0001811370-20-000002.txt : 20200512
0001811370-20-000002.hdr.sgml : 20200512
20200512121903
ACCESSION NUMBER: 0001811370-20-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COURTNEY M. CICIORA TRUST
CENTRAL INDEX KEY: 0001811370
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 20868175
BUSINESS ADDRESS:
STREET 1: 3000 A STREET SUITE 200
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
BUSINESS PHONE: 907-278-6775
MAIL ADDRESS:
STREET 1: 3000 A STREET SUITE 200
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
FORMER NAME:
FORMER CONFORMED NAME: COURTNEY N. CICIORA TRUST
DATE OF NAME CHANGE: 20200505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 7209170764
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2020-05-05
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001811370
COURTNEY M. CICIORA TRUST
3000 A STREET SUITE 200
ANCHORAGE
AK
99503
0
0
1
0
COMMON STOCK
926677
D
On May 5, 2020, the Reporting Person (also referred to as the "CMCT") received a distribution of 926,677 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to Courtney M. Ciciora, the CMCT's grantor. The 2019 Trust allows Ms. Ciciora to appoint Shares allocated to her under such trust in her discretion and she elected to appoint such Shares to the CMCT.
The trustee of the CMCT is Peak Trust Company-AK, which may be deemed to control the CMCT. As a result of his advisory role with the CMCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the CMCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the CMCT.
The CMCT and trusts, persons and entities affiliated with the CMCT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
/s/ Matthew Blattmachr
2020-05-12
President Peak Trust Company, Trustee of the Trust
2020-05-12
Stewart R. Horejsi
2020-05-12
Courtney M. Ciciora
2020-05-12