0001811347-20-000003.txt : 20200622 0001811347-20-000003.hdr.sgml : 20200622 20200622124832 ACCESSION NUMBER: 0001811347-20-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200622 DATE AS OF CHANGE: 20200622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHN X. CICIORA TRUST CENTRAL INDEX KEY: 0001811347 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 20977981 BUSINESS ADDRESS: STREET 1: 3000 A STREET SUITE 200 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 907-278-6775 MAIL ADDRESS: STREET 1: 3000 A STREET SUITE 200 CITY: ANCHORAGE STATE: AK ZIP: 99503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 7209170764 MAIL ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2020-06-18 2020-06-16 0 0000102426 BOULDER GROWTH & INCOME FUND BIF 0001811347 JOHN X. CICIORA TRUST C/O PEAK TRUST COMPANY 3000 A STREET SUITE 200 ANCHORAGE AK 99503 0 0 1 0 COMMON STOCK 2020-06-18 4 P 0 175122 9.535 A 967009 D This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2, Table I) is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and (ii) is changed to $9.535 to reflect the valuation attributable to the Shares on such amended date. All other information remains unchanged. On June 18, 2020, the Reporting Person (also referred to as the "JXCT") received a distribution of 175,122 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of John X. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the JXCT. The trustee of the JXCT is Peak Trust Company-AK, which may be deemed to control the JXCT. As a result of his advisory role with the JXCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JXCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JXCT. The JXCT and trusts, persons and entities affiliated with the JXCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. /s/ Matthew Blattmachr 2020-06-22 President Peak Trust Company, Trustee of the Trust 2020-06-22 Stewart R. Horejsi 2020-06-22 John X. Ciciora 2020-06-22