0001024305-20-000088.txt : 20200909 0001024305-20-000088.hdr.sgml : 20200909 20200909182615 ACCESSION NUMBER: 0001024305-20-000088 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Richard J.S. CENTRAL INDEX KEY: 0001794535 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35964 FILM NUMBER: 201167383 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: FLOOR 19 CITY: NEW YORK STATE: NY ZIP: 10118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COTY INC. CENTRAL INDEX KEY: 0001024305 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 133823358 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 212-389-7300 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10118 FORMER COMPANY: FORMER CONFORMED NAME: COTY INC / DATE OF NAME CHANGE: 19961004 3/A 1 wf-form3a_159969035890457.xml FORM 3/A X0206 3/A 2020-01-01 2019-11-19 0 0001024305 COTY INC. COTY 0001794535 Jones Richard J.S. 350 FIFTH AVENUE FLOOR 19 NEW YORK NY 10118 0 1 0 0 Global Chief Supply Officer Class A common stock 245700 D Restricted Stock Units Class A common stock 88888.0 D This submission is made to amend the Reporting Person's submission of an Initial Statement of Beneficial Ownership of Securities filed on November 19, 2019 and a Statement of Changes in Beneficial Ownership of Securities filed on November 19, 2019 (the "Original Submission"). After making the Original Submission, the Reporting Person determined in consultation with Coty Inc. (the "Issuer") that the Reporting Person was not designated an officer of the Issuer until January 1, 2020. As such, none of the holdings or transactions previously reported in the Reporting Person's Original Submission were subject to reporting under Section 16 until that date. When the Reporting Person became an officer of the Issuer on January 1, 2020, the Reporting Person held 245,700 shares of Class A Common Stock. Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. When the Reporting Person became an officer of the Issuer on January 1, 2020, the Reporting Person held 88,888 Restricted Stock Units. An amended Statement of Changes in Beneficial Ownership is being filed to correct the Original Submission because the award of Restricted Stock Units was not subject to reporting under Section 16 until January 1, 2020. Exhibit List: Exhibit 24 - Power of Attorney Christina Kiely, Attorney-In-Fact 2020-09-09