0001811370-20-000002.txt : 20200512 0001811370-20-000002.hdr.sgml : 20200512 20200512121903 ACCESSION NUMBER: 0001811370-20-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTNEY M. CICIORA TRUST CENTRAL INDEX KEY: 0001811370 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 20868175 BUSINESS ADDRESS: STREET 1: 3000 A STREET SUITE 200 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 907-278-6775 MAIL ADDRESS: STREET 1: 3000 A STREET SUITE 200 CITY: ANCHORAGE STATE: AK ZIP: 99503 FORMER NAME: FORMER CONFORMED NAME: COURTNEY N. CICIORA TRUST DATE OF NAME CHANGE: 20200505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 7209170764 MAIL ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2020-05-05 0 0000102426 BOULDER GROWTH & INCOME FUND BIF 0001811370 COURTNEY M. CICIORA TRUST 3000 A STREET SUITE 200 ANCHORAGE AK 99503 0 0 1 0 COMMON STOCK 926677 D On May 5, 2020, the Reporting Person (also referred to as the "CMCT") received a distribution of 926,677 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to Courtney M. Ciciora, the CMCT's grantor. The 2019 Trust allows Ms. Ciciora to appoint Shares allocated to her under such trust in her discretion and she elected to appoint such Shares to the CMCT. The trustee of the CMCT is Peak Trust Company-AK, which may be deemed to control the CMCT. As a result of his advisory role with the CMCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the CMCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the CMCT. The CMCT and trusts, persons and entities affiliated with the CMCT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. /s/ Matthew Blattmachr 2020-05-12 President Peak Trust Company, Trustee of the Trust 2020-05-12 Stewart R. Horejsi 2020-05-12 Courtney M. Ciciora 2020-05-12