0001811347-20-000001.txt : 20200512
0001811347-20-000001.hdr.sgml : 20200512
20200512112307
ACCESSION NUMBER: 0001811347-20-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHN X. CICIORA TRUST
CENTRAL INDEX KEY: 0001811347
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 20867623
BUSINESS ADDRESS:
STREET 1: 3000 A STREET SUITE 200
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
BUSINESS PHONE: 907-278-6775
MAIL ADDRESS:
STREET 1: 3000 A STREET SUITE 200
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 7209170764
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2020-05-05
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001811347
JOHN X. CICIORA TRUST
3000 A STREET SUITE 200
ANCHORAGE
AK
99503
0
0
1
0
COMMON STOCK
791887
D
On May 5, 2020, the Reporting Person (also referred to as the "JXCT") received a distribution of 791,887 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company")from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to John X. Ciciora, the JXCT's grantor. The 2019 Trust allows Mr. Ciciora to appoint Shares allocated to him under such trust in his discretion and he elected to appoint such Shares to the JXCT.
The trustee of the JXCT is Peak Trust Company-AK, which may be deemed to control the JXCT. As a result of his advisory role with the JXCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JXCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JXCT.
The JXCT and trusts, persons and entities affiliated with the JXCT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
/s/ Matthew Blattmachr
2020-05-12
President Peak Trust Company, Trustee of the Trust
2020-05-12
Stewart R. Horesji
2020-05-12
John X. Ciciora
2020-05-12