0001811347-20-000001.txt : 20200512 0001811347-20-000001.hdr.sgml : 20200512 20200512112307 ACCESSION NUMBER: 0001811347-20-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHN X. CICIORA TRUST CENTRAL INDEX KEY: 0001811347 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 20867623 BUSINESS ADDRESS: STREET 1: 3000 A STREET SUITE 200 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 907-278-6775 MAIL ADDRESS: STREET 1: 3000 A STREET SUITE 200 CITY: ANCHORAGE STATE: AK ZIP: 99503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 7209170764 MAIL ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2020-05-05 0 0000102426 BOULDER GROWTH & INCOME FUND BIF 0001811347 JOHN X. CICIORA TRUST 3000 A STREET SUITE 200 ANCHORAGE AK 99503 0 0 1 0 COMMON STOCK 791887 D On May 5, 2020, the Reporting Person (also referred to as the "JXCT") received a distribution of 791,887 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company")from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to John X. Ciciora, the JXCT's grantor. The 2019 Trust allows Mr. Ciciora to appoint Shares allocated to him under such trust in his discretion and he elected to appoint such Shares to the JXCT. The trustee of the JXCT is Peak Trust Company-AK, which may be deemed to control the JXCT. As a result of his advisory role with the JXCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JXCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JXCT. The JXCT and trusts, persons and entities affiliated with the JXCT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. /s/ Matthew Blattmachr 2020-05-12 President Peak Trust Company, Trustee of the Trust 2020-05-12 Stewart R. Horesji 2020-05-12 John X. Ciciora 2020-05-12