portland General Electric Company ("PGE") purchased electric energy from certain nonassociated utilities, municipalities, wholesale marketers, and public authorities, such as Bonneville Power Administration ("BPA") and public utility districts, which are either located in or have generation facilities located outside the State of Oregon: 24,561,825,000 kWh - Delivery of electric energy is through BPA transmission lines to PGE interconnections in Oregon. 30,295,080 Mcf - Natural gas purchases outside the State of Oregon. Note: Reference is made to that certain letter, dated January 10, 2000, from Mr. Robert P. Wason, Chief Financial Analyst of the Securities and Exchange Commission, to "All Past-Year Filers" of Form U-3A-2 requesting, with respect to the information supplied under this Item 3, the identity of "the state in which the sales or purchases are made and the amount in dollars of their associated revenues or expenses." Except as provided above in response to this Item 3, PGE does not currently track the additional requested information with respect to wholesale transactions and it is not possible for PGE to identify specific states involved in the sale or purchase of wholesale energy or gas. Wholesale energy and gas sales typically pass through several states on their way to the ultimate retailer and PGE has no method to track the state of the purchase or sale of wholesale transactions. 2 3 4. The following information for the reporting period with respect to claimant and each interest it holds directly or indirectly in an EWG or a foreign utility company, stating monetary amounts in United States dollars: (a) Name, location, business address and description of the facilities used by the EWG or foreign utility company for the generation, transmission and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. EXEMPT WHOLESALE GENERATORS
-------------------------------------------------------------------------------------------------------------- % ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION -------------------------------------------------------------------------------------------------------------- Brownsville Power I, L.L.C. Delaware Houston Texas The development, 100.00 operation and maintenance of a power plant in Brownsville, Texas. -------------------------------------------------------------------------------------------------------------- Cabazon Power Partners LLC Delaware Tehachapi California To own and operate a 100.00 40MW wind turbine generation facility located near Palm Springs, California and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Caledonia Power I, L.L.C. Delaware Houston Texas The development, 100.00 operation and maintenance of a power plant in Columbus, Mississippi. -------------------------------------------------------------------------------------------------------------- Camden Cogen L.P. Delaware Houston Texas Ownership and operation 0.2550 to of a natural gas-fired 25.2450 cogeneration facility in See Camden, New Jersey. Exhibit C p.4 -------------------------------------------------------------------------------------------------------------- Cogen Technologies Linden Delaware Houston Texas Ownership and operation 0.2550 to Venture, L.P. of a natural gas-fired 25.2450 cogeneration facility in See Linden, New Jersey. Exhibit C p.5 -------------------------------------------------------------------------------------------------------------- Cogen Technologies NJ Venture Delaware Houston Texas Ownership and operation 0.2550 to of a natural gas-fired 25.2450 cogeneration facility in See Bayonne, New Jersey. Exhibit C p.6 -------------------------------------------------------------------------------------------------------------- Des Plaines Green Land Delaware Houston Texas To design, finance, 100.00 Development, LLC construct, own, operate, maintain and sell a merchant electric power plant in Illinois. -------------------------------------------------------------------------------------------------------------- Doyle I, LLC Delaware Houston Texas To develop, operate and 50.00 maintain an electric power plant in Walton County, Georgia. -------------------------------------------------------------------------------------------------------------- Enron Europe Operations Limited England London England To hold Enron Power 100.00 Corp.'s equity positions in the various joint venture projects being developed in the United Kingdom. -------------------------------------------------------------------------------------------------------------- Enron Wind Systems, Inc. California Tehachapi California To own and operate wind 100.00 turbine generation facilities and to sell the power generated there at wholesale. --------------------------------------------------------------------------------------------------------------
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-------------------------------------------------------------------------------------------------------------- % ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION -------------------------------------------------------------------------------------------------------------- Gleason Power I, L.L.C. Delaware Houston Texas To develop, operate and 100.00 maintain an electric power generation facility in Weakley County, Tennessee. -------------------------------------------------------------------------------------------------------------- Green Power Partners I LLC Delaware Tehachapi California To own and operate a 100.00 9.75MW wind turbine generation facility located near Palm Springs, California and to sell the power generated at wholesale. -------------------------------------------------------------------------------------------------------------- Hainan Meinan Power Company CJV China Haikou, China To develop, build, own, 100.00 Hainan operate, maintain, Province manage, and administer the power plant, arrange financing for the power plant, and produce and sell electricity. -------------------------------------------------------------------------------------------------------------- Lake Benton Power Partners L.L.C. Delaware Tehachapi California To own and operate a 1.00 107.25MW wind turbine generation facility located near Lake Benton, Minnesota and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Las Vegas Cogeneration II, LLC Delaware Houston Texas To develop, own and 37.50 operate the expansion of a cogeneration facility in Las Vegas, Nevada. -------------------------------------------------------------------------------------------------------------- New Albany Power I, L.L.C. Delaware Houston Texas The development, 100.00 operation and maintenance of a power plant in Union County, Mississippi. -------------------------------------------------------------------------------------------------------------- Sky River Partnership California Tehachapi California To own and operate a 50.00 77MW wind turbine generation facility located near Tehachapi, California and to sell the power generated at wholesale. -------------------------------------------------------------------------------------------------------------- Storm Lake Power Partners I LLC Delaware Tehachapi California To own and operate a 1.00 112MW wind turbine generation facility located near Alta, Iowa, and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Storm Lake Power Partners II LLC Delaware Tehachapi California To own and operate a 1.00 80.25MW wind turbine generation facility located near Alta, Iowa, and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Trakya Elektrik Uretim ve Turkey Kavaklidere/ Turkey To build and operate 50.00 Ticaret A.S. Ankara power stations; to generate wholesale electrical energy. -------------------------------------------------------------------------------------------------------------- Victory Garden Phase IV California Tehachapi California To own and operate a 50.00 Partnership 22MW wind turbine generation facility located near Tehachapi, California and to sell the power at wholesale. -------------------------------------------------------------------------------------------------------------- Victory Garden Power Partners I Delaware Tehachapi California To own and operate a 100.00 LLC 6.5MW wind turbine generation facility located near Tehachapi, California and to sell the power generated at wholesale. -------------------------------------------------------------------------------------------------------------- West Fork Land Development, LLC Delaware Houston Texas To develop, operate and 100.00 maintain an electric energy generation facility in Indiana. --------------------------------------------------------------------------------------------------------------
