0001811365-20-000004.txt : 20200622
0001811365-20-000004.hdr.sgml : 20200622
20200622132039
ACCESSION NUMBER: 0001811365-20-000004
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200618
FILED AS OF DATE: 20200622
DATE AS OF CHANGE: 20200622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMANDA N. CICIORA TRUST
CENTRAL INDEX KEY: 0001811365
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 20978037
BUSINESS ADDRESS:
STREET 1: 3000 A STREET SUITE 200
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
BUSINESS PHONE: 907-278-6775
MAIL ADDRESS:
STREET 1: 3000 A STREET SUITE 200
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
FORMER NAME:
FORMER CONFORMED NAME: AMANDA M. CICIORA TRUST
DATE OF NAME CHANGE: 20200505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 7209170764
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2020-06-18
2020-06-16
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001811365
AMANDA N. CICIORA TRUST
C/O PEAK TRUST COMPANY
3000 A STREET SUITE 200
ANCHORAGE
AK
99503
0
0
1
0
COMMON STOCK
2020-06-18
4
P
0
223419
9.535
A
1150096
D
This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2, Table I) is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and (ii) the "Price" (Item 4, Table I) is changed to $9.535 to reflect the valuation attributable to the Shares on such amended date. All other information remains unchanged.
On June 18, 2020, the Reporting Person (also referred to as the "ANCT") received a distribution of 223,419 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Amanda N. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the ANCT.
The trustee of the ANCT is Peak Trust Company-AK, which may be deemed to control the ANCT. As a result of his advisory role with the ANCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the ANCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the ANCT.
The ANCT and trusts, persons and entities affiliated with the ANCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
/s/ Matthew Blattmachr
2020-06-22
President Peak Trust Company, Trustee of the Trust
2020-06-22
Stewart R. Horejsi
2020-06-22
Amanda N. Ciciora
2020-06-22