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-------------------------------------------------------------------------------------------------------------- % ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION -------------------------------------------------------------------------------------------------------------- Zond-PanAero Windsystem Partners California Tehachapi California To own and operate a 0.50 I 19.5MW wind turbine generation facility located near Palm Springs, California, and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Zond-PanAero Windsystem Partners California Tehachapi California To own and operate a 0.50 II 10.4MW wind turbine generation facility located near Palm Springs, California, and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., California Tehachapi California To own and operate a 1.00 Series 85-A 14.2MW wind turbine generation facility located near Tehachapi, California and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., California Tehachapi California To own and operate a 1.00 Series 85-B 21.4MW wind turbine generation facility located near Tehachapi, California and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., California Tehachapi California To own and operate an 1.00 Series 85-C 18MW wind turbine generation facility located in Alameda County, California and to sell the power generated there at wholesale. -------------------------------------------------------------------------------------------------------------- ZWHC LLC Delaware Tehachapi California To own and operate a 100.00 20MW wind turbine generation facility located near Tehachapi, California and to sell the power generated there at wholesale. --------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
--------------------------------------------------------------------------------------------------------------- %ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION --------------------------------------------------------------------------------------------------------------- Aeolos S.A. Greece Crete Greece To own and operate a 5MW 100.00 wind turbine generation facility in Crete, Greece and to sell the power generated there at wholesale --------------------------------------------------------------------------------------------------------------- Bahia Las Minas Corp. Panama Republic Panama Thermal power generation 51.00 (formerly known as Empresa de of Panama plants located on the Generacion Electrica Bahia northern coast of Panama Las Minas, S.A.) near the eastern side of the Panama Canal --------------------------------------------------------------------------------------------------------------- Batangas Power Corp. Philippines Batangas Philippines To own and operate a power 100.00 plant facility in Batangas, Republic of the Philippines. --------------------------------------------------------------------------------------------------------------- CEG RIO S.A. Brazil Rio de Rio de To build, own and operate 33.75 (formerly known as Riogas Janeiro Janeiro a gas pipeline network in S.A.) the State of Rio de Janeiro, Brazil. --------------------------------------------------------------------------------------------------------------- Chongju City Gas Co., Ltd. Korea Chongju Korea A natural gas distribution 50.00 system serving approximately 81,700 customers in Chongju City and Chongwon-kun, Korea ---------------------------------------------------------------------------------------------------------------
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--------------------------------------------------------------------------------------------------------------- %ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION --------------------------------------------------------------------------------------------------------------- Chonnam City Gas Co., Ltd. Korea Sunchon Korea A gas distribution system 50.00 (formerly known as Dongbu serving the city of Haeyang City Gas Co., Ltd.) Sunchon in the southern part of Korea --------------------------------------------------------------------------------------------------------------- Choong Nam City Gas Co., Ltd. Korea Taejon Korea Owns and operates a 50.00 natural gas distribution system serving Taejon, Korea --------------------------------------------------------------------------------------------------------------- Companhia de Gas de Bahia S.A. Brazil Bahia Brazil Gas distribution company 41.50 in the state of Bahia. --------------------------------------------------------------------------------------------------------------- Companhia de Gas de Santa Brazil Santa Brazil Gas distribution company 41.00 Catarina S.A. Catarina in the state of Santa Catarina. --------------------------------------------------------------------------------------------------------------- Companhia Estadual de Gas do Brazil Rio de Rio de To build, own and operate 25.3833 Rio de Janeiro-CEG Janeiro Janeiro a pipeline network in the (formerly known as Companhia State of Rio de Janeiro, Estadual de Gas do Rio de Brazil. Janeiro) --------------------------------------------------------------------------------------------------------------- Companhia Paraibana de Gas Brazil Paraiba Brazil Gas distribution company 41.50 S.A. in the state of Paraiba. --------------------------------------------------------------------------------------------------------------- Companhia Paranaense de Gas Brazil Parana Brazil Gas distribution company 24.1325 S.A. in the state of Parana. --------------------------------------------------------------------------------------------------------------- Companhia Pernambucana de Gas Brazil Pernambuco Brazil Gas distribution company 41.50 S.A. in the state of Pernambuco. --------------------------------------------------------------------------------------------------------------- Compania Anonima Luz y Fuerza Venezuela Caracas Venezuela Owns and operates electric 99.19 Electricas de Puerto Cabello distribution facilities serving the municipalities of Puerto Cabello and Juan Jose Mora, Venezuela, and in other portions of the Venezuelan states of Carabobo, Yaracuy and Falcon. --------------------------------------------------------------------------------------------------------------- Dabhol Power Company India Dabhol India To develop, construct, own 50.00 and operate a power station and LNG regasification facility and associated port facilities. --------------------------------------------------------------------------------------------------------------- Daehan City Gas Co., Ltd. Korea Seoul Korea A natural gas distribution 20.00 system serving approximately 791,300 customers in Seoul and Kyonggi-do, Korea --------------------------------------------------------------------------------------------------------------- EcoElectrica, L.P. Bermuda Hato Rey Puerto To design, construct and 47.4963 Rico own a power generating facility in Puerto Rico. --------------------------------------------------------------------------------------------------------------- ECT Colombia Pipeline Cayman Islands Grand Cayman To be utilized in 100.00 Holdings 2 Ltd. Cayman Islands connection with the bid to purchase shares in Promigas S.A., E.S.P. --------------------------------------------------------------------------------------------------------------- EI Puerto Rico Operations Inc. Delaware Houston Texas Operates a liquefied 100.00 natural gas (LNG) marine unloading facility, LNG storage tanks, LNG vaporization equipment, a co-generation power plant facility, a desalination plant, a transmission line, a natural gas accumulator pipeline and a liquefied petroleum gas pipeline. --------------------------------------------------------------------------------------------------------------- Electricidad Enron de Guatemala Guatemala Guatemala Development and 100.00 Guatemala, S.A. City construction of a power facility in Guatemala. --------------------------------------------------------------------------------------------------------------- Elektro - Eletricidade e Brazil Sao Paulo Brazil Owns and operates a 99.46 Servicos S/A transmission system for See the distribution of Exhibit C electricity throughout Sao p. 51 Paulo and Mato Grosso do Su. --------------------------------------------------------------------------------------------------------------- Elektrocieplownia Nowa Poland Nowa Poland To own and operate a heat 100.00 Sarzyna Sp. Z o.o. Sarzyna generating facility in Nowa Sarzyna, Poland --------------------------------------------------------------------------------------------------------------- Empresa Sergipana de Gas S.A. Brazil Sergipe Brazil Gas distribution company 41.50 in the state of Sergipe. ---------------------------------------------------------------------------------------------------------------
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--------------------------------------------------------------------------------------------------------------- %ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION --------------------------------------------------------------------------------------------------------------- Enron Capital & Trade England London England To hold Enron Power 100.00 Resources Limited Corp.'s equity positions in the various joint venture projects being developed in the United Kingdom. --------------------------------------------------------------------------------------------------------------- Enron Energia Industrial de Mexico Nuevo Leon Mexico To develop a 245MW natural 100.00 Mexico, S. de R.L. de C.V. gas fired cogeneration facility near Monterrey, Mexico --------------------------------------------------------------------------------------------------------------- Enron Equity Corp. Delaware Houston Texas To provide a 100.00 deconsolidated entity for tax purposes into which earnings of Transportadora de Gas del Sur, S.A., Batangas Power Corp., and Subic Power Corp. will flow. --------------------------------------------------------------------------------------------------------------- Enron Nigeria Pipeline Limited Nigeria Lagos Nigeria To construct, own and/or 70.00 operate a natural gas pipeline from gas fields in the Niger Delta and other areas of Nigeria to an electric power plant near Agbara in Lagos, Nigeria. --------------------------------------------------------------------------------------------------------------- Enron Nigeria Power Limited Nigeria Lagos Nigeria To construct, own and/or 60.00 operate an approximate 548MW natural gas fired electric power plant near Agbara in Lagos, Nigeria --------------------------------------------------------------------------------------------------------------- Enron Power Operations England London England Operations and Management 51.00 Teesside of a power generating facility in England --------------------------------------------------------------------------------------------------------------- Enron Power Philippine Delaware Houston Texas Operation of Philippine 100.00 Operating Corp. based power generating facility at Batangas. --------------------------------------------------------------------------------------------------------------- Enron Power Philippines Corp. Philippines Metro Philippines Holding company for 100.00 Manila interests in power plant facilities in the Republic of the Philippines. --------------------------------------------------------------------------------------------------------------- Enron Servicios Guatemala Guatemala Guatemala Guatemala To own and/or operate an 99.00 Ltda. City approximate 110MW and 124MW barge-mounted fuel-oil fired electric generating facilities in Puerto Quetzal, Guatemala, and related on-shore auxiliary facilities. --------------------------------------------------------------------------------------------------------------- Enron Subic Power Corp. Philippines Manila Philippines Lease and operate 100.00 electric/power generating facilities. --------------------------------------------------------------------------------------------------------------- Enron Teesside Operations England and London England Operator of Teesside 100.00 Limited Wales Utilities --------------------------------------------------------------------------------------------------------------- EPE-Empressa Produtora de Brazil Mato Brazil To own and/or operate an 61.9750 Energia Ltda. Grosso approximate 480MW natural gas fired electric generation facility in Cuiaba, Mato Grosso, Brazil. --------------------------------------------------------------------------------------------------------------- Gas de Alagoas S.A. Brazil Alagoas Brazil Gas distribution company 41.50 in the state of Alagoas. --------------------------------------------------------------------------------------------------------------- Gas de Risaralda S.A. Colombia Barranquill Colombia Gas distribution company 2.5145 serving various locations in Colombia. --------------------------------------------------------------------------------------------------------------- Gases de la Guajira S.A., Colombia Barranquill Colombia Gas distribution company 13.0139 E.S.P. serving Guajira, Colombia. --------------------------------------------------------------------------------------------------------------- Gases del Caribe S.A., E.S.P. Colombia Barranquill Colombia Gas distribution company 13.2136 serving Atlantico, Magdalena and Cesar, Colombia. --------------------------------------------------------------------------------------------------------------- Gases del Occidente S.A., Colombia Barranquill Colombia Gas distribution company 11.0860 E.S.P. serving Caldas, Risaralda, Quindio and Valle del Cauca, Colombia. --------------------------------------------------------------------------------------------------------------- Gasnacol S.A. Colombia Barranquill Colombia Gas distribution company 16.8656 serving various locations in Colombia. ---------------------------------------------------------------------------------------------------------------
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--------------------------------------------------------------------------------------------------------------- %ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION --------------------------------------------------------------------------------------------------------------- Iksan City Gas Co., Ltd. Korea Iksan Korea A gas distribution system 50.00 (formerly known as Bobae City serving the city of Iksan Gas Co., Ltd.) in the western part of Korea --------------------------------------------------------------------------------------------------------------- Iksan Energy Co., Ltd. Korea Iksan Korea A 21megawatt coal-fired 50.00 (formerly known as Byucksan cogeneration plant located Energy Co., Ltd) in the city of Iksan, Korea --------------------------------------------------------------------------------------------------------------- IWECO Megali Vrissi S.A. Greece Crete Greece To own and operate a 5MW 100.00 wind turbine generation facility in Crete, Greece and to sell the power generated there at wholesale --------------------------------------------------------------------------------------------------------------- Kangwon City Gas Co., Ltd. Korea Chunchon Korea A gas distribution system 50.00 (formerly known as Daeil City serving the city of Gas Co., Ltd.) Chunchon in the northern part of Korea --------------------------------------------------------------------------------------------------------------- Kumi City Gas Co., Ltd. Korea Kumi Korea A natural gas distribution 50.00 system serving approximately 48,900 customers in Kumi City, Korea --------------------------------------------------------------------------------------------------------------- Marianas Energy Company LLC Delaware Tamuning Guam To own and operate a power 50.00 plant facility in Piti, Guam. --------------------------------------------------------------------------------------------------------------- Offshore Power Operations, Netherlands Rotterdam Netherlands To operate a power 100.00 C.V. station, a liquid natural gas regasification facility and certain marine works being constructed near Dabhol, Maharashtra, India. --------------------------------------------------------------------------------------------------------------- Owenreagh Power Partners United Kingdom Strabane Ireland To own and operate a 5.5MW 100.00 wind turbine generation facility in Northern Ireland and to sell the power generated there at wholesale --------------------------------------------------------------------------------------------------------------- Pohang City Gas Co., Ltd. Korea Pohang Korea A distributor of LPG 50.00 serving approximately 32,500 customers in Pohang City, Yongil-kan, Yongduk-kun, and Uljin County, Korea. --------------------------------------------------------------------------------------------------------------- Promigas S.A., E.S.P. Colombia Barranquill Colombia Engaged in business of 42.6383 natural gas transportation, operation of natural gas pipelines for third parties, pipeline services and utilization of compressed natural gas. --------------------------------------------------------------------------------------------------------------- Puerto Quetzal Power Corp. Delaware Puerto Guatemala Owns power station on the 50.00 Quetzal West Coast of Guatemala. --------------------------------------------------------------------------------------------------------------- Puerto Quetzal Power LLC Delaware Guatemala Guatemala To own and/or operate an 37.50 City approximate 110MW and 124MW barge-mounted fuel-oil fired electric generating facilities in Puerto Quetzal, Guatemala, and related on-shore auxiliary facilities --------------------------------------------------------------------------------------------------------------- Pusan City Gas Co., Ltd. Korea Pusan Korea A natural gas distribution 21.5680 system serving approximately 359,900 customers in Pusan City, Korea --------------------------------------------------------------------------------------------------------------- San Juan Gas Company, Inc. Puerto Rico Mirimar Puerto Distribution and sale of 100.00 Santurce Rico gas via underground pipeline system in San Juan, Puerto Rico. --------------------------------------------------------------------------------------------------------------- Sarlux S.R.L. Italy N/A Italy To participate in the 45.00 Sarlux IGCC Power Project. --------------------------------------------------------------------------------------------------------------- SK Gas Co., Ltd. Korea Seoul Korea An importer, marketer and 24.7650 distributor of LPG operating throughout Korea. --------------------------------------------------------------------------------------------------------------- Smith/Enron Cogeneration Turks & Grand Turks & To construct, acquire and 85.00 Limited Partnership Caicos Isles Turk Caicos, own, manage and operate Island, the project (a 185 MW B.W.I. barge-mounted power generation facility.) ----------------------------------------------------------------------------------------------------------------
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--------------------------------------------------------------------------------------------------------------- %ENRON SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP FORMATION --------------------------------------------------------------------------------------------------------------- Smith/Enron O&M Limited Turks & Grand Turks & To operate and maintain 50.00 Partnership Caicos Isles Turk Caicos, the approx. 185 MW power Island, plant to be constructed B.W.I. near Puerto Plata, Dom. Rep. --------------------------------------------------------------------------------------------------------------- Subic Power Corp. Philippines Olangapo Philippines To design, construct, own 50.00 and operate power See generating facilities in Exhibit C the Republic of the p. 90 Philippines. --------------------------------------------------------------------------------------------------------------- Surtigas S.A., E.S.P. Colombia Barranquill Colombia Gas distribution company 34.1405 serving Bolivar, Cordova and Sucre, Colombia. --------------------------------------------------------------------------------------------------------------- Teesside Gas Processing England London England Responsible for the gas 100.00 Limited liquids and gas processing plant being built in conjunction w/Teesside Cogen plant. --------------------------------------------------------------------------------------------------------------- Teesside Gas Transportation England London England Responsible for gas supply 100.00 Limited going to the Teesside See Cogen plant. Exhibit C p.93 --------------------------------------------------------------------------------------------------------------- Teesside Power Limited England London England Owns the power station at 85.00 Teesside, England. See Exhibit C p.94 --------------------------------------------------------------------------------------------------------------- Tolgas, S.A. Colombia Barranquill Colombia Gas distribution company 3.1239 serving various locations in Colombia. --------------------------------------------------------------------------------------------------------------
(b) Name of each system company that holds an interest in such EWG or foreign utility company; and description of the interest held. SEE EXHIBIT C AND APPENDIX I FOR A DESCRIPTION OF THE INTEREST HELD. (c) Type and amount of capital invested, directly or indirectly, by the holding company claiming exemption; any direct or indirect guarantee of the security of the EWG or foreign utility company by the holding company claiming exemption; and any debt or other financial obligation for which there is recourse, directly or indirectly, to the holding company claiming exemption or another system company, other than the EWG or foreign utility company. (For calendar year ended December 31, 2000)
-------------------------------------------------------------------------------------------------------------- SUBSIDIARY GUARANTEES/ CAPITAL INVESTED RECOURSE DEBT NOTES -------------------------------------------------------------------------------------------------------------- EXEMPT WHOLESALE GENERATORS -------------------------------------------------------------------------------------------------------------- Brownsville Power I, LLC Debt 119,103,000 -- -------------------------------------------------------------------------------------------------------------- Cabazon Power Partners LLC Equity 12,524,000 -- -------------------------------------------------------------------------------------------------------------- Caledonia Power I, LLC Debt 145,376,000 -- -------------------------------------------------------------------------------------------------------------- Camden Cogen, LP Equity 11,123,000 -- -------------------------------------------------------------------------------------------------------------- Cogen Technologies Linden Venture, LP Equity 30,429,000 -- -------------------------------------------------------------------------------------------------------------- Cogen Technologies NJ Venture Equity 3,285,000 -- -------------------------------------------------------------------------------------------------------------- Des Plaines Green Land Development, LLC Debt 267,281,000 -- -------------------------------------------------------------------------------------------------------------- Doyle I, LLC -- -- --------------------------------------------------------------------------------------------------------------
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-------------------------------------------------------------------------------------------------------------- SUBSIDIARY GUARANTEES/ CAPITAL INVESTED RECOURSE DEBT NOTES -------------------------------------------------------------------------------------------------------------- EXEMPT WHOLESALE GENERATORS (CONT'D) -------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------------------------- Enron Europe Operations Limited Equity 144,000,000 -------------------------------------------------------------------------------------------------------------- Enron Wind Systems, Inc. Equity 5,075,000 -- -------------------------------------------------------------------------------------------------------------- Gleason Power I, LLC Debt 169,376,000 -- -------------------------------------------------------------------------------------------------------------- Green Power Partners I LLC -- -- -------------------------------------------------------------------------------------------------------------- Hainan Meinan Power Company CJV Equity/Debt 155,582,000 -- -------------------------------------------------------------------------------------------------------------- Lake Benton Power Partners LLC Equity 428,000 -- -------------------------------------------------------------------------------------------------------------- Las Vegas Cogeneration II, LLC Cash 8,678,000 -- -------------------------------------------------------------------------------------------------------------- New Albany Power I, LLC Debt 146,596,000 -- -------------------------------------------------------------------------------------------------------------- Sky River Partnership (22,504,000) -- -------------------------------------------------------------------------------------------------------------- Storm Lake Power Partners I LLC Equity 912,000 -- -------------------------------------------------------------------------------------------------------------- Storm Lake Power Partners II LLC Equity 355,000 -- -------------------------------------------------------------------------------------------------------------- Trakya Elektrik Uretim ve Ticaret A.S. Equity 57,714,000 11,276,000 (b) -------------------------------------------------------------------------------------------------------------- Victory Garden Phase IV Partnership (10,065,000) -- -------------------------------------------------------------------------------------------------------------- Victory Garden Power Partners I LLC Equity 7,073,000 -- -------------------------------------------------------------------------------------------------------------- West Fork Land Development, LLC Debt 149,066,000 -- -------------------------------------------------------------------------------------------------------------- Zond-PanAero Windsystem Partners I Equity 275,000 -- -------------------------------------------------------------------------------------------------------------- Zond-PanAero Windsystem Partners II Equity 149,000 -- -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., Series 85-A Equity 382,000 -- -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., Series 85-B Equity 552,000 -- -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., Series 85-C Equity 431,000 -- -------------------------------------------------------------------------------------------------------------- ZWHC L.L.C. Equity 2,488,000 -- --------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------- SUBSIDIARY GUARANTEES/ CAPITAL INVESTED RECOURSE DEBT NOTES -------------------------------------------------------------------------------------------------------------- FOREIGN UTILITY COMPANIES -------------------------------------------------------------------------------------------------------------- Aeolos S.A. Equity 6,945,000 -- -------------------------------------------------------------------------------------------------------------- Bahia Las Minas Corp. Equity 97,265,000 -- -------------------------------------------------------------------------------------------------------------- Batangas Power Corp. Equity/Debt 30,520,000 -- -------------------------------------------------------------------------------------------------------------- CEG RIO S.A. Equity 65,100,000 -- -------------------------------------------------------------------------------------------------------------- Chongju City Gas Co., Ltd. Equity 9,404,000 -- -------------------------------------------------------------------------------------------------------------- Chonnam City Gas Co., Ltd. Equity 15,931,000 -------------------------------------------------------------------------------------------------------------- Choong Nam City Gas Co., Ltd. Equity 9,092,000 -- -------------------------------------------------------------------------------------------------------------- Companhia de Gas de Bahia S.A. Equity 32,000,000 -- -------------------------------------------------------------------------------------------------------------- Companhia de Gas de Santa Catarina S.A. Equity 8,149,000 -- -------------------------------------------------------------------------------------------------------------- Companhia Estadual de Gas do Rio de Janeiro Equity 194,000,000 -- -------------------------------------------------------------------------------------------------------------- Companhia Paraibana de Gas S.A. Equity 11,000,000 -- -------------------------------------------------------------------------------------------------------------- Companhia Paranaense de Gas S.A. Equity 37,850,000 -- -------------------------------------------------------------------------------------------------------------- Companhia Pernambucana de Gas S.A. Equity 43,000,000 -- --------------------------------------------------------------------------------------------------------------
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-------------------------------------------------------------------------------------------------------------- SUBSIDIARY GUARANTEES/ CAPITAL INVESTED RECOURSE DEBT NOTES -------------------------------------------------------------------------------------------------------------- FOREIGN UTILITY COMPANIES (CONT'D) -------------------------------------------------------------------------------------------------------------- Compania Anonima Luz y Fuerza Electricas de Puerto Equity 28,900,000 -- Cabello -------------------------------------------------------------------------------------------------------------- Dabhol Power Company Equity 837,600,000 -- -------------------------------------------------------------------------------------------------------------- Daehan City Gas Co, Ltd Equity 37,068,000 -- -------------------------------------------------------------------------------------------------------------- EcoElectrica, L.P. Equity 32,663,000 -- -------------------------------------------------------------------------------------------------------------- ECT Colombia Pipeline Holdings 2 Ltd. Equity/Debt 97,287,000 -- (c) -------------------------------------------------------------------------------------------------------------- EI Puerto Rico Operations Inc. -- -- -------------------------------------------------------------------------------------------------------------- Electricidad Enron de Guatemala, S.A. -- -- -------------------------------------------------------------------------------------------------------------- Elektro - Electricidade e Sericos S/A Equity 842,355,000 -- -------------------------------------------------------------------------------------------------------------- Elektrocieplownia Nowa Sarzyna Sp. Z.o.o. Equity 6,463,000 8,000,000 (b) -------------------------------------------------------------------------------------------------------------- Empresa Sergipana de Gas S.A. Equity 11,000,000 -- -------------------------------------------------------------------------------------------------------------- Enron Capital & Trade Resources Limited Equity 90,000 -- -------------------------------------------------------------------------------------------------------------- Enron Energia Industrial de Mexico, S. de R.L. de Cash 18,410,000 -- C.V. -------------------------------------------------------------------------------------------------------------- Enron Equity Corp. Equity 260,059,000 -- -------------------------------------------------------------------------------------------------------------- Enron Nigeria Pipeline Limited -- -- -------------------------------------------------------------------------------------------------------------- Enron Nigeria Power Limited -- -- -------------------------------------------------------------------------------------------------------------- Enron Power Operations Teesside -- -- -------------------------------------------------------------------------------------------------------------- Enron Power Philippine Operating Corp. -------------------------------------------------------------------------------------------------------------- Enron Power Philippines Corp. Equity 110,846,000 -- -------------------------------------------------------------------------------------------------------------- Enron Servicios Guatemala Ltda. -- -- -------------------------------------------------------------------------------------------------------------- Enron Subic Power Corp Equity 827,000 -- -------------------------------------------------------------------------------------------------------------- Enron Teesside Operations Limited Equity 109,211,000 -- -------------------------------------------------------------------------------------------------------------- EPE - Empressa Produtora de Energia Ltda. Equity/Debt 207,211,000 -- -------------------------------------------------------------------------------------------------------------- Gas de Alagoas S.A. Equity 21,000,000 -- -------------------------------------------------------------------------------------------------------------- Gas de Risaralda S.A. -- -- -------------------------------------------------------------------------------------------------------------- Gases de la Guajira S.A., E.S.P. -------------------------------------------------------------------------------------------------------------- Gases del Caribe S.A., E.S.P. -- -- -------------------------------------------------------------------------------------------------------------- Gases del Occidente S.A., E.S.P. -- -- -------------------------------------------------------------------------------------------------------------- Gasnacol S.A. -- -- -------------------------------------------------------------------------------------------------------------- Iksan City Gas Co., Ltd. Equity 6,123,000 -- -------------------------------------------------------------------------------------------------------------- Iksan Energy Co., Ltd. -- -- -------------------------------------------------------------------------------------------------------------- IWECO Megali Vrissi S.A. Equity 3,485,000 -- -------------------------------------------------------------------------------------------------------------- Kangwan City Gas Co., Ltd. Equity 7,601,000 -- -------------------------------------------------------------------------------------------------------------- Kumi City Gas Co, Ltd Equity 16,431,000 -- -------------------------------------------------------------------------------------------------------------- Marianas Energy Company LLC Equity 21,488,000 -- -------------------------------------------------------------------------------------------------------------- Offshore Power Operations, C.V. -- -- -------------------------------------------------------------------------------------------------------------- Owenreagh Power Partners Equity 1,251,000 -- -------------------------------------------------------------------------------------------------------------- Pohang City Gas Co, Ltd Equity 6,013,000 -- -------------------------------------------------------------------------------------------------------------- Promigas S.A. E.S.P. -- 8,000,000 (b) --------------------------------------------------------------------------------------------------------------
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-------------------------------------------------------------------------------------------------------------- SUBSIDIARY GUARANTEES/ CAPITAL INVESTED RECOURSE DEBT NOTES -------------------------------------------------------------------------------------------------------------- FOREIGN UTILITY COMPANIES (CONT'D) -------------------------------------------------------------------------------------------------------------- Puerto Quetzal Power Corp. Equity 16,500,000 -- -------------------------------------------------------------------------------------------------------------- Puerto Quetzal Power LLC -- -- -------------------------------------------------------------------------------------------------------------- Pusan City Gas Co, Ltd Equity 56,348,000 -- -------------------------------------------------------------------------------------------------------------- San Juan Gas Company Equity/Debt 31,169,000 -- -------------------------------------------------------------------------------------------------------------- Sarlux S.R.L. Equity/Debt 67,308,000 100,847,000 (a) -------------------------------------------------------------------------------------------------------------- SK Gas Co., Ltd Equity 24,373,000 -- -------------------------------------------------------------------------------------------------------------- Smith/Enron Cogeneration Limited Partnership Equity 45,935,000 68,833,000 (a) -------------------------------------------------------------------------------------------------------------- Smith/Enron O&M Limited Partnership -- -- -------------------------------------------------------------------------------------------------------------- Subic Power Corp. Equity/Debt 11,860,000 -- -------------------------------------------------------------------------------------------------------------- Surtigas S.A., E.S.P. -- -- -------------------------------------------------------------------------------------------------------------- Teesside Gas Processing Limited -- -- -------------------------------------------------------------------------------------------------------------- Teesside Gas Transportation Limited -- -- -------------------------------------------------------------------------------------------------------------- Teesside Power Limited Equity 114,139,000 9,542,000 (a) 133,278,000 (b) -------------------------------------------------------------------------------------------------------------- Tolgas, S.A. -- -- --------------------------------------------------------------------------------------------------------------
(a) Holding company - holds investment in Promigas S.A., E.S.P. (b) Guarantees issued to support trade obligations and debt (c) Holding company-holds investment in Teesside Power Ltd. (d) Guarantees issued to support letters of credit 12 13 (d) Capitalization and earnings of the EWG or foreign utility company during the reporting period. (For calendar year ended December 31, 2000)
-------------------------------------------------------------------------------------------------------------- SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES -------------------------------------------------------------------------------------------------------------- EXEMPT WHOLESALE GENERATORS -------------------------------------------------------------------------------------------------------------- Brownsville Power I, LLC 89,000 67,546 -------------------------------------------------------------------------------------------------------------- Cabazon Power Partners LLC 59,521,000 1,090,000 -------------------------------------------------------------------------------------------------------------- Caledonia Power I, LLC 96,000 86,000 -------------------------------------------------------------------------------------------------------------- Camden Cogen, LP 112,700,000 17,851,000 -------------------------------------------------------------------------------------------------------------- Cogen Technologies Linden Venture, LP 414,688,000 103,244,000 -------------------------------------------------------------------------------------------------------------- Cogen Technologies NJ Venture 83,005,000 23,249,000 -------------------------------------------------------------------------------------------------------------- Des Plaines Green Land Development, LLC (5,265,000) (4,987,000) -------------------------------------------------------------------------------------------------------------- Doyle I, LLC 117,151,000 (1,780,000) -------------------------------------------------------------------------------------------------------------- Enron Europe Operations Limited 217,000,000 60,000,000 -------------------------------------------------------------------------------------------------------------- Enron Wind Systems, Inc. (98,614,000) (24,505,000) -------------------------------------------------------------------------------------------------------------- Gleason Power I, LLC 10,000 10,000 -------------------------------------------------------------------------------------------------------------- Green Power Partners I LLC 15,059,000 (414,000) -------------------------------------------------------------------------------------------------------------- Hainan Meinan Power Company CJV 116,297,000 2,500,000 -------------------------------------------------------------------------------------------------------------- Lake Benton Power Partners L.L.C 112,718,000 (1,913,000) -------------------------------------------------------------------------------------------------------------- Las Vegas Cogeneration II, LLC 75,880,000 (20,000) -------------------------------------------------------------------------------------------------------------- New Albany Power I, LLC 84,000 98,000 -------------------------------------------------------------------------------------------------------------- Sky River Partnership 109,316,000 23,058,000 -------------------------------------------------------------------------------------------------------------- Storm Lake Power Partners I LLC 168,340,000 (5,273,000) -------------------------------------------------------------------------------------------------------------- Storm Lake Power Partners II LLC 110,587,000 (3,239,000) -------------------------------------------------------------------------------------------------------------- Trakya Elektrik Uretim ve Ticaret A.S. 479,674,000 42,965,000 -------------------------------------------------------------------------------------------------------------- Victory Garden Phase IV Partnership 14,274,000 2,733,000 -------------------------------------------------------------------------------------------------------------- Victory Garden Power Partners I LLC 7,952,000 751,000 -------------------------------------------------------------------------------------------------------------- West Fork Land Development, LLC (186,000) 9,000 -------------------------------------------------------------------------------------------------------------- Zond-PanAero Windsystem Partners I 6,425,000 1,922,000 -------------------------------------------------------------------------------------------------------------- Zond-PanAero Windsystem Partners II 3,354,000 1,339,000 -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., Series 85-A 3,705,000 775,000 -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., Series 85-B 6,506,000 1,487,000 -------------------------------------------------------------------------------------------------------------- Zond Windsystems Partners, Ltd., Series 85-C 4,479,000 456,000 -------------------------------------------------------------------------------------------------------------- ZWHC L.L.C. 4,024,000 1,031,000 --------------------------------------------------------------------------------------------------------------
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-------------------------------------------------------------------------------------------------------------- FOREIGN UTILITY COMPANIES -------------------------------------------------------------------------------------------------------------- Aeolos S.A. 7,390,000 310,000 -------------------------------------------------------------------------------------------------------------- Bahia Las Minas Corp. 190,406,000 2,631,000 -------------------------------------------------------------------------------------------------------------- Batangas Power Corp. 43,501,000 19,414,000 (a) -------------------------------------------------------------------------------------------------------------- CEG RIO S.A. 29,741,000 3,214,000 (a) -------------------------------------------------------------------------------------------------------------- Chongju City Gas Co, Ltd 25,949,000 3,381,000 (a) -------------------------------------------------------------------------------------------------------------- Chonnam City Gas Co., Ltd. 18,364,000 940,000 -------------------------------------------------------------------------------------------------------------- Choong Nam City Gas Co., Ltd. 17,625,000 9,089,000 (a) -------------------------------------------------------------------------------------------------------------- Companhia de Gas de Bahia S.A. 27,750,000 9,730,000 (a) -------------------------------------------------------------------------------------------------------------- Companhia de Gas de Santa Catarina S.A. 48,331,000 (1,826,000) (a) -------------------------------------------------------------------------------------------------------------- Companhia Estadual de Gas do Rio de Janeiro 220,842,000 27,582,000 (a) -------------------------------------------------------------------------------------------------------------- Companhia Paraibana de Gas S.A. 3,852,000 537,000 (a) -------------------------------------------------------------------------------------------------------------- Companhia Paranaense de Gas S.A. 37,687,000 (1,754,000) (a) -------------------------------------------------------------------------------------------------------------- Companhia Pernambucana de Gas S.A. 16,003,000 4,546,000 (a) -------------------------------------------------------------------------------------------------------------- Compania Anonima Luz y Fuerza Electricas de Puerto 31,313,000 1,249,000 (a) Cabello -------------------------------------------------------------------------------------------------------------- Dabhol Power Company 2,568,200,000 80,574,000 -------------------------------------------------------------------------------------------------------------- Daehan City Gas Co, Ltd 245,878,000 17,107,000 (a) -------------------------------------------------------------------------------------------------------------- EcoElectrica, L.P. 774,139,000 (11,219,000) -------------------------------------------------------------------------------------------------------------- ECT Colombia Pipeline Holdings 2 Ltd. 152,999,000 10,108,000 -------------------------------------------------------------------------------------------------------------- EI Puerto Rico Operations Inc. -- -- -------------------------------------------------------------------------------------------------------------- Electricidad Enron de Guatemala, S.A. -- -- -------------------------------------------------------------------------------------------------------------- Elektro - Electricidade e Sericos S/A 842,355,000 107,587,000 (a) -------------------------------------------------------------------------------------------------------------- Elektrocieplownia Nowa Sarzyna Sp. Z.o.o. 128,717,000 (8,709,000) -------------------------------------------------------------------------------------------------------------- Empresa Sergipana de Gas S.A. 3,635,000 897,000 (a) -------------------------------------------------------------------------------------------------------------- Enron Capital & Trade Resources Limited 345,342,000 (57,998,000) -------------------------------------------------------------------------------------------------------------- Enron Energia Industrial de Mexico, S. de R.L. de C.V. 18,410,051 -- -------------------------------------------------------------------------------------------------------------- Enron Equity Corp. 260,059,000 32,567,000 -------------------------------------------------------------------------------------------------------------- Enron Nigeria Pipeline Limited -- -- -------------------------------------------------------------------------------------------------------------- Enron Nigeria Power Limited -- -- -------------------------------------------------------------------------------------------------------------- Enron Power Operations Teesside 12,169,000 16,919,000 -------------------------------------------------------------------------------------------------------------- Enron Power Philippine Operating Corp. -- -- -------------------------------------------------------------------------------------------------------------- Enron Power Philippines Corp. 110,846,000 33,580,000 (a) -------------------------------------------------------------------------------------------------------------- Enron Servicios Guatemala Ltda. -- -- -------------------------------------------------------------------------------------------------------------- Enron Subic Power Corp 820,000 228,000 -------------------------------------------------------------------------------------------------------------- Enron Teesside Operations Limited 407,505,000 5,971,000 -------------------------------------------------------------------------------------------------------------- EPE - Empressa Produtora de Energia Ltda. 284,586,000 5,321,000 -------------------------------------------------------------------------------------------------------------- Gas de Alagoas S.A. 6,723,000 1,191,000 (a) -------------------------------------------------------------------------------------------------------------- Gas de Risaralda S.A. 6,946,000 263,000 (a) -------------------------------------------------------------------------------------------------------------- Gases de la Guajira S.A., E.S.P. 3,738,000 259,000 (a) -------------------------------------------------------------------------------------------------------------- Gases del Caribe S.A., E.S.P. 53,411,000 4,906,000 (a) --------------------------------------------------------------------------------------------------------------
14 15
-------------------------------------------------------------------------------------------------------------- FOREIGN UTILITY COMPANIES (CONT'D) -------------------------------------------------------------------------------------------------------------- Gases del Occidente S.A., E.S.P. 18,396,000 1,472,000 (a) -------------------------------------------------------------------------------------------------------------- Gasnacol S.A. 2,177,000 203,000 (a) -------------------------------------------------------------------------------------------------------------- Iksan City Gas Co., Ltd. 6,498,000 1,595,000 (a) -------------------------------------------------------------------------------------------------------------- Iksan Energy Co., Ltd. 13,644,000 3,900,000 (a) -------------------------------------------------------------------------------------------------------------- IWECO Megali Vrissi S.A. 3,417,000 172,000 -------------------------------------------------------------------------------------------------------------- Kangwan City Gas Co., Ltd. 16,858,000 1,760,000 (a) -------------------------------------------------------------------------------------------------------------- Kumi City Gas Co, Ltd 45,011,000 8,791,000 (a) -------------------------------------------------------------------------------------------------------------- Marianas Energy Company LLC 144,965,000 1,212,000 -------------------------------------------------------------------------------------------------------------- Offshore Power Operations, C.V. 4,102,000 1,373,000 -------------------------------------------------------------------------------------------------------------- Owenreagh Power Partners 8,428,000 520,000 -------------------------------------------------------------------------------------------------------------- Pohang City Gas Co, Ltd 16,125,000 3,226,000 (a) -------------------------------------------------------------------------------------------------------------- Promigas S.A. E.S.P. 280,265,000 26,540,000 (a) -------------------------------------------------------------------------------------------------------------- Puerto Quetzal Power Corp. 11,391,000 9,792,000 -------------------------------------------------------------------------------------------------------------- Puerto Quetzal Power LLC 180,857,000 1,716,000 -------------------------------------------------------------------------------------------------------------- Pusan City Gas Co, Ltd 158,713,000 13,510,000 (a) -------------------------------------------------------------------------------------------------------------- San Juan Gas Company, Inc. 9,457,000 (576,000) -------------------------------------------------------------------------------------------------------------- Sarlux S.R.L. 911,739,000 (44,762,000) -------------------------------------------------------------------------------------------------------------- SK Gas Co, Ltd 253,284,000 13,344,000 (a) -------------------------------------------------------------------------------------------------------------- Smith/Enron Cogeneration Limited Partnership 176,073,000 -- -------------------------------------------------------------------------------------------------------------- Smith/Enron O&M Limited Partnership 11,850,000 -- -------------------------------------------------------------------------------------------------------------- Subic Power Corp. 69,336,000 9,848,000 (a) -------------------------------------------------------------------------------------------------------------- Surtigas S.A., E.S.P. 27,374,000 3,063,000 (a) -------------------------------------------------------------------------------------------------------------- Teesside Gas Processing Limited -- -- -------------------------------------------------------------------------------------------------------------- Teesside Gas Transportation Limited 24,950,000 8,074,000 -------------------------------------------------------------------------------------------------------------- Teesside Power Limited 1,730,696,000 34,463,000 -------------------------------------------------------------------------------------------------------------- Tolgas, S.A. 1,118,000 11,000 (a) -------------------------------------------------------------------------------------------------------------- (a) Not U.S. GAAP --------------------------------------------------------------------------------------------------------------
(e) Identify any service, sales or construction contract(s) between EWG or foreign utility company and a system company, and describe the services to be rendered or goods sold and fees or revenues under such agreement(s). SEE APPENDIX III WHICH HAS BEEN FILED CONFIDENTIALLY WITH THE SECURITIES AND EXCHANGE COMMISSION. 15 16 The above-named claimant has caused this statement to be duly executed on its behalf by its authorized officer on this 30th day of May, 2001. ENRON CORP. /s/ ROBERTY H. BUTTS ------------------------------- By: Robert H. Butts Title: Managing Director, Corporate Accounting CORPORATE SEAL Attest: /s/ KATE B. COLE ---------------------------------- Kate B. Cole, Assistant Secretary Name, title, and address of officer to whom notices and correspondence concerning this statement should be addressed: Robert D. Eickenroht, Vice Pres. & Assist. Gen. Counsel ------------------------------------------------------- (Name) (Title) 1400 Smith Street, EB 4859 Houston, Texas 77002 Telephone: 713/853-3155 Telecopy: 713/646-5847 16 17 12/31/00 SEC FORM U-3A-2 APPENDIX I Enron Corp. Subsidiary Interests Filed with the Securities and Exchange Commission pursuant to Rule 202 of Regulation S-T 18 12/31/00 SEC FORM U-3A-2 APPENDIX II Enron Corp. properties and subsidiary public utility company interests
----------------------------------------------------------------------------------------------------------- SUBSIDIARY PLACE OF PRINCIPAL PRINCIPAL PURPOSE % ENRON INCORPORATION ADDRESS ADDRESS OWNERSHIP CITY STATE ----------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Oregon Portland Oregon Electric utility. 100.00 ----------------------------------------------------------------------------------------------------------- Portland General Transport Oregon Portland Oregon Sale of segmented 100.00 Corporation gas pipeline capacity; currently inactive. ----------------------------------------------------------------------------------------------------------- 121 SW Salmon Street Corporation Oregon Portland Oregon Leases PGE 100.00 Headquarters. ----------------------------------------------------------------------------------------------------------- World Trade Center Northwest Oregon Portland Oregon Manages World 100.00 Corporation Trade Center complex in Portland, Oregon. ----------------------------------------------------------------------------------------------------------- Salmon Springs Hospitality Oregon Portland Oregon Operates a food 100.00 Group, Inc. catering business in the Portland, Oregon metropolitan area. -----------------------------------------------------------------------------------------------------------
Enron Corp. has no properties other than the stock of its subsidiaries and an immaterial amount of office equipment and furniture. Its only public utility subsidiary is Portland General Electric Company ("PGE"). PGE is engaged in the generation, purchase, transmission, distribution and sale of electric energy in Oregon. PGE has a 321 MW ownership interest in generating plants in Washington (1 plant) and Montana (2 plants), comprising approximately 15% of its total generating capacity. PGE sells electric energy at wholesale in interstate commerce to electric utilities located in other states, primarily California. PGE purchases electric energy from public utility districts located in Washington and from nonassociated utilities in Oregon, Washington, Montana, Idaho, Arizona, New Mexico, California and Canada. PGE purchases surplus electric energy from the Bonneville Power Administration ("BPA"), a federal agency that markets electric energy generated by federal hydroelectric dams located on the Columbia River in Oregon and Washington. PGE owns wholly or jointly the following generating facilities:
----------------------------------------------------------------------------------------------------------- Percent of Fuel Name Location Net Capability Company's (MW) Interest ----------------------------------------------------------------------------------------------------------- Sullivan West Linn, OR 16 100.0 Hydro ----------------------------------------------------------------------------------------------------------- Faraday Estacada, OR 44 100.0 Hydro ----------------------------------------------------------------------------------------------------------- River Mill Estacada, OR 25 100.0 Hydro ----------------------------------------------------------------------------------------------------------- Bull Run Bull Run, OR 22 100.0 Hydro ----------------------------------------------------------------------------------------------------------- Oak Grove Three Lynx, OR 44 100.0 Hydro ----------------------------------------------------------------------------------------------------------- Pelton Madras, OR 110 100.0 Hydro ----------------------------------------------------------------------------------------------------------- North Fork Estacada, OR 54 100.0 Hydro ----------------------------------------------------------------------------------------------------------- Round Butte Madras, OR 300 100.0 Hydro ----------------------------------------------------------------------------------------------------------- Beaver Clatskanie, OR 500 100.0 Gas or Oil ----------------------------------------------------------------------------------------------------------- Boardman Boardman, OR 556.8 65.0 Coal ----------------------------------------------------------------------------------------------------------- Colstrip 3&4 Colstrip, MT 1,480 20.0 Coal ----------------------------------------------------------------------------------------------------------- Coyote Springs Boardman, OR 242 100.0 Gas or Oil -----------------------------------------------------------------------------------------------------------
19 12/31/00 SEC FORM U-3A-2 APPENDIX II (CONTINUED) PGE's electric distribution system is located within its service territory in Oregon. PGE serves an area of 3,150 square miles, including 51 incorporated cities. PGE has transmission lines for the delivery of electricity from its plants located in Oregon to its service territory or to the Northwest grid. Electric energy from the plants located in other states is delivered to PGE over the Northwest grid. PGE owns 20% of the Pacific Northwest Intertie, a 4,800 MW transmission facility between John Day, in Northern Oregon, and Malin, in Southern Oregon near the California border. This line is used primarily for interstate sales and purchases of electric energy among BPA, utilities in the Pacific Northwest, including PGE, and California utilities. PGE has a 79% ownership interest in a 20 inch diameter natural gas pipeline that runs approximately 18 miles from its Beaver generating plant, located in Clatskanie, Oregon, to Cowlitz County Washington where it interconnects with the interstate gas distribution system of Northwest Pipeline Company. 20 12/31/00 SEC FORM U-3A-2 APPENDIX III A description of service, sales or construction contracts between any EWG or foreign utility company and a system company. Filed confidentially with the Securities and Exchange Commission pursuant to Rule 104 as promulgated under the Public Utility Holding Company Act 21 12/31/00 SEC FORM U-3A-2 EXHIBIT A A consolidating statement of income and surplus of the claimant and its subsidiary companies for the last calendar year, together with a consolidating balance sheet of claimant and its subsidiary companies as of the close of such calendar year. Filed confidentially with the Securities and Exchange Commission pursuant to Rule 104 as promulgated under the Public Utility Holding Company Act 22 12/31/00 SEC FORM U-3A-2 EXHIBIT B Financial Data Schedule Enron Corp. (for the calendar year ended December 31, 2000) If, at the time a report on this form is filed, the registrant is required to submit this report and any amendments thereto electronically via EDGAR, the registrant shall furnish a Financial Data Schedule. The Schedule shall set forth the financial and other data specified below that are applicable to the registrant on a consolidated basis. Total Assets $65,503,000,000 Total Operating Revenues $100,789,000,000 Net Income $979,000,000 23 12/31/00 SEC FORM U-3A-2 EXHIBIT C An organization chart showing the relationship of each EWG or foreign utility company to associate companies in the holding company system. Filed with the Securities and Exchange Commission pursuant to Rule 202 of Regulation S-